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Revisiting RAG Retrievers: An Information Theoretic Benchmark
Authors:
Wenqing Zheng,
Dmitri Kalaev,
Noah Fatsi,
Daniel Barcklow,
Owen Reinert,
Igor Melnyk,
Senthil Kumar,
C. Bayan Bruss
Abstract:
Retrieval-Augmented Generation (RAG) systems rely critically on the retriever module to surface relevant context for large language models. Although numerous retrievers have recently been proposed, each built on different ranking principles such as lexical matching, dense embeddings, or graph citations, there remains a lack of systematic understanding of how these mechanisms differ and overlap. Ex…
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Retrieval-Augmented Generation (RAG) systems rely critically on the retriever module to surface relevant context for large language models. Although numerous retrievers have recently been proposed, each built on different ranking principles such as lexical matching, dense embeddings, or graph citations, there remains a lack of systematic understanding of how these mechanisms differ and overlap. Existing benchmarks primarily compare entire RAG pipelines or introduce new datasets, providing little guidance on selecting or combining retrievers themselves. Those that do compare retrievers directly use a limited set of evaluation tools which fail to capture complementary and overlapping strengths. This work presents MIGRASCOPE, a Mutual Information based RAG Retriever Analysis Scope. We revisit state-of-the-art retrievers and introduce principled metrics grounded in information and statistical estimation theory to quantify retrieval quality, redundancy, synergy, and marginal contribution. We further show that if chosen carefully, an ensemble of retrievers outperforms any single retriever. We leverage the developed tools over major RAG corpora to provide unique insights on contribution levels of the state-of-the-art retrievers. Our findings provide a fresh perspective on the structure of modern retrieval techniques and actionable guidance for designing robust and efficient RAG systems.
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Submitted 24 February, 2026;
originally announced February 2026.
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Tuning-Free LLM Can Build A Strong Recommender Under Sparse Connectivity And Knowledge Gap Via Extracting Intent
Authors:
Wenqing Zheng,
Noah Fatsi,
Daniel Barcklow,
Dmitri Kalaev,
Steven Yao,
Owen Reinert,
C. Bayan Bruss,
Daniele Rosa
Abstract:
Recent advances in recommendation with large language models (LLMs) often rely on either commonsense augmentation at the item-category level or implicit intent modeling on existing knowledge graphs. However, such approaches struggle to capture grounded user intents and to handle sparsity and cold-start scenarios. In this work, we present LLM-based Intent Knowledge Graph Recommender (IKGR), a novel…
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Recent advances in recommendation with large language models (LLMs) often rely on either commonsense augmentation at the item-category level or implicit intent modeling on existing knowledge graphs. However, such approaches struggle to capture grounded user intents and to handle sparsity and cold-start scenarios. In this work, we present LLM-based Intent Knowledge Graph Recommender (IKGR), a novel framework that constructs an intent-centric knowledge graph where both users and items are explicitly linked to intent nodes extracted by a tuning-free, RAG-guided LLM pipeline. By grounding intents in external knowledge sources and user profiles, IKGR canonically represents what a user seeks and what an item satisfies as first-class entities. To alleviate sparsity, we further introduce a mutual-intent connectivity densification strategy, which shortens semantic paths between users and long-tail items without requiring cross-graph fusion. Finally, a lightweight GNN layer is employed on top of the intent-enhanced graph to produce recommendation signals with low latency. Extensive experiments on public and enterprise datasets demonstrate that IKGR consistently outperforms strong baselines, particularly on cold-start and long-tail slices, while remaining efficient through a fully offline LLM pipeline.
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Submitted 11 March, 2026; v1 submitted 16 May, 2025;
originally announced May 2025.
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The Disagreement Problem in Faithfulness Metrics
Authors:
Brian Barr,
Noah Fatsi,
Leif Hancox-Li,
Peter Richter,
Daniel Proano,
Caleb Mok
Abstract:
The field of explainable artificial intelligence (XAI) aims to explain how black-box machine learning models work. Much of the work centers around the holy grail of providing post-hoc feature attributions to any model architecture. While the pace of innovation around novel methods has slowed down, the question remains of how to choose a method, and how to make it fit for purpose. Recently, efforts…
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The field of explainable artificial intelligence (XAI) aims to explain how black-box machine learning models work. Much of the work centers around the holy grail of providing post-hoc feature attributions to any model architecture. While the pace of innovation around novel methods has slowed down, the question remains of how to choose a method, and how to make it fit for purpose. Recently, efforts around benchmarking XAI methods have suggested metrics for that purpose -- but there are many choices. That bounty of choice still leaves an end user unclear on how to proceed. This paper focuses on comparing metrics with the aim of measuring faithfulness of local explanations on tabular classification problems -- and shows that the current metrics don't agree; leaving users unsure how to choose the most faithful explanations.
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Submitted 13 November, 2023;
originally announced November 2023.