Showing 1–30 of 30 results for author: Ozay, N

Active Reward Machine Inference From Raw State Trajectories

Authors: Mohamad Louai Shehab, Antoine Aspeel, Necmiye Ozay

Abstract: Reward machines are automaton-like structures that capture the memory required to accomplish a multi-stage task. When combined with reinforcement learning or optimal control methods, they can be used to synthesize robot policies to achieve such tasks. However, specifying a reward machine by hand, including a labeling function capturing high-level features that the decisions are based on, can be a… ▽ More Reward machines are automaton-like structures that capture the memory required to accomplish a multi-stage task. When combined with reinforcement learning or optimal control methods, they can be used to synthesize robot policies to achieve such tasks. However, specifying a reward machine by hand, including a labeling function capturing high-level features that the decisions are based on, can be a daunting task. This paper deals with the problem of learning reward machines directly from raw state and policy information. As opposed to existing works, we assume no access to observations of rewards, labels, or machine nodes, and show what trajectory data is sufficient for learning the reward machine in this information-scarce regime. We then extend the result to an active learning setting where we incrementally query trajectory extensions to improve data (and indirectly computational) efficiency. Results are demonstrated with several grid world examples. △ Less

Submitted 8 April, 2026; originally announced April 2026.

Safe and Optimal Learning from Preferences via Weighted Temporal Logic with Applications in Robotics and Formula 1

Authors: Ruya Karagulle, Cristian-Ioan Vasile, Necmiye Ozay

Abstract: Autonomous systems increasingly rely on human feedback to align their behavior, expressed as pairwise comparisons, rankings, or demonstrations. While existing methods can adapt behaviors, they often fail to guarantee safety in safety-critical domains. We propose a safety-guaranteed, optimal, and efficient approach for solving the learning problem from preferences, rankings, or demonstrations using… ▽ More Autonomous systems increasingly rely on human feedback to align their behavior, expressed as pairwise comparisons, rankings, or demonstrations. While existing methods can adapt behaviors, they often fail to guarantee safety in safety-critical domains. We propose a safety-guaranteed, optimal, and efficient approach for solving the learning problem from preferences, rankings, or demonstrations using Weighted Signal Temporal Logic (WSTL). WSTL learning problems, when implemented naively, lead to multi-linear constraints in the weights to be learned. By introducing structural pruning and log-transform procedures, we reduce the problem size and recast it as a Mixed-Integer Linear Program while preserving safety guarantees. Experiments on robotic navigation and real-world Formula 1 data demonstrate that the method captures nuanced preferences and models complex task objectives. △ Less

Submitted 10 March, 2026; v1 submitted 11 November, 2025; originally announced November 2025.

Comments: 8 pages, 2 figures

Initial Distribution Sensitivity of Constrained Markov Decision Processes

Authors: Alperen Tercan, Necmiye Ozay

Abstract: Constrained Markov Decision Processes (CMDPs) are notably more complex to solve than standard MDPs due to the absence of universally optimal policies across all initial state distributions. This necessitates re-solving the CMDP whenever the initial distribution changes. In this work, we analyze how the optimal value of CMDPs varies with different initial distributions, deriving bounds on these var… ▽ More Constrained Markov Decision Processes (CMDPs) are notably more complex to solve than standard MDPs due to the absence of universally optimal policies across all initial state distributions. This necessitates re-solving the CMDP whenever the initial distribution changes. In this work, we analyze how the optimal value of CMDPs varies with different initial distributions, deriving bounds on these variations using duality analysis of CMDPs and perturbation analysis in linear programming. Moreover, we show how such bounds can be used to analyze the regret of a given policy due to unknown variations of the initial distribution. △ Less

Submitted 30 September, 2025; originally announced October 2025.

Comments: Full version of CDC 2025 paper

Efficient Reward Identification In Max Entropy Reinforcement Learning with Sparsity and Rank Priors

Authors: Mohamad Louai Shehab, Alperen Tercan, Necmiye Ozay

Abstract: In this paper, we consider the problem of recovering time-varying reward functions from either optimal policies or demonstrations coming from a max entropy reinforcement learning problem. This problem is highly ill-posed without additional assumptions on the underlying rewards. However, in many applications, the rewards are indeed parsimonious, and some prior information is available. We consider… ▽ More In this paper, we consider the problem of recovering time-varying reward functions from either optimal policies or demonstrations coming from a max entropy reinforcement learning problem. This problem is highly ill-posed without additional assumptions on the underlying rewards. However, in many applications, the rewards are indeed parsimonious, and some prior information is available. We consider two such priors on the rewards: 1) rewards are mostly constant and they change infrequently, 2) rewards can be represented by a linear combination of a small number of feature functions. We first show that the reward identification problem with the former prior can be recast as a sparsification problem subject to linear constraints. Moreover, we give a polynomial-time algorithm that solves this sparsification problem exactly. Then, we show that identifying rewards representable with the minimum number of features can be recast as a rank minimization problem subject to linear constraints, for which convex relaxations of rank can be invoked. In both cases, these observations lead to efficient optimization-based reward identification algorithms. Several examples are given to demonstrate the accuracy of the recovered rewards as well as their generalizability. △ Less

Submitted 10 August, 2025; originally announced August 2025.

Learning Reward Machines from Partially Observed Policies

Authors: Mohamad Louai Shehab, Antoine Aspeel, Necmiye Ozay

Abstract: Inverse reinforcement learning is the problem of inferring a reward function from an optimal policy or demonstrations by an expert. In this work, it is assumed that the reward is expressed as a reward machine whose transitions depend on atomic propositions associated with the state of a Markov Decision Process (MDP). Our goal is to identify the true reward machine using finite information. To this… ▽ More Inverse reinforcement learning is the problem of inferring a reward function from an optimal policy or demonstrations by an expert. In this work, it is assumed that the reward is expressed as a reward machine whose transitions depend on atomic propositions associated with the state of a Markov Decision Process (MDP). Our goal is to identify the true reward machine using finite information. To this end, we first introduce the notion of a prefix tree policy which associates a distribution of actions to each state of the MDP and each attainable finite sequence of atomic propositions. Then, we characterize an equivalence class of reward machines that can be identified given the prefix tree policy. Finally, we propose a SAT-based algorithm that uses information extracted from the prefix tree policy to solve for a reward machine. It is proved that if the prefix tree policy is known up to a sufficient (but finite) depth, our algorithm recovers the exact reward machine up to the equivalence class. This sufficient depth is derived as a function of the number of MDP states and (an upper bound on) the number of states of the reward machine. These results are further extended to the case where we only have access to demonstrations from an optimal policy. Several examples, including discrete grid and block worlds, a continuous state-space robotic arm, and real data from experiments with mice, are used to demonstrate the effectiveness and generality of the approach. △ Less

Submitted 22 October, 2025; v1 submitted 5 February, 2025; originally announced February 2025.

Ankle Exoskeletons May Hinder Standing Balance in Simple Models of Older and Younger Adults

Authors: Daphna Raz, Varun Joshi, Brian R. Umberger, Necmiye Ozay

Abstract: Humans rely on ankle torque to maintain standing balance, particularly in the presence of small to moderate perturbations. Reductions in maximum torque (MT) production and maximum rate of torque development (MRTD) occur at the ankle with age, diminishing stability. Ankle exoskeletons are powered orthotic devices that may assist older adults by compensating for reduced muscle force and power produc… ▽ More Humans rely on ankle torque to maintain standing balance, particularly in the presence of small to moderate perturbations. Reductions in maximum torque (MT) production and maximum rate of torque development (MRTD) occur at the ankle with age, diminishing stability. Ankle exoskeletons are powered orthotic devices that may assist older adults by compensating for reduced muscle force and power production capabilities. They may also be able to assist with ankle strategies used for balance. However, no studies have investigated the effect of such devices on balance in older adults. Here, we model the effect ankle exoskeletons have on stability in physics-based models of healthy young and old adults, focusing on the mitigation of age-related deficits such as reduced MT and MRTD. We show that an ankle exoskeleton moderately reduces feasible stability boundaries in users who have full ankle strength. For individuals with age-related deficits, there is a trade-off. While exoskeletons augment stability in low velocity conditions, they reduce stability in some high velocity conditions. Our results suggest that well-established control strategies must still be experimentally validated in older adults. △ Less

Submitted 2 October, 2024; v1 submitted 9 August, 2024; originally announced August 2024.

Comments: 14 pages, 7 figures

On the Hardness of Learning to Stabilize Linear Systems

Authors: Xiong Zeng, Zexiang Liu, Zhe Du, Necmiye Ozay, Mario Sznaier

Abstract: Inspired by the work of Tsiamis et al. \cite{tsiamis2022learning}, in this paper we study the statistical hardness of learning to stabilize linear time-invariant systems. Hardness is measured by the number of samples required to achieve a learning task with a given probability. The work in \cite{tsiamis2022learning} shows that there exist system classes that are hard to learn to stabilize with the… ▽ More Inspired by the work of Tsiamis et al. \cite{tsiamis2022learning}, in this paper we study the statistical hardness of learning to stabilize linear time-invariant systems. Hardness is measured by the number of samples required to achieve a learning task with a given probability. The work in \cite{tsiamis2022learning} shows that there exist system classes that are hard to learn to stabilize with the core reason being the hardness of identification. Here we present a class of systems that can be easy to identify, thanks to a non-degenerate noise process that excites all modes, but the sample complexity of stabilization still increases exponentially with the system dimension. We tie this result to the hardness of co-stabilizability for this class of systems using ideas from robust control. △ Less

Submitted 18 November, 2023; originally announced November 2023.

Comments: 7 pages, 2 figures, accepted by CDC 2023

A Safe Preference Learning Approach for Personalization with Applications to Autonomous Vehicles

Authors: Ruya Karagulle, Nikos Arechiga, Andrew Best, Jonathan DeCastro, Necmiye Ozay

Abstract: This work introduces a preference learning method that ensures adherence to given specifications, with an application to autonomous vehicles. Our approach incorporates the priority ordering of Signal Temporal Logic (STL) formulas describing traffic rules into a learning framework. By leveraging Parametric Weighted Signal Temporal Logic (PWSTL), we formulate the problem of safety-guaranteed prefere… ▽ More This work introduces a preference learning method that ensures adherence to given specifications, with an application to autonomous vehicles. Our approach incorporates the priority ordering of Signal Temporal Logic (STL) formulas describing traffic rules into a learning framework. By leveraging Parametric Weighted Signal Temporal Logic (PWSTL), we formulate the problem of safety-guaranteed preference learning based on pairwise comparisons and propose an approach to solve this learning problem. Our approach finds a feasible valuation for the weights of the given PWSTL formula such that, with these weights, preferred signals have weighted quantitative satisfaction measures greater than their non-preferred counterparts. The feasible valuation of weights given by our approach leads to a weighted STL formula that can be used in correct-and-custom-by-construction controller synthesis. We demonstrate the performance of our method with a pilot human subject study in two different simulated driving scenarios involving a stop sign and a pedestrian crossing. Our approach yields competitive results compared to existing preference learning methods in terms of capturing preferences and notably outperforms them when safety is considered. △ Less

Submitted 26 March, 2024; v1 submitted 30 October, 2023; originally announced November 2023.

Comments: 9 pages, 3 figures, 2 tables. This work has been published at IEEE Robotics and Automation Letters

Can Transformers Learn Optimal Filtering for Unknown Systems?

Authors: Haldun Balim, Zhe Du, Samet Oymak, Necmiye Ozay

Abstract: Transformer models have shown great success in natural language processing; however, their potential remains mostly unexplored for dynamical systems. In this work, we investigate the optimal output estimation problem using transformers, which generate output predictions using all the past ones. Particularly, we train the transformer using various distinct systems and then evaluate the performance… ▽ More Transformer models have shown great success in natural language processing; however, their potential remains mostly unexplored for dynamical systems. In this work, we investigate the optimal output estimation problem using transformers, which generate output predictions using all the past ones. Particularly, we train the transformer using various distinct systems and then evaluate the performance on unseen systems with unknown dynamics. Empirically, the trained transformer adapts exceedingly well to different unseen systems and even matches the optimal performance given by the Kalman filter for linear systems. In more complex settings with non-i.i.d. noise, time-varying dynamics, and nonlinear dynamics like a quadrotor system with unknown parameters, transformers also demonstrate promising results. To support our experimental findings, we provide statistical guarantees that quantify the amount of training data required for the transformer to achieve a desired excess risk. Finally, we point out some limitations by identifying two classes of problems that lead to degraded performance, highlighting the need for caution when using transformers for control and estimation. △ Less

Submitted 11 June, 2024; v1 submitted 16 August, 2023; originally announced August 2023.

Comments: Minor differences between the implementation and the originally provided descriptions are corrected, ensuring better clarity and accuracy of the content

Falsification of a Vision-based Automatic Landing System

Authors: Sara Shoouri, Shayan Jalili, Jiahong Xu, Isabelle Gallagher, Yuhao Zhang, Joshua Wilhelm, Necmiye Ozay, Jean-Baptiste Jeannin

Abstract: At smaller airports without an instrument approach or advanced equipment, automatic landing of aircraft is a safety-critical task that requires the use of sensors present on the aircraft. In this paper, we study falsification of an automatic landing system for fixed-wing aircraft using a camera as its main sensor. We first present an architecture for vision-based automatic landing, including a vis… ▽ More At smaller airports without an instrument approach or advanced equipment, automatic landing of aircraft is a safety-critical task that requires the use of sensors present on the aircraft. In this paper, we study falsification of an automatic landing system for fixed-wing aircraft using a camera as its main sensor. We first present an architecture for vision-based automatic landing, including a vision-based runway distance and orientation estimator and an associated PID controller. We then outline landing specifications that we validate with actual flight data. Using these specifications, we propose the use of the falsification tool Breach to find counterexamples to the specifications in the automatic landing system. Our experiments are implemented using a Beechcraft Baron 58 in the X-Plane flight simulator communicating with MATLAB Simulink. △ Less

Submitted 4 July, 2023; originally announced July 2023.

Comments: AIAA Scitech 2021 Forum

Finite Sample Identification of Bilinear Dynamical Systems

Authors: Yahya Sattar, Samet Oymak, Necmiye Ozay

Abstract: Bilinear dynamical systems are ubiquitous in many different domains and they can also be used to approximate more general control-affine systems. This motivates the problem of learning bilinear systems from a single trajectory of the system's states and inputs. Under a mild marginal mean-square stability assumption, we identify how much data is needed to estimate the unknown bilinear system up to… ▽ More Bilinear dynamical systems are ubiquitous in many different domains and they can also be used to approximate more general control-affine systems. This motivates the problem of learning bilinear systems from a single trajectory of the system's states and inputs. Under a mild marginal mean-square stability assumption, we identify how much data is needed to estimate the unknown bilinear system up to a desired accuracy with high probability. Our sample complexity and statistical error rates are optimal in terms of the trajectory length, the dimensionality of the system and the input size. Our proof technique relies on an application of martingale small-ball condition. This enables us to correctly capture the properties of the problem, specifically our error rates do not deteriorate with increasing instability. Finally, we show that numerical experiments are well-aligned with our theoretical results. △ Less

Submitted 29 August, 2022; originally announced August 2022.

Efficient Backward Reachability Using the Minkowski Difference of Constrained Zonotopes

Authors: Liren Yang, Hang Zhang, Jean-Baptiste Jeannin, Necmiye Ozay

Abstract: Backward reachability analysis is essential to synthesizing controllers that ensure the correctness of closed-loop systems. This paper is concerned with developing scalable algorithms that under-approximate the backward reachable sets, for discrete-time uncertain linear and nonlinear systems. Our algorithm sequentially linearizes the dynamics, and uses constrained zonotopes for set representation… ▽ More Backward reachability analysis is essential to synthesizing controllers that ensure the correctness of closed-loop systems. This paper is concerned with developing scalable algorithms that under-approximate the backward reachable sets, for discrete-time uncertain linear and nonlinear systems. Our algorithm sequentially linearizes the dynamics, and uses constrained zonotopes for set representation and computation. The main technical ingredient of our algorithm is an efficient way to under-approximate the Minkowski difference between a constrained zonotopic minuend and a zonotopic subtrahend, which consists of all possible values of the uncertainties and the linearization error. This Minkowski difference needs to be represented as a constrained zonotope to enable subsequent computation, but, as we show, it is impossible to find a polynomial-sized representation for it in polynomial time. Our algorithm finds a polynomial-sized under-approximation in polynomial time. We further analyze the conservatism of this under-approximation technique, and show that it is exact under some conditions. Based on the developed Minkowski difference technique, we detail two backward reachable set computation algorithms to control the linearization error and incorporate nonconvex state constraints. Several examples illustrate the effectiveness of our algorithms. △ Less

Submitted 26 August, 2022; v1 submitted 9 July, 2022; originally announced July 2022.

Comments: This article will be presented at the International Conference on Embedded Software (EMSOFT) 2022 and will appear as part of the ESWEEK-TCAD special issue

Safe Output Feedback Motion Planning from Images via Learned Perception Modules and Contraction Theory

Authors: Glen Chou, Necmiye Ozay, Dmitry Berenson

Abstract: We present a motion planning algorithm for a class of uncertain control-affine nonlinear systems which guarantees runtime safety and goal reachability when using high-dimensional sensor measurements (e.g., RGB-D images) and a learned perception module in the feedback control loop. First, given a dataset of states and observations, we train a perception system that seeks to invert a subset of the s… ▽ More We present a motion planning algorithm for a class of uncertain control-affine nonlinear systems which guarantees runtime safety and goal reachability when using high-dimensional sensor measurements (e.g., RGB-D images) and a learned perception module in the feedback control loop. First, given a dataset of states and observations, we train a perception system that seeks to invert a subset of the state from an observation, and estimate an upper bound on the perception error which is valid with high probability in a trusted domain near the data. Next, we use contraction theory to design a stabilizing state feedback controller and a convergent dynamic state observer which uses the learned perception system to update its state estimate. We derive a bound on the trajectory tracking error when this controller is subjected to errors in the dynamics and incorrect state estimates. Finally, we integrate this bound into a sampling-based motion planner, guiding it to return trajectories that can be safely tracked at runtime using sensor data. We demonstrate our approach in simulation on a 4D car, a 6D planar quadrotor, and a 17D manipulation task with RGB(-D) sensor measurements, demonstrating that our method safely and reliably steers the system to the goal, while baselines that fail to consider the trusted domain or state estimation errors can be unsafe. △ Less

Submitted 23 August, 2022; v1 submitted 13 June, 2022; originally announced June 2022.

Comments: Workshop on the Algorithmic Foundations of Robotics (WAFR) XV, 2022, College Park, MD, USA

Mode Reduction for Markov Jump Systems

Authors: Zhe Du, Laura Balzano, Necmiye Ozay

Abstract: Switched systems are capable of modeling processes with underlying dynamics that may change abruptly over time. To achieve accurate modeling in practice, one may need a large number of modes, but this may in turn increase the model complexity drastically. Existing work on reducing system complexity mainly considers state space reduction, yet reducing the number of modes is less studied. In this wo… ▽ More Switched systems are capable of modeling processes with underlying dynamics that may change abruptly over time. To achieve accurate modeling in practice, one may need a large number of modes, but this may in turn increase the model complexity drastically. Existing work on reducing system complexity mainly considers state space reduction, yet reducing the number of modes is less studied. In this work, we consider Markov jump linear systems (MJSs), a special class of switched systems where the active mode switches according to a Markov chain, and several issues associated with its mode complexity. Specifically, inspired by clustering techniques from unsupervised learning, we are able to construct a reduced MJS with fewer modes that approximates well the original MJS under various metrics. Furthermore, both theoretically and empirically, we show how one can use the reduced MJS to analyze stability and design controllers with significant reduction in computational cost while achieving guaranteed accuracy. △ Less

Submitted 20 October, 2022; v1 submitted 5 May, 2022; originally announced May 2022.

Identification and Adaptive Control of Markov Jump Systems: Sample Complexity and Regret Bounds

Authors: Yahya Sattar, Zhe Du, Davoud Ataee Tarzanagh, Laura Balzano, Necmiye Ozay, Samet Oymak

Abstract: Learning how to effectively control unknown dynamical systems is crucial for intelligent autonomous systems. This task becomes a significant challenge when the underlying dynamics are changing with time. Motivated by this challenge, this paper considers the problem of controlling an unknown Markov jump linear system (MJS) to optimize a quadratic objective. By taking a model-based perspective, we c… ▽ More Learning how to effectively control unknown dynamical systems is crucial for intelligent autonomous systems. This task becomes a significant challenge when the underlying dynamics are changing with time. Motivated by this challenge, this paper considers the problem of controlling an unknown Markov jump linear system (MJS) to optimize a quadratic objective. By taking a model-based perspective, we consider identification-based adaptive control of MJSs. We first provide a system identification algorithm for MJS to learn the dynamics in each mode as well as the Markov transition matrix, underlying the evolution of the mode switches, from a single trajectory of the system states, inputs, and modes. Through martingale-based arguments, sample complexity of this algorithm is shown to be $\mathcal{O}(1/\sqrt{T})$. We then propose an adaptive control scheme that performs system identification together with certainty equivalent control to adapt the controllers in an episodic fashion. Combining our sample complexity results with recent perturbation results for certainty equivalent control, we prove that when the episode lengths are appropriately chosen, the proposed adaptive control scheme achieves $\mathcal{O}(\sqrt{T})$ regret, which can be improved to $\mathcal{O}(polylog(T))$ with partial knowledge of the system. Our proof strategy introduces innovations to handle Markovian jumps and a weaker notion of stability common in MJSs. Our analysis provides insights into system theoretic quantities that affect learning accuracy and control performance. Numerical simulations are presented to further reinforce these insights. △ Less

Submitted 20 October, 2025; v1 submitted 12 November, 2021; originally announced November 2021.

Comments: Improved results using Martingale-based arguments

Certainty Equivalent Quadratic Control for Markov Jump Systems

Authors: Zhe Du, Yahya Sattar, Davoud Ataee Tarzanagh, Laura Balzano, Samet Oymak, Necmiye Ozay

Abstract: Real-world control applications often involve complex dynamics subject to abrupt changes or variations. Markov jump linear systems (MJS) provide a rich framework for modeling such dynamics. Despite an extensive history, theoretical understanding of parameter sensitivities of MJS control is somewhat lacking. Motivated by this, we investigate robustness aspects of certainty equivalent model-based op… ▽ More Real-world control applications often involve complex dynamics subject to abrupt changes or variations. Markov jump linear systems (MJS) provide a rich framework for modeling such dynamics. Despite an extensive history, theoretical understanding of parameter sensitivities of MJS control is somewhat lacking. Motivated by this, we investigate robustness aspects of certainty equivalent model-based optimal control for MJS with quadratic cost function. Given the uncertainty in the system matrices and in the Markov transition matrix is bounded by $ε$ and $η$ respectively, robustness results are established for (i) the solution to coupled Riccati equations and (ii) the optimal cost, by providing explicit perturbation bounds which decay as $\mathcal{O}(ε+ η)$ and $\mathcal{O}((ε+ η)^2)$ respectively. △ Less

Submitted 26 May, 2021; originally announced May 2021.

Comments: 17 pages, 8 figures

Model Error Propagation via Learned Contraction Metrics for Safe Feedback Motion Planning of Unknown Systems

Authors: Glen Chou, Necmiye Ozay, Dmitry Berenson

Abstract: We present a method for contraction-based feedback motion planning of locally incrementally exponentially stabilizable systems with unknown dynamics that provides probabilistic safety and reachability guarantees. Given a dynamics dataset, our method learns a deep control-affine approximation of the dynamics. To find a trusted domain where this model can be used for planning, we obtain an estimate… ▽ More We present a method for contraction-based feedback motion planning of locally incrementally exponentially stabilizable systems with unknown dynamics that provides probabilistic safety and reachability guarantees. Given a dynamics dataset, our method learns a deep control-affine approximation of the dynamics. To find a trusted domain where this model can be used for planning, we obtain an estimate of the Lipschitz constant of the model error, which is valid with a given probability, in a region around the training data, providing a local, spatially-varying model error bound. We derive a trajectory tracking error bound for a contraction-based controller that is subjected to this model error, and then learn a controller that optimizes this tracking bound. With a given probability, we verify the correctness of the controller and tracking error bound in the trusted domain. We then use the trajectory error bound together with the trusted domain to guide a sampling-based planner to return trajectories that can be robustly tracked in execution. We show results on a 4D car, a 6D quadrotor, and a 22D deformable object manipulation task, showing our method plans safely with learned models of high-dimensional underactuated systems, while baselines that plan without considering the tracking error bound or the trusted domain can fail to stabilize the system and become unsafe. △ Less

Submitted 1 March, 2022; v1 submitted 17 April, 2021; originally announced April 2021.

Comments: Extended paper; abridged version presented at the 60th IEEE Conference on Decision and Control (CDC 2021)

Towards Better Adaptive Systems by Combining MAPE, Control Theory, and Machine Learning

Authors: Danny Weyns, Bradley Schmerl, Masako Kishida, Alberto Leva, Marin Litoiu, Necmiye Ozay, Colin Paterson, Kenji Tei

Abstract: Two established approaches to engineer adaptive systems are architecture-based adaptation that uses a Monitor-Analysis-Planning-Executing (MAPE) loop that reasons over architectural models (aka Knowledge) to make adaptation decisions, and control-based adaptation that relies on principles of control theory (CT) to realize adaptation. Recently, we also observe a rapidly growing interest in applying… ▽ More Two established approaches to engineer adaptive systems are architecture-based adaptation that uses a Monitor-Analysis-Planning-Executing (MAPE) loop that reasons over architectural models (aka Knowledge) to make adaptation decisions, and control-based adaptation that relies on principles of control theory (CT) to realize adaptation. Recently, we also observe a rapidly growing interest in applying machine learning (ML) to support different adaptation mechanisms. While MAPE and CT have particular characteristics and strengths to be applied independently, in this paper, we are concerned with the question of how these approaches are related with one another and whether combining them and supporting them with ML can produce better adaptive systems. We motivate the combined use of different adaptation approaches using a scenario of a cloud-based enterprise system and illustrate the analysis when combining the different approaches. To conclude, we offer a set of open questions for further research in this interesting area. △ Less

Submitted 19 March, 2021; originally announced March 2021.

Comments: 7 pages

A General Language-Based Framework for Specifying and Verifying Notions of Opacity

Authors: Andrew Wintenberg, Matthew Blischke, Stéphane Lafortune, Necmiye Ozay

Abstract: Opacity is an information flow property that captures the notion of plausible deniability in dynamic systems, that is whether an intruder can deduce that "secret" behavior has occurred. In this paper we provide a general framework of opacity to unify the many existing notions of opacity that exist for discrete event systems. We use this framework to discuss language-based and state-based notions o… ▽ More Opacity is an information flow property that captures the notion of plausible deniability in dynamic systems, that is whether an intruder can deduce that "secret" behavior has occurred. In this paper we provide a general framework of opacity to unify the many existing notions of opacity that exist for discrete event systems. We use this framework to discuss language-based and state-based notions of opacity over automata. We present several methods for language-based opacity verification, and a general approach to transform state-based notions into language-based ones. We demonstrate this approach for current-state and initial-state opacity, unifying existing results. We then investigate the notions of K-step opacity. We provide a language-based view of K-step opacity encompassing two existing notions and two new ones. We then analyze the corresponding language-based verification methods both formally and with numerical examples. In each case, the proposed methods offer significant reductions in runtime and space complexity. △ Less

Submitted 18 March, 2021; originally announced March 2021.

Journal ref: Discrete Event Dyn Syst 32, 253-289 (2022)

Uncertainty-Aware Constraint Learning for Adaptive Safe Motion Planning from Demonstrations

Authors: Glen Chou, Necmiye Ozay, Dmitry Berenson

Abstract: We present a method for learning to satisfy uncertain constraints from demonstrations. Our method uses robust optimization to obtain a belief over the potentially infinite set of possible constraints consistent with the demonstrations, and then uses this belief to plan trajectories that trade off performance with satisfying the possible constraints. We use these trajectories in a closed-loop polic… ▽ More We present a method for learning to satisfy uncertain constraints from demonstrations. Our method uses robust optimization to obtain a belief over the potentially infinite set of possible constraints consistent with the demonstrations, and then uses this belief to plan trajectories that trade off performance with satisfying the possible constraints. We use these trajectories in a closed-loop policy that executes and replans using belief updates, which incorporate data gathered during execution. We derive guarantees on the accuracy of our constraint belief and probabilistic guarantees on plan safety. We present results on a 7-DOF arm and 12D quadrotor, showing our method can learn to satisfy high-dimensional (up to 30D) uncertain constraints, and outperforms baselines in safety and efficiency. △ Less

Submitted 8 November, 2020; originally announced November 2020.

Comments: 4th Conference on Robot Learning (CoRL 2020)

Planning with Learned Dynamics: Probabilistic Guarantees on Safety and Reachability via Lipschitz Constants

Authors: Craig Knuth, Glen Chou, Necmiye Ozay, Dmitry Berenson

Abstract: We present a method for feedback motion planning of systems with unknown dynamics which provides probabilistic guarantees on safety, reachability, and goal stability. To find a domain in which a learned control-affine approximation of the true dynamics can be trusted, we estimate the Lipschitz constant of the difference between the true and learned dynamics, and ensure the estimate is valid with a… ▽ More We present a method for feedback motion planning of systems with unknown dynamics which provides probabilistic guarantees on safety, reachability, and goal stability. To find a domain in which a learned control-affine approximation of the true dynamics can be trusted, we estimate the Lipschitz constant of the difference between the true and learned dynamics, and ensure the estimate is valid with a given probability. Provided the system has at least as many controls as states, we also derive existence conditions for a one-step feedback law which can keep the real system within a small bound of a nominal trajectory planned with the learned dynamics. Our method imposes the feedback law existence as a constraint in a sampling-based planner, which returns a feedback policy around a nominal plan ensuring that, if the Lipschitz constant estimate is valid, the true system is safe during plan execution, reaches the goal, and is ultimately invariant in a small set about the goal. We demonstrate our approach by planning using learned models of a 6D quadrotor and a 7DOF Kuka arm. We show that a baseline which plans using the same learned dynamics without considering the error bound or the existence of the feedback law can fail to stabilize around the plan and become unsafe. △ Less

Submitted 19 October, 2021; v1 submitted 18 October, 2020; originally announced October 2020.

Comments: Accepted at RA-L and ICRA 2021. Craig Knuth and Glen Chou contributed equally to this work

Explaining Multi-stage Tasks by Learning Temporal Logic Formulas from Suboptimal Demonstrations

Authors: Glen Chou, Necmiye Ozay, Dmitry Berenson

Abstract: We present a method for learning multi-stage tasks from demonstrations by learning the logical structure and atomic propositions of a consistent linear temporal logic (LTL) formula. The learner is given successful but potentially suboptimal demonstrations, where the demonstrator is optimizing a cost function while satisfying the LTL formula, and the cost function is uncertain to the learner. Our a… ▽ More We present a method for learning multi-stage tasks from demonstrations by learning the logical structure and atomic propositions of a consistent linear temporal logic (LTL) formula. The learner is given successful but potentially suboptimal demonstrations, where the demonstrator is optimizing a cost function while satisfying the LTL formula, and the cost function is uncertain to the learner. Our algorithm uses the Karush-Kuhn-Tucker (KKT) optimality conditions of the demonstrations together with a counterexample-guided falsification strategy to learn the atomic proposition parameters and logical structure of the LTL formula, respectively. We provide theoretical guarantees on the conservativeness of the recovered atomic proposition sets, as well as completeness in the search for finding an LTL formula consistent with the demonstrations. We evaluate our method on high-dimensional nonlinear systems by learning LTL formulas explaining multi-stage tasks on 7-DOF arm and quadrotor systems and show that it outperforms competing methods for learning LTL formulas from positive examples. △ Less

Submitted 3 June, 2020; originally announced June 2020.

Comments: Extended version; conference version to appear in Robotics: Science and Systems XVI (RSS 2020)

Inferring Obstacles and Path Validity from Visibility-Constrained Demonstrations

Authors: Craig Knuth, Glen Chou, Necmiye Ozay, Dmitry Berenson

Abstract: Many methods in learning from demonstration assume that the demonstrator has knowledge of the full environment. However, in many scenarios, a demonstrator only sees part of the environment and they continuously replan as they gather information. To plan new paths or to reconstruct the environment, we must consider the visibility constraints and replanning process of the demonstrator, which, to our… ▽ More Many methods in learning from demonstration assume that the demonstrator has knowledge of the full environment. However, in many scenarios, a demonstrator only sees part of the environment and they continuously replan as they gather information. To plan new paths or to reconstruct the environment, we must consider the visibility constraints and replanning process of the demonstrator, which, to our knowledge, has not been done in previous work. We consider the problem of inferring obstacle configurations in a 2D environment from demonstrated paths for a point robot that is capable of seeing in any direction but not through obstacles. Given a set of \textit{survey points}, which describe where the demonstrator obtains new information, and a candidate path, we construct a Constraint Satisfaction Problem (CSP) on a cell decomposition of the environment. We parameterize a set of obstacles corresponding to an assignment from the CSP and sample from the set to find valid environments. We show that there is a probabilistically-complete, yet not entirely tractable, algorithm that can guarantee novel paths in the space are unsafe or possibly safe. We also present an incomplete, but empirically-successful, heuristic-guided algorithm that we apply in our experiments to 1) planning novel paths and 2) recovering a probabilistic representation of the environment. △ Less

Submitted 11 May, 2020; originally announced May 2020.

Comments: Accepted at WAFR 2020

Learning Constraints from Locally-Optimal Demonstrations under Cost Function Uncertainty

Authors: Glen Chou, Necmiye Ozay, Dmitry Berenson

Abstract: We present an algorithm for learning parametric constraints from locally-optimal demonstrations, where the cost function being optimized is uncertain to the learner. Our method uses the Karush-Kuhn-Tucker (KKT) optimality conditions of the demonstrations within a mixed integer linear program (MILP) to learn constraints which are consistent with the local optimality of the demonstrations, by either… ▽ More We present an algorithm for learning parametric constraints from locally-optimal demonstrations, where the cost function being optimized is uncertain to the learner. Our method uses the Karush-Kuhn-Tucker (KKT) optimality conditions of the demonstrations within a mixed integer linear program (MILP) to learn constraints which are consistent with the local optimality of the demonstrations, by either using a known constraint parameterization or by incrementally growing a parameterization that is consistent with the demonstrations. We provide theoretical guarantees on the conservativeness of the recovered safe/unsafe sets and analyze the limits of constraint learnability when using locally-optimal demonstrations. We evaluate our method on high-dimensional constraints and systems by learning constraints for 7-DOF arm and quadrotor examples, show that it outperforms competing constraint-learning approaches, and can be effectively used to plan new constraint-satisfying trajectories in the environment. △ Less

Submitted 25 January, 2020; originally announced January 2020.

Comments: Accepted to the IEEE Robotics and Automation Letters

From Drinking Philosophers to Asynchronous Path-Following Robots

Authors: Yunus Emre Sahin, Necmiye Ozay

Abstract: In this paper, we consider the multi-robot path execution problem where a group of robots move on predefined paths from their initial to target positions while avoiding collisions and deadlocks in the face of asynchrony. We first show that this problem can be reformulated as a distributed resource allocation problem and, in particular, as an instance of the well-known Drinking Philosophers Problem… ▽ More In this paper, we consider the multi-robot path execution problem where a group of robots move on predefined paths from their initial to target positions while avoiding collisions and deadlocks in the face of asynchrony. We first show that this problem can be reformulated as a distributed resource allocation problem and, in particular, as an instance of the well-known Drinking Philosophers Problem (DrPP). By careful construction of the drinking sessions capturing shared resources, we show that any existing solutions to DrPP can be used to design robot control policies that are collectively collision and deadlock-free. We then propose modifications to an existing DrPP algorithm to allow more concurrent behavior, and provide conditions under which our method is deadlock-free. Our method does not require robots to know or to estimate the speed profiles of other robots and results in distributed control policies. We demonstrate the efficacy of our method on simulation examples, which show competitive performance against the state-of-the-art. △ Less

Submitted 2 January, 2023; v1 submitted 2 January, 2020; originally announced January 2020.

Comments: 13 pages, 7 figures. Under submission for a journal

Learning Parametric Constraints in High Dimensions from Demonstrations

Authors: Glen Chou, Necmiye Ozay, Dmitry Berenson

Abstract: We present a scalable algorithm for learning parametric constraints in high dimensions from safe expert demonstrations. To reduce the ill-posedness of the constraint recovery problem, our method uses hit-and-run sampling to generate lower cost, and thus unsafe, trajectories. Both safe and unsafe trajectories are used to obtain a representation of the unsafe set that is compatible with the data by… ▽ More We present a scalable algorithm for learning parametric constraints in high dimensions from safe expert demonstrations. To reduce the ill-posedness of the constraint recovery problem, our method uses hit-and-run sampling to generate lower cost, and thus unsafe, trajectories. Both safe and unsafe trajectories are used to obtain a representation of the unsafe set that is compatible with the data by solving an integer program in that representation's parameter space. Our method can either leverage a known parameterization or incrementally grow a parameterization while remaining consistent with the data, and we provide theoretical guarantees on the conservativeness of the recovered unsafe set. We evaluate our method on high-dimensional constraints for high-dimensional systems by learning constraints for 7-DOF arm, quadrotor, and planar pushing examples, and show that our method outperforms baseline approaches. △ Less

Submitted 8 October, 2019; originally announced October 2019.

Comments: 3rd Conference on Robot Learning (CoRL 2019)

Learning Constraints from Demonstrations

Authors: Glen Chou, Dmitry Berenson, Necmiye Ozay

Abstract: We extend the learning from demonstration paradigm by providing a method for learning unknown constraints shared across tasks, using demonstrations of the tasks, their cost functions, and knowledge of the system dynamics and control constraints. Given safe demonstrations, our method uses hit-and-run sampling to obtain lower cost, and thus unsafe, trajectories. Both safe and unsafe trajectories are… ▽ More We extend the learning from demonstration paradigm by providing a method for learning unknown constraints shared across tasks, using demonstrations of the tasks, their cost functions, and knowledge of the system dynamics and control constraints. Given safe demonstrations, our method uses hit-and-run sampling to obtain lower cost, and thus unsafe, trajectories. Both safe and unsafe trajectories are used to obtain a consistent representation of the unsafe set via solving an integer program. Our method generalizes across system dynamics and learns a guaranteed subset of the constraint. We also provide theoretical analysis on what subset of the constraint can be learnable from safe demonstrations. We demonstrate our method on linear and nonlinear system dynamics, show that it can be modified to work with suboptimal demonstrations, and that it can also be used to learn constraints in a feature space. △ Less

Submitted 21 February, 2019; v1 submitted 17 December, 2018; originally announced December 2018.

Comments: Presented at the Workshop on the Algorithmic Foundations of Robotics (WAFR), 2018, Mérida, Mexico

Multirobot Coordination with Counting Temporal Logics

Authors: Yunus Emre Sahin, Petter Nilsson, Necmiye Ozay

Abstract: In many multirobot applications, planning trajectories in a way to guarantee that the collective behavior of the robots satisfies a certain high-level specification is crucial. Motivated by this problem, we introduce counting temporal logics---formal languages that enable concise expression of multirobot task specifications over possibly infinite horizons. We first introduce a general logic called… ▽ More In many multirobot applications, planning trajectories in a way to guarantee that the collective behavior of the robots satisfies a certain high-level specification is crucial. Motivated by this problem, we introduce counting temporal logics---formal languages that enable concise expression of multirobot task specifications over possibly infinite horizons. We first introduce a general logic called counting linear temporal logic plus (cLTL+), and propose an optimization-based method that generates individual trajectories such that satisfaction of a given cLTL+ formula is guaranteed when these trajectories are synchronously executed. We then introduce a fragment of cLTL+, called counting linear temporal logic (cLTL), and show that a solution to planning problem with cLTL constraints can be obtained more efficiently if all robots have identical dynamics. In the second part of the paper, we relax the synchrony assumption and discuss how to generate trajectories that can be asynchronously executed, while preserving the satisfaction of the desired cLTL+ specification. In particular, we show that when the asynchrony between robots is bounded, the method presented in this paper can be modified to generate robust trajectories. We demonstrate these ideas with an experiment and provide numerical results that showcase the scalability of the method. △ Less

Submitted 30 October, 2018; originally announced October 2018.

Comments: Under submission for a journal

Using control synthesis to generate corner cases: A case study on autonomous driving

Authors: Glen Chou, Yunus E. Sahin, Liren Yang, Kwesi J. Rutledge, Petter Nilsson, Necmiye Ozay

Abstract: This paper employs correct-by-construction control synthesis, in particular controlled invariant set computations, for falsification. Our hypothesis is that if it is possible to compute a "large enough" controlled invariant set either for the actual system model or some simplification of the system model, interesting corner cases for other control designs can be generated by sampling initial condi… ▽ More This paper employs correct-by-construction control synthesis, in particular controlled invariant set computations, for falsification. Our hypothesis is that if it is possible to compute a "large enough" controlled invariant set either for the actual system model or some simplification of the system model, interesting corner cases for other control designs can be generated by sampling initial conditions from the boundary of this controlled invariant set. Moreover, if falsifying trajectories for a given control design can be found through such sampling, then the controlled invariant set can be used as a supervisor to ensure safe operation of the control design under consideration. In addition to interesting initial conditions, which are mostly related to safety violations in transients, we use solutions from a dual game, a reachability game for the safety specification, to find falsifying inputs. We also propose optimization-based heuristics for input generation for cases when the state is outside the winning set of the dual game. To demonstrate the proposed ideas, we consider case studies from basic autonomous driving functionality, in particular, adaptive cruise control and lane keeping. We show how the proposed technique can be used to find interesting falsifying trajectories for classical control designs like proportional controllers, proportional integral controllers and model predictive controllers, as well as an open source real-world autonomous driving package. △ Less

Submitted 3 August, 2018; v1 submitted 25 July, 2018; originally announced July 2018.

Comments: To appear at EMSOFT 2018

Non-asymptotic Identification of LTI Systems from a Single Trajectory

Authors: Samet Oymak, Necmiye Ozay

Abstract: We consider the problem of learning a realization for a linear time-invariant (LTI) dynamical system from input/output data. Given a single input/output trajectory, we provide finite time analysis for learning the system's Markov parameters, from which a balanced realization is obtained using the classical Ho-Kalman algorithm. By proving a stability result for the Ho-Kalman algorithm and combining… ▽ More We consider the problem of learning a realization for a linear time-invariant (LTI) dynamical system from input/output data. Given a single input/output trajectory, we provide finite time analysis for learning the system's Markov parameters, from which a balanced realization is obtained using the classical Ho-Kalman algorithm. By proving a stability result for the Ho-Kalman algorithm and combining it with the sample complexity results for Markov parameters, we show how much data is needed to learn a balanced realization of the system up to a desired accuracy with high probability. △ Less

Submitted 3 February, 2019; v1 submitted 14 June, 2018; originally announced June 2018.

Comments: Version 2 has two improvements: First, paper now uses spectral radius rather than largest singular value hence applies to a larger class of systems. Secondly, new sample complexity bounds are provided for approximating the system's Hankel operator via estimated Markov parameters