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Diffuse AI Control on Fuzzy Tasks
Authors:
Mikhail Terekhov,
Caglar Gulcehre,
Vivek Hebbar,
Joe Benton
Abstract:
AI models deployed in critical domains, such as AI safety research, may subtly sabotage our efforts due to misalignment. Diffuse AI Control is a subfield of AI safety concerned with mitigating risks from AI sabotage distributed over long deployment horizons (diffuse threats). These risks are particularly pernicious on fuzzy tasks, i.e. tasks which are hard to grade or require intuition. To underst…
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AI models deployed in critical domains, such as AI safety research, may subtly sabotage our efforts due to misalignment. Diffuse AI Control is a subfield of AI safety concerned with mitigating risks from AI sabotage distributed over long deployment horizons (diffuse threats). These risks are particularly pernicious on fuzzy tasks, i.e. tasks which are hard to grade or require intuition. To understand diffuse threats on fuzzy tasks, we introduce a framework that considers AI control as an adversarial game between a blue team and a red team. The blue team uses a weak trusted model to construct a weak score against which they would train a strong, potentially subversive model to remove the subversion propensity if it were present. The red team then tries to find model behaviors that are rated highly by the weak score, and thus might not be trained out, but actually correspond to poor performance. We test our framework on the task of writing experimental proposals for research questions from recent ML papers. We use a language model with access to the original paper as a proxy "ground-truth" scorer. Our red team discovers subversive behaviors using multi-objective evolutionary prompt optimization. We show that Opus~4.6 can write proposals that are worse according to the ground truth proxy than those of GPT-OSS-20B, while the weak scorer rates them as highly as the best proposals from Opus 4.6. We then propose an adversarial optimization algorithm for the blue team that discovers more robust prompts for the weak model. This algorithm produces a blue team prompt that our red team optimization fails to exploit.
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Submitted 17 June, 2026; v1 submitted 7 June, 2026;
originally announced June 2026.
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Adaptive Attacks on Trusted Monitors Subvert AI Control Protocols
Authors:
Mikhail Terekhov,
Alexander Panfilov,
Daniil Dzenhaliou,
Caglar Gulcehre,
Maksym Andriushchenko,
Ameya Prabhu,
Jonas Geiping
Abstract:
AI control protocols serve as a defense mechanism to stop untrusted LLM agents from causing harm in autonomous settings. Prior work treats this as a security problem, stress testing with exploits that use the deployment context to subtly complete harmful side tasks, such as backdoor insertion. In practice, most AI control protocols are fundamentally based on LLM monitors, which can become a centra…
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AI control protocols serve as a defense mechanism to stop untrusted LLM agents from causing harm in autonomous settings. Prior work treats this as a security problem, stress testing with exploits that use the deployment context to subtly complete harmful side tasks, such as backdoor insertion. In practice, most AI control protocols are fundamentally based on LLM monitors, which can become a central point of failure. We study adaptive attacks by an untrusted model that knows the protocol and the monitor model, which is plausible if the untrusted model was trained with a later knowledge cutoff or can search for this information autonomously. We instantiate a simple adaptive attack vector by which the attacker embeds publicly known or zero-shot prompt injections in the model outputs. Using this tactic, frontier models consistently evade diverse monitors and complete malicious tasks on two main AI control benchmarks. The attack works universally against current protocols that rely on a monitor. Furthermore, the recent Defer-to-Resample protocol even backfires, as its resampling amplifies the prompt injection and effectively reframes it as a best-of-$n$ attack. In general, adaptive attacks on monitor models represent a major blind spot in current control protocols and should become a standard component of evaluations for future AI control mechanisms.
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Submitted 2 March, 2026; v1 submitted 10 October, 2025;
originally announced October 2025.
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Control Tax: The Price of Keeping AI in Check
Authors:
Mikhail Terekhov,
Zhen Ning David Liu,
Caglar Gulcehre,
Samuel Albanie
Abstract:
The rapid integration of agentic AI into high-stakes real-world applications requires robust oversight mechanisms. The emerging field of AI Control (AIC) aims to provide such an oversight mechanism, but practical adoption depends heavily on implementation overhead. To study this problem better, we introduce the notion of Control tax -- the operational and financial cost of integrating control meas…
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The rapid integration of agentic AI into high-stakes real-world applications requires robust oversight mechanisms. The emerging field of AI Control (AIC) aims to provide such an oversight mechanism, but practical adoption depends heavily on implementation overhead. To study this problem better, we introduce the notion of Control tax -- the operational and financial cost of integrating control measures into AI pipelines. Our work makes three key contributions to the field of AIC: (1) we introduce a theoretical framework that quantifies the Control Tax and maps classifier performance to safety assurances; (2) we conduct comprehensive evaluations of state-of-the-art language models in adversarial settings, where attacker models insert subtle backdoors into code while monitoring models attempt to detect these vulnerabilities; and (3) we provide empirical financial cost estimates for control protocols and develop optimized monitoring strategies that balance safety and cost-effectiveness while accounting for practical constraints like auditing budgets. Our framework enables practitioners to make informed decisions by systematically connecting safety guarantees with their costs, advancing AIC through principled economic feasibility assessment across different deployment contexts.
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Submitted 2 March, 2026; v1 submitted 5 June, 2025;
originally announced June 2025.
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Physical knowledge improves prediction of EM Fields
Authors:
Andrzej Dulny,
Farzad Jabbarigargari,
Andreas Hotho,
Laura Maria Schreiber,
Maxim Terekhov,
Anna Krause
Abstract:
We propose a 3D U-Net model to predict the spatial distribution of electromagnetic fields inside a radio-frequency (RF) coil with a subject present, using the phase, amplitude, and position of the coils, along with the density, permittivity, and conductivity of the surrounding medium as inputs. To improve accuracy, we introduce a physics-augmented variant, U-Net Phys, which incorporates Gauss's la…
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We propose a 3D U-Net model to predict the spatial distribution of electromagnetic fields inside a radio-frequency (RF) coil with a subject present, using the phase, amplitude, and position of the coils, along with the density, permittivity, and conductivity of the surrounding medium as inputs. To improve accuracy, we introduce a physics-augmented variant, U-Net Phys, which incorporates Gauss's law of magnetism into the loss function using finite differences. We train our models on electromagnetic field simulations from CST Studio Suite for an eight-channel dipole array RF coil at 7T MRI. Experimental results show that U-Net Phys significantly outperforms the standard U-Net, particularly in predicting fields within the subject, demonstrating the advantage of integrating physical constraints into deep learning-based field prediction.
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Submitted 12 March, 2025;
originally announced March 2025.
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Regret-Optimized Portfolio Enhancement through Deep Reinforcement Learning and Future Looking Rewards
Authors:
Daniil Karzanov,
Rubén Garzón,
Mikhail Terekhov,
Caglar Gulcehre,
Thomas Raffinot,
Marcin Detyniecki
Abstract:
This paper introduces a novel agent-based approach for enhancing existing portfolio strategies using Proximal Policy Optimization (PPO). Rather than focusing solely on traditional portfolio construction, our approach aims to improve an already high-performing strategy through dynamic rebalancing driven by PPO and Oracle agents. Our target is to enhance the traditional 60/40 benchmark (60% stocks,…
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This paper introduces a novel agent-based approach for enhancing existing portfolio strategies using Proximal Policy Optimization (PPO). Rather than focusing solely on traditional portfolio construction, our approach aims to improve an already high-performing strategy through dynamic rebalancing driven by PPO and Oracle agents. Our target is to enhance the traditional 60/40 benchmark (60% stocks, 40% bonds) by employing the Regret-based Sharpe reward function. To address the impact of transaction fee frictions and prevent signal loss, we develop a transaction cost scheduler. We introduce a future-looking reward function and employ synthetic data training through a circular block bootstrap method to facilitate the learning of generalizable allocation strategies. We focus on two key evaluation measures: return and maximum drawdown. Given the high stochasticity of financial markets, we train 20 independent agents each period and evaluate their average performance against the benchmark. Our method not only enhances the performance of the existing portfolio strategy through strategic rebalancing but also demonstrates strong results compared to other baselines.
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Submitted 4 February, 2025;
originally announced February 2025.
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Contextual Bandit Optimization with Pre-Trained Neural Networks
Authors:
Mikhail Terekhov
Abstract:
Bandit optimization is a difficult problem, especially if the reward model is high-dimensional. When rewards are modeled by neural networks, sublinear regret has only been shown under strong assumptions, usually when the network is extremely wide. In this thesis, we investigate how pre-training can help us in the regime of smaller models. We consider a stochastic contextual bandit with the rewards…
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Bandit optimization is a difficult problem, especially if the reward model is high-dimensional. When rewards are modeled by neural networks, sublinear regret has only been shown under strong assumptions, usually when the network is extremely wide. In this thesis, we investigate how pre-training can help us in the regime of smaller models. We consider a stochastic contextual bandit with the rewards modeled by a multi-layer neural network. The last layer is a linear predictor, and the layers before it are a black box neural architecture, which we call a representation network. We model pre-training as an initial guess of the weights of the representation network provided to the learner. To leverage the pre-trained weights, we introduce a novel algorithm we call Explore Twice then Commit (E2TC). During its two stages of exploration, the algorithm first estimates the last layer's weights using Ridge regression, and then runs Stochastic Gradient Decent jointly on all the weights. For a locally convex loss function, we provide conditions on the pre-trained weights under which the algorithm can learn efficiently. Under these conditions, we show sublinear regret of E2TC when the dimension of the last layer and number of actions $K$ are much smaller than the horizon $T$. In the weak training regime, when only the last layer is learned, the problem reduces to a misspecified linear bandit. We introduce a measure of misspecification $ε_0$ for this bandit and use it to provide bounds $O(ε_0\sqrt{d}KT+(KT)^{4 /5})$ or $\tilde{O}(ε_0\sqrt{d}KT+d^{1 /3}(KT)^{2 /3})$ on the regret, depending on regularization strength. The first of these bounds has a dimension-independent sublinear term, made possible by the stochasticity of contexts. We also run experiments to evaluate the regret of E2TC and sample complexity of its exploration in practice.
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Submitted 9 January, 2025;
originally announced January 2025.
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One-Step is Enough: Sparse Autoencoders for Text-to-Image Diffusion Models
Authors:
Viacheslav Surkov,
Chris Wendler,
Antonio Mari,
Mikhail Terekhov,
Justin Deschenaux,
Robert West,
Caglar Gulcehre,
David Bau
Abstract:
For large language models (LLMs), sparse autoencoders (SAEs) have been shown to decompose intermediate representations that often are not interpretable directly into sparse sums of interpretable features, facilitating better control and subsequent analysis. However, similar analyses and approaches have been lacking for text-to-image models. We investigate the possibility of using SAEs to learn int…
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For large language models (LLMs), sparse autoencoders (SAEs) have been shown to decompose intermediate representations that often are not interpretable directly into sparse sums of interpretable features, facilitating better control and subsequent analysis. However, similar analyses and approaches have been lacking for text-to-image models. We investigate the possibility of using SAEs to learn interpretable features for SDXL Turbo, a few-step text-to-image diffusion model. To this end, we train SAEs on the updates performed by transformer blocks within SDXL Turbo's denoising U-net in its 1-step setting. Interestingly, we find that they generalize to 4-step SDXL Turbo and even to the multi-step SDXL base model (i.e., a different model) without additional training. In addition, we show that their learned features are interpretable, causally influence the generation process, and reveal specialization among the blocks. We do so by creating RIEBench, a representation-based image editing benchmark, for editing images while they are generated by turning on and off individual SAE features. This allows us to track which transformer blocks' features are the most impactful depending on the edit category. Our work is the first investigation of SAEs for interpretability in text-to-image diffusion models and our results establish SAEs as a promising approach for understanding and manipulating the internal mechanisms of text-to-image models.
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Submitted 27 October, 2025; v1 submitted 28 October, 2024;
originally announced October 2024.
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In Search for Architectures and Loss Functions in Multi-Objective Reinforcement Learning
Authors:
Mikhail Terekhov,
Caglar Gulcehre
Abstract:
Multi-objective reinforcement learning (MORL) is essential for addressing the intricacies of real-world RL problems, which often require trade-offs between multiple utility functions. However, MORL is challenging due to unstable learning dynamics with deep learning-based function approximators. The research path most taken has been to explore different value-based loss functions for MORL to overco…
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Multi-objective reinforcement learning (MORL) is essential for addressing the intricacies of real-world RL problems, which often require trade-offs between multiple utility functions. However, MORL is challenging due to unstable learning dynamics with deep learning-based function approximators. The research path most taken has been to explore different value-based loss functions for MORL to overcome this issue. Our work empirically explores model-free policy learning loss functions and the impact of different architectural choices. We introduce two different approaches: Multi-objective Proximal Policy Optimization (MOPPO), which extends PPO to MORL, and Multi-objective Advantage Actor Critic (MOA2C), which acts as a simple baseline in our ablations. Our proposed approach is straightforward to implement, requiring only small modifications at the level of function approximator. We conduct comprehensive evaluations on the MORL Deep Sea Treasure, Minecart, and Reacher environments and show that MOPPO effectively captures the Pareto front. Our extensive ablation studies and empirical analyses reveal the impact of different architectural choices, underscoring the robustness and versatility of MOPPO compared to popular MORL approaches like Pareto Conditioned Networks (PCN) and Envelope Q-learning in terms of MORL metrics, including hypervolume and expected utility.
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Submitted 23 July, 2024;
originally announced July 2024.
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Learning pure quantum states (almost) without regret
Authors:
Josep Lumbreras,
Mikhail Terekhov,
Marco Tomamichel
Abstract:
We initiate the study of sample-optimal quantum state tomography with minimal disturbance to the samples. Can we efficiently learn a precise description of a quantum state through sequential measurements of samples while at the same time making sure that the post-measurement state of the samples is only minimally perturbed? Defining regret as the cumulative disturbance of all samples, the challeng…
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We initiate the study of sample-optimal quantum state tomography with minimal disturbance to the samples. Can we efficiently learn a precise description of a quantum state through sequential measurements of samples while at the same time making sure that the post-measurement state of the samples is only minimally perturbed? Defining regret as the cumulative disturbance of all samples, the challenge is to find a balance between the most informative sequence of measurements on the one hand and measurements incurring minimal regret on the other. Here we answer this question for qubit states by exhibiting a protocol that for pure states achieves maximal precision while incurring a regret that grows only polylogarithmically with the number of samples, a scaling that we show to be optimal.
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Submitted 5 June, 2025; v1 submitted 26 June, 2024;
originally announced June 2024.