Showing 1–29 of 29 results for author: Lv, A

CAP: A Scalable Benchmark for Evaluating Cross-Site Browser Agents with Complex Actions and Perception

Authors: Zejun Xu, Taiyi Chen, Jin Li, Yongtong Gu, Qi Cheng, Aixuan Lv, Shuai Zhu, Pengfei Zhu, Kaichen Yang, Boyu Sun, Yixian Yang, Mulong Xie, Xin Liu, Dagang Li, Xiaoteng Ma, Hongru Wang

Abstract: Large language models are increasingly deployed as autonomous agents that interact with the web through browsers. While recent progress has been driven by benchmarks that evaluate end-to-end task success, these evaluations largely overlook two fundamental sources of difficulty in real web browsing: complex actions over rich user interfaces and visual perception of dynamically rendered content, esp… ▽ More Large language models are increasingly deployed as autonomous agents that interact with the web through browsers. While recent progress has been driven by benchmarks that evaluate end-to-end task success, these evaluations largely overlook two fundamental sources of difficulty in real web browsing: complex actions over rich user interfaces and visual perception of dynamically rendered content, especially in workflows that span multiple websites. We introduce CAP, a scalable benchmark for evaluating browser agents on cross-site, human-like web tasks that require non-trivial UI interactions and visual understanding. Specifically, we adopt a decomposition-and-recomposition pipeline that first abstracts each website into a structured site card capturing user-facing functions, complex execution operations, and perceptual requirements, and then recomposes these components into realistic cross-site workflows. Each task is therefore grounded in multiple specific operations on each website, enabling fine-grained diagnosis. Built on this framework, we construct 420 tasks across 108 real-world websites and 24 domains under careful quality control. Experiments on state-of-the-art browser agents using our verifiable agent-as-a-judge evaluation framework show low success rates and reveal that perception-heavy interactions remain a major bottleneck, exposing substantial gaps between current agents and real-world web browsing demands. △ Less

Submitted 8 August, 2026; originally announced August 2026.

Comments: Accepted to COLM 2026. Project page: https://warriorxu0302.github.io/CAP-Bench/

Redesign Mixture-of-Experts Routers with Manifold Power Iteration

Authors: Songhao Wu, Ang Lv, Ruobing Xie, Yankai Lin

Abstract: Router is the cornerstone component to the Mixture-of-Experts models. Serving as expert proxies, the rows of the router matrix compute their similarity to the MoE inputs to determine which subset of experts is activated. Ideally, each router row is designed to encode the expert matrix into this representative vector, such that its dot-product with token can better reflect token-expert affinity. Ho… ▽ More Router is the cornerstone component to the Mixture-of-Experts models. Serving as expert proxies, the rows of the router matrix compute their similarity to the MoE inputs to determine which subset of experts is activated. Ideally, each router row is designed to encode the expert matrix into this representative vector, such that its dot-product with token can better reflect token-expert affinity. However, there exists no design principles to enforce this condensation. In this paper, we propose to align each router row with the principal singular direction of the associated expert, as this direction provides the most expressive mathematical description of a matrix. Based on this principle, we propose a router redesign with Manifold Power Iteration (MPI). Specifically, it introduces a "Power-then-Retract" paradigm, where a power iteration step is performed on the router weights, followed by a retraction to impose a norm constraint to ensure both efficiency and stability. Theoretically, we show that MPI drives router rows to converge toward the principal singular directions of associated experts. Empirically, we pretrain MoE model across scales from 1B to 11B parameters to confirm that this alignment facilitates more effective MoE models. △ Less

Submitted 10 June, 2026; originally announced June 2026.

Comments: Preprint

PRBench: End-to-end Paper Reproduction in Physics Research

Authors: Shi Qiu, Junyi Deng, Yiwei Deng, Haoran Dong, Jieyu Fu, Mao Li, Zeyu Li, Zhaolong Zhang, Huiwen Zheng, Leidong Bao, Anqi Lv, Zihan Mo, Yadi Niu, Yiyang Peng, Yu Tian, Yili Wang, Ziyu Wang, Zi-Yu Wang, Jiashen Wei, Liuheng Wu, Aoran Xue, Leyi Yang, Guanglu Yuan, Xiarui Zhan, Jingjun Zhang , et al. (26 additional authors not shown)

Abstract: AI agents powered by large language models exhibit strong reasoning and problem-solving capabilities, enabling them to assist scientific research tasks such as formula derivation and code generation. However, whether these agents can reliably perform end-to-end reproduction from real scientific papers remains an open question. We introduce PRBench, a benchmark of 30 expert-curated tasks spanning 1… ▽ More AI agents powered by large language models exhibit strong reasoning and problem-solving capabilities, enabling them to assist scientific research tasks such as formula derivation and code generation. However, whether these agents can reliably perform end-to-end reproduction from real scientific papers remains an open question. We introduce PRBench, a benchmark of 30 expert-curated tasks spanning 11 subfields of physics. Each task requires an agent to comprehend the methodology of a published paper, implement the corresponding algorithms from scratch, and produce quantitative results matching the original publication. Agents are provided only with the task instruction and paper content, and operate in a sandboxed execution environment. All tasks are contributed by domain experts from over 20 research groups at the School of Physics, Peking University, each grounded in a real published paper and validated through end-to-end reproduction with verified ground-truth results and detailed scoring rubrics. Using an agentified assessment pipeline, we evaluate a set of coding agents on PRBench and analyze their capabilities across key dimensions of scientific reasoning and execution. The best-performing agent, OpenAI Codex powered by GPT-5.3-Codex, achieves a mean overall score of 34%. All agents exhibit a zero end-to-end callback success rate, with particularly poor performance in data accuracy and code correctness. We further identify systematic failure modes, including errors in formula implementation, inability to debug numerical simulations, and fabrication of output data. Overall, PRBench provides a rigorous benchmark for evaluating progress toward autonomous scientific research. △ Less

Submitted 29 March, 2026; originally announced March 2026.

Comments: 17 pages, 3 figures

Report number: RISE-AGI-2026-002

Coupling Experts and Routers in Mixture-of-Experts via an Auxiliary Loss

Authors: Ang Lv, Jin Ma, Yiyuan Ma, Siyuan Qiao

Abstract: Mixture-of-Experts (MoE) models lack explicit constraints to ensure the router's decisions align well with the experts' capabilities, which ultimately limits model performance. To address this, we propose expert-router coupling (ERC) loss, a lightweight auxiliary loss that tightly couples the router's decisions with expert capabilities. Our approach treats each expert's router embedding as a proxy… ▽ More Mixture-of-Experts (MoE) models lack explicit constraints to ensure the router's decisions align well with the experts' capabilities, which ultimately limits model performance. To address this, we propose expert-router coupling (ERC) loss, a lightweight auxiliary loss that tightly couples the router's decisions with expert capabilities. Our approach treats each expert's router embedding as a proxy token for the tokens assigned to that expert, and feeds perturbed router embeddings through the experts to obtain intermediate activations. The ERC loss enforces two constraints on these activations: (1) Each expert must exhibit higher activation for its own proxy token than for the proxy tokens of any other expert. (2) Each proxy token must elicit stronger activation from its corresponding expert than from any other expert. These constraints jointly ensure that each router embedding faithfully represents its corresponding expert's capability, while each expert specializes in processing the tokens actually routed to it. The ERC loss is computationally efficient, operating only on $n^2$ activations, where $n$ is the number of experts. This represents a fixed cost independent of batch size, unlike prior coupling methods that scale with the number of tokens (often millions per batch). Through pre-training MoE-LLMs ranging from 3B to 15B parameters and extensive analysis on trillions of tokens, we demonstrate the effectiveness of the ERC loss. Moreover, the ERC loss offers flexible control and quantitative tracking of expert specialization levels during training, providing valuable insights into MoEs. △ Less

Submitted 24 February, 2026; v1 submitted 29 December, 2025; originally announced December 2025.

Comments: ICLR 2026 Oral

StepHint: Multi-level Stepwise Hints Enhance Reinforcement Learning to Reason

Authors: Kaiyi Zhang, Ang Lv, Jinpeng Li, Yongbo Wang, Feng Wang, Haoyuan Hu, Rui Yan

Abstract: Reinforcement learning with verifiable rewards (RLVR) is a promising approach for improving the complex reasoning abilities of large language models (LLMs). However, current RLVR methods face two significant challenges: the near-miss reward problem, where a small mistake can invalidate an otherwise correct reasoning process, greatly hindering training efficiency; and exploration stagnation, where… ▽ More Reinforcement learning with verifiable rewards (RLVR) is a promising approach for improving the complex reasoning abilities of large language models (LLMs). However, current RLVR methods face two significant challenges: the near-miss reward problem, where a small mistake can invalidate an otherwise correct reasoning process, greatly hindering training efficiency; and exploration stagnation, where models tend to focus on solutions within their ``comfort zone,'' lacking the motivation to explore potentially more effective alternatives. To address these challenges, we propose StepHint, a novel RLVR algorithm that utilizes multi-level stepwise hints to help models explore the solution space more effectively. StepHint generates valid reasoning chains from stronger models and partitions these chains into reasoning steps using our proposed adaptive partitioning method. The initial few steps are used as hints, and simultaneously, multiple-level hints (each comprising a different number of steps) are provided to the model. This approach directs the model's exploration toward a promising solution subspace while preserving its flexibility for independent exploration. By providing hints, StepHint mitigates the near-miss reward problem, thereby improving training efficiency. Additionally, the external reasoning pathways help the model develop better reasoning abilities, enabling it to move beyond its ``comfort zone'' and mitigate exploration stagnation. StepHint outperforms competitive RLVR enhancement methods across six mathematical benchmarks, while also demonstrating superior generalization and excelling over baselines on out-of-domain benchmarks. △ Less

Submitted 3 July, 2025; originally announced July 2025.

The Climb Carves Wisdom Deeper Than the Summit: On the Noisy Rewards in Learning to Reason

Authors: Ang Lv, Ruobing Xie, Xingwu Sun, Zhanhui Kang, Rui Yan

Abstract: Recent studies on post-training large language models (LLMs) for reasoning through reinforcement learning (RL) typically focus on tasks that can be accurately verified and rewarded, such as solving math problems. In contrast, our research investigates the impact of reward noise, a more practical consideration for real-world scenarios involving the post-training of LLMs using reward models. We foun… ▽ More Recent studies on post-training large language models (LLMs) for reasoning through reinforcement learning (RL) typically focus on tasks that can be accurately verified and rewarded, such as solving math problems. In contrast, our research investigates the impact of reward noise, a more practical consideration for real-world scenarios involving the post-training of LLMs using reward models. We found that LLMs demonstrate strong robustness to substantial reward noise. For example, manually flipping 40% of the reward function's outputs in math tasks still allows a Qwen-2.5-7B model to achieve rapid convergence, improving its performance on math tasks from 5% to 72%, compared to the 75% accuracy achieved by a model trained with noiseless rewards. Surprisingly, by only rewarding the appearance of key reasoning phrases (namely reasoning pattern reward, RPR), such as ``first, I need to''-without verifying the correctness of answers, the model achieved peak downstream performance (over 70% accuracy for Qwen-2.5-7B) comparable to models trained with strict correctness verification and accurate rewards. Recognizing the importance of the reasoning process over the final results, we combined RPR with noisy reward models. RPR helped calibrate the noisy reward models, mitigating potential false negatives and enhancing the LLM's performance on open-ended tasks. These findings suggest the importance of improving models' foundational abilities during the pre-training phase while providing insights for advancing post-training techniques. Our code and scripts are available at https://github.com/trestad/Noisy-Rewards-in-Learning-to-Reason. △ Less

Submitted 28 May, 2025; originally announced May 2025.

Comments: Preprint

BR-ASR: Efficient and Scalable Bias Retrieval Framework for Contextual Biasing ASR in Speech LLM

Authors: Xun Gong, Anqi Lv, Zhiming Wang, Huijia Zhu, Yanmin Qian

Abstract: While speech large language models (SpeechLLMs) have advanced standard automatic speech recognition (ASR), contextual biasing for named entities and rare words remains challenging, especially at scale. To address this, we propose BR-ASR: a Bias Retrieval framework for large-scale contextual biasing (up to 200k entries) via two innovations: (1) speech-and-bias contrastive learning to retrieve seman… ▽ More While speech large language models (SpeechLLMs) have advanced standard automatic speech recognition (ASR), contextual biasing for named entities and rare words remains challenging, especially at scale. To address this, we propose BR-ASR: a Bias Retrieval framework for large-scale contextual biasing (up to 200k entries) via two innovations: (1) speech-and-bias contrastive learning to retrieve semantically relevant candidates; (2) dynamic curriculum learning that mitigates homophone confusion which negatively impacts the final performance. The is a general framework that allows seamless integration of the retrieved candidates into diverse ASR systems without fine-tuning. Experiments on LibriSpeech test-clean/-other achieve state-of-the-art (SOTA) biased word error rates (B-WER) of 2.8%/7.1% with 2000 bias words, delivering 45% relative improvement over prior methods. BR-ASR also demonstrates high scalability: when expanding the bias list to 200k where traditional methods generally fail, it induces only 0.3 / 2.9% absolute WER / B-WER degradation with a 99.99% pruning rate and only 20ms latency per query on test-other. △ Less

Submitted 25 May, 2025; originally announced May 2025.

Comments: Accepted by InterSpeech 2025

Divide-Fuse-Conquer: Eliciting "Aha Moments" in Multi-Scenario Games

Authors: Xiaoqing Zhang, Huabin Zheng, Ang Lv, Yuhan Liu, Zirui Song, Xiuying Chen, Rui Yan, Flood Sung

Abstract: Large language models (LLMs) have been observed to suddenly exhibit advanced reasoning abilities during reinforcement learning (RL), resembling an ``aha moment'' triggered by simple outcome-based rewards. While RL has proven effective in eliciting such breakthroughs in tasks involving mathematics, coding, and vision, it faces significant challenges in multi-scenario games. The diversity of game ru… ▽ More Large language models (LLMs) have been observed to suddenly exhibit advanced reasoning abilities during reinforcement learning (RL), resembling an ``aha moment'' triggered by simple outcome-based rewards. While RL has proven effective in eliciting such breakthroughs in tasks involving mathematics, coding, and vision, it faces significant challenges in multi-scenario games. The diversity of game rules, interaction modes, and environmental complexities often leads to policies that perform well in one scenario but fail to generalize to others. Simply combining multiple scenarios during training introduces additional challenges, such as training instability and poor performance. To overcome these challenges, we propose Divide-Fuse-Conquer, a framework designed to enhance generalization in multi-scenario RL. This approach starts by heuristically grouping games based on characteristics such as rules and difficulties. Specialized models are then trained for each group to excel at games in the group is what we refer to as the divide step. Next, we fuse model parameters from different groups as a new model, and continue training it for multiple groups, until the scenarios in all groups are conquered. Experiments across 18 TextArena games show that Qwen2.5-32B-Align trained with the Divide-Fuse-Conquer strategy reaches a performance level comparable to Claude3.5, achieving 7 wins and 4 draws. We hope our approach can inspire future research on using reinforcement learning to improve the generalization of LLMs. △ Less

Submitted 12 June, 2025; v1 submitted 22 May, 2025; originally announced May 2025.

Comments: 25 pages, 13 figures, and 8 tables

PHYBench: Holistic Evaluation of Physical Perception and Reasoning in Large Language Models

Authors: Shi Qiu, Shaoyang Guo, Zhuo-Yang Song, Yunbo Sun, Zeyu Cai, Jiashen Wei, Tianyu Luo, Yixuan Yin, Haoxu Zhang, Yi Hu, Chenyang Wang, Chencheng Tang, Haoling Chang, Qi Liu, Ziheng Zhou, Tianyu Zhang, Jingtian Zhang, Zhangyi Liu, Minghao Li, Yuku Zhang, Boxuan Jing, Xianqi Yin, Yutong Ren, Zizhuo Fu, Jiaming Ji , et al. (29 additional authors not shown)

Abstract: Current benchmarks for evaluating the reasoning capabilities of Large Language Models (LLMs) face significant limitations: task oversimplification, data contamination, and flawed evaluation items. These deficiencies necessitate more rigorous assessment methods. To address these limitations, we introduce PHYBench, a benchmark of 500 original physics problems ranging from high school to Physics Olym… ▽ More Current benchmarks for evaluating the reasoning capabilities of Large Language Models (LLMs) face significant limitations: task oversimplification, data contamination, and flawed evaluation items. These deficiencies necessitate more rigorous assessment methods. To address these limitations, we introduce PHYBench, a benchmark of 500 original physics problems ranging from high school to Physics Olympiad difficulty. PHYBench addresses data contamination through original content and employs a systematic curation pipeline to eliminate flawed items. Evaluations show that PHYBench activates more tokens and provides stronger differentiation between reasoning models compared to other baselines like AIME 2024, OlympiadBench and GPQA. Even the best-performing model, Gemini 2.5 Pro, achieves only 36.9% accuracy compared to human experts' 61.9%. To further enhance evaluation precision, we introduce the Expression Edit Distance (EED) Score for mathematical expression assessment, which improves sample efficiency by 204% over binary scoring. Moreover, PHYBench effectively elicits multi-step and multi-condition reasoning, providing a platform for examining models' reasoning robustness, preferences, and deficiencies. The benchmark results and dataset are publicly available at https://www.phybench.cn/. △ Less

Submitted 18 May, 2025; v1 submitted 22 April, 2025; originally announced April 2025.

Comments: 34 pages ,12 figures, 7 tables, latest update in 2025/05/18

PolarQuant: Leveraging Polar Transformation for Efficient Key Cache Quantization and Decoding Acceleration

Authors: Songhao Wu, Ang Lv, Xiao Feng, Yufei Zhang, Xun Zhang, Guojun Yin, Wei Lin, Rui Yan

Abstract: The KV cache in large language models is a dominant factor in memory usage, limiting their broader applicability. Quantizing the cache to lower bit widths is an effective way to reduce computational costs; however, previous methods struggle with quantizing key vectors due to outliers, resulting in excessive overhead. We propose a novel quantization approach called PolarQuant, which efficiently add… ▽ More The KV cache in large language models is a dominant factor in memory usage, limiting their broader applicability. Quantizing the cache to lower bit widths is an effective way to reduce computational costs; however, previous methods struggle with quantizing key vectors due to outliers, resulting in excessive overhead. We propose a novel quantization approach called PolarQuant, which efficiently addresses the outlier challenge. We observe that outliers typically appear in only one of two dimensions, which are rotated together by a specific angle when rotary position embeddings are applied. When represented as two-dimensional vectors, these dimensions exhibit well-structured patterns, with radii and angles smoothly distributed in polar coordinates. This alleviates the challenge of outliers on per-channel quantization, making them well-suited for quantization. Thus, PolarQuant divides key vectors into groups of two-dimensional sub-vectors, encoding them as the corresponding quantized radius and the polar angle, rather than quantizing original key vectors directly. PolarQuant achieves the superior efficiency in KV cache quantization and accelerates the decoding process by turning the query-key inner product into a table lookup, all while maintaining the downstream performance of full-precision models. △ Less

Submitted 5 June, 2026; v1 submitted 1 February, 2025; originally announced February 2025.

Comments: NeurIPS 2025 version with minor revisions to the methodology

Autonomy-of-Experts Models

Authors: Ang Lv, Ruobing Xie, Yining Qian, Songhao Wu, Xingwu Sun, Zhanhui Kang, Di Wang, Rui Yan

Abstract: Mixture-of-Experts (MoE) models mostly use a router to assign tokens to specific expert modules, activating only partial parameters and often outperforming dense models. We argue that the separation between the router's decision-making and the experts' execution is a critical yet overlooked issue, leading to suboptimal expert selection and ineffective learning. To address this, we propose Autonomy… ▽ More Mixture-of-Experts (MoE) models mostly use a router to assign tokens to specific expert modules, activating only partial parameters and often outperforming dense models. We argue that the separation between the router's decision-making and the experts' execution is a critical yet overlooked issue, leading to suboptimal expert selection and ineffective learning. To address this, we propose Autonomy-of-Experts (AoE), a novel MoE paradigm in which experts autonomously select themselves to process inputs. AoE is based on the insight that an expert is aware of its own capacity to effectively process a token, an awareness reflected in the scale of its internal activations. In AoE, routers are removed; instead, experts pre-compute internal activations for inputs and are ranked based on their activation norms. Only the top-ranking experts proceed with the forward pass, while the others abort. The overhead of pre-computing activations is reduced through a low-rank weight factorization. This self-evaluating-then-partner-comparing approach ensures improved expert selection and effective learning. We pre-train language models having 700M up to 4B parameters, demonstrating that AoE outperforms traditional MoE models with comparable efficiency. △ Less

Submitted 29 May, 2025; v1 submitted 22 January, 2025; originally announced January 2025.

Comments: Accepted by ICML 2025

More is not always better? Enhancing Many-Shot In-Context Learning with Differentiated and Reweighting Objectives

Authors: Xiaoqing Zhang, Ang Lv, Yuhan Liu, Flood Sung, Wei Liu, Jian Luan, Shuo Shang, Xiuying Chen, Rui Yan

Abstract: Large language models (LLMs) excel at few-shot in-context learning (ICL) without requiring parameter updates. However, as ICL demonstrations increase from a few to many, performance tends to plateau and eventually decline. We identify two primary causes for this trend: the suboptimal negative log-likelihood (NLL) optimization objective and the incremental data noise. To address these issues, we in… ▽ More Large language models (LLMs) excel at few-shot in-context learning (ICL) without requiring parameter updates. However, as ICL demonstrations increase from a few to many, performance tends to plateau and eventually decline. We identify two primary causes for this trend: the suboptimal negative log-likelihood (NLL) optimization objective and the incremental data noise. To address these issues, we introduce \textit{DrICL}, a novel optimization method that enhances model performance through \textit{Differentiated} and \textit{Reweighting} objectives. Globally, DrICL utilizes differentiated learning to optimize the NLL objective, ensuring that many-shot performance surpasses zero-shot levels. Locally, it dynamically adjusts the weighting of many-shot demonstrations by leveraging cumulative advantages inspired by reinforcement learning, thereby mitigating the impact of noisy data. Recognizing the lack of multi-task datasets with diverse many-shot distributions, we develop the \textit{Many-Shot ICL Benchmark} (ICL-50)-a large-scale benchmark of 50 tasks that cover shot numbers from 1 to 350 within sequences of up to 8,000 tokens-for both fine-tuning and evaluation purposes. Experimental results demonstrate that LLMs enhanced with DrICL achieve significant improvements in many-shot setups across various tasks, including both in-domain and out-of-domain scenarios. We release the code and dataset hoping to facilitate further research in many-shot ICL\footnote{https://github.com/xiaoqzhwhu/DrICL}. △ Less

Submitted 27 May, 2025; v1 submitted 7 January, 2025; originally announced January 2025.

Comments: 14 pages, 8 figures, 11 tables

More Expressive Attention with Negative Weights

Authors: Ang Lv, Ruobing Xie, Shuaipeng Li, Jiayi Liao, Xingwu Sun, Zhanhui Kang, Di Wang, Rui Yan

Abstract: We propose a novel attention mechanism, named Cog Attention, that enables attention weights to be negative for enhanced expressiveness, which stems from two key factors: (1) Cog Attention enhances parameter flexibility. For example, unlike traditional softmax attention heads that use a static output-value (OV) matrix to delete or copy inputs that the heads attend to, Cog Attention naturally learns… ▽ More We propose a novel attention mechanism, named Cog Attention, that enables attention weights to be negative for enhanced expressiveness, which stems from two key factors: (1) Cog Attention enhances parameter flexibility. For example, unlike traditional softmax attention heads that use a static output-value (OV) matrix to delete or copy inputs that the heads attend to, Cog Attention naturally learns to use the sign of dynamic query-key (QK) inner products to represent these operations. This enables Cog Attention to perform multiple operations simultaneously within a single head. Meanwhile, Cog Attention's OV matrix can focus more on refinement or modification. (2) Cog Attention enhances the model's robustness against representational collapse by preventing the ``over-squashing'' of earlier tokens into later positions. We develop Transformer-like models which use Cog Attention as attention modules, including decoder-only models at various scales for language modeling and U-ViT diffusion models for image generation. Experiments show that models using Cog Attention exhibit superior performance compared to those employing traditional softmax attention modules. Our approach suggests a promising research direction for rethinking and breaking the entrenched constraints of traditional softmax attention, such as the requirement for non-negative weights. △ Less

Submitted 30 January, 2025; v1 submitted 11 November, 2024; originally announced November 2024.

HoPE: A Novel Positional Encoding Without Long-Term Decay for Enhanced Context Awareness and Extrapolation

Authors: Yuhan Chen, Ang Lv, Jian Luan, Bin Wang, Wei Liu

Abstract: Many positional encodings (PEs) are designed to exhibit long-term decay, based on an entrenched and long-standing inductive opinion: tokens farther away from the current position carry less relevant information. We argue that long-term decay is outdated in the era of LLMs, as LLMs are now applied to tasks demanding precise retrieval of in-context information from arbitrary positions. Firstly, we p… ▽ More Many positional encodings (PEs) are designed to exhibit long-term decay, based on an entrenched and long-standing inductive opinion: tokens farther away from the current position carry less relevant information. We argue that long-term decay is outdated in the era of LLMs, as LLMs are now applied to tasks demanding precise retrieval of in-context information from arbitrary positions. Firstly, we present empirical analyses on various PEs, demonstrating that models inherently learn attention with only a local-decay pattern while forming a U-shape pattern globally, contradicting the principle of long-term decay. Furthermore, we conduct a detailed analysis of rotary position encoding (RoPE, a prevalent relative positional encoding in LLMs), and found that the U-shape attention is caused by some learned components, which are also the key factor limiting RoPE's expressiveness and extrapolation.Inspired by these insights, we propose High-frequency rotary Position Encoding (HoPE). HoPE replaces the specific components in RoPE with position-independent ones, retaining only high-frequency signals, which also breaks the principle of long-term decay in theory. HoPE achieves two major advantages: (1) Without constraints imposed by long-term decay, contradictory factors that limit spontaneous attention optimization and model extrapolation performance are removed. (2) Components representing positions and semantics are are optimized. These enhances model's context awareness and extrapolation, as validated by extensive experiments. △ Less

Submitted 5 December, 2024; v1 submitted 28 October, 2024; originally announced October 2024.

PEAR: Position-Embedding-Agnostic Attention Re-weighting Enhances Retrieval-Augmented Generation with Zero Inference Overhead

Authors: Tao Tan, Yining Qian, Ang Lv, Hongzhan Lin, Songhao Wu, Yongbo Wang, Feng Wang, Jingtong Wu, Xin Lu, Rui Yan

Abstract: Large language models (LLMs) enhanced with retrieval-augmented generation (RAG) have introduced a new paradigm for web search. However, the limited context awareness of LLMs degrades their performance on RAG tasks. Existing methods to enhance context awareness are often inefficient, incurring time or memory overhead during inference, and many are tailored to specific position embeddings. In this p… ▽ More Large language models (LLMs) enhanced with retrieval-augmented generation (RAG) have introduced a new paradigm for web search. However, the limited context awareness of LLMs degrades their performance on RAG tasks. Existing methods to enhance context awareness are often inefficient, incurring time or memory overhead during inference, and many are tailored to specific position embeddings. In this paper, we propose Position-Embedding-Agnostic attention Re-weighting (PEAR), which enhances the context awareness of LLMs with zero inference overhead. Specifically, on a proxy task focused on context copying, we first detect heads which suppress the models' context awareness thereby diminishing RAG performance. To weaken the impact of these heads, we re-weight their outputs with learnable coefficients. The LLM (with frozen parameters) is optimized by adjusting these coefficients to minimize loss on the proxy task. As a result, the coefficients are optimized to values less than one, thereby reducing their tendency to suppress RAG performance. During inference, the optimized coefficients are fixed to re-weight these heads, regardless of the specific task at hand. Our proposed PEAR offers two major advantages over previous approaches: (1) It introduces zero additional inference overhead in terms of memory usage or inference time, while outperforming competitive baselines in accuracy and efficiency across various RAG tasks. (2) It is independent of position embedding algorithms, ensuring broader applicability. △ Less

Submitted 7 October, 2024; v1 submitted 29 September, 2024; originally announced September 2024.

Comments: preprint

Language Models "Grok" to Copy

Authors: Ang Lv, Ruobing Xie, Xingwu Sun, Zhanhui Kang, Rui Yan

Abstract: We examine the pre-training dynamics of language models, focusing on their ability to copy text from preceding context--a fundamental skill for various LLM applications, including in-context learning (ICL) and retrieval-augmented generation (RAG). We propose a novel perspective that Transformer-based language models develop copying abilities similarly to grokking, which refers to sudden generaliza… ▽ More We examine the pre-training dynamics of language models, focusing on their ability to copy text from preceding context--a fundamental skill for various LLM applications, including in-context learning (ICL) and retrieval-augmented generation (RAG). We propose a novel perspective that Transformer-based language models develop copying abilities similarly to grokking, which refers to sudden generalization on test set long after the model fit to the training set. Our experiments yield three arguments: (1) The pre-training loss decreases rapidly, while the context copying ability of models initially lags and then abruptly saturates. (2) The speed of developing copying ability is independent of the number of tokens trained, similarly to how grokking speed is unaffected by dataset size as long as the data distribution is preserved. (3) Induction heads, the attention heads responsible for copying, form from shallow to deep layers during training, mirroring the development of circuits in deeper layers during grokking. We contend that the connection between grokking and context copying can provide valuable insights for more effective language model training, ultimately improving in-context performance. For example, we demonstrated that techniques that enhance grokking, such as regularization, either accelerate or enhance the development of context copying. △ Less

Submitted 5 February, 2025; v1 submitted 13 September, 2024; originally announced September 2024.

Comments: NAACL 2025 main conference, short paper

Mixture-of-Modules: Reinventing Transformers as Dynamic Assemblies of Modules

Authors: Zhuocheng Gong, Ang Lv, Jian Guan, Junxi Yan, Wei Wu, Huishuai Zhang, Minlie Huang, Dongyan Zhao, Rui Yan

Abstract: Is it always necessary to compute tokens from shallow to deep layers in Transformers? The continued success of vanilla Transformers and their variants suggests an undoubted "yes". In this work, however, we attempt to break the depth-ordered convention by proposing a novel architecture dubbed mixture-of-modules (MoM), which is motivated by an intuition that any layer, regardless of its position, ca… ▽ More Is it always necessary to compute tokens from shallow to deep layers in Transformers? The continued success of vanilla Transformers and their variants suggests an undoubted "yes". In this work, however, we attempt to break the depth-ordered convention by proposing a novel architecture dubbed mixture-of-modules (MoM), which is motivated by an intuition that any layer, regardless of its position, can be used to compute a token as long as it possesses the needed processing capabilities. The construction of MoM starts from a finite set of modules defined by multi-head attention and feed-forward networks, each distinguished by its unique parameterization. Two routers then iteratively select attention modules and feed-forward modules from the set to process a token. The selection dynamically expands the computation graph in the forward pass of the token, culminating in an assembly of modules. We show that MoM provides not only a unified framework for Transformers and their numerous variants but also a flexible and learnable approach for reducing redundancy in Transformer parameterization. We pre-train various MoMs using OpenWebText. Empirical results demonstrate that MoMs, of different parameter counts, consistently outperform vanilla transformers on both GLUE and XSUM benchmarks. More interestingly, with a fixed parameter budget, MoM-large enables an over 38% increase in depth for computation graphs compared to GPT-2-large, resulting in absolute gains of 1.4 on GLUE and 1 on XSUM. On the other hand, MoM-large also enables an over 60% reduction in depth while involving more modules per layer, yielding a 16% reduction in TFLOPs and a 43% decrease in memory usage compared to GPT-2-large, while maintaining comparable performance. △ Less

Submitted 9 July, 2024; originally announced July 2024.

Mixture of In-Context Experts Enhance LLMs' Long Context Awareness

Authors: Hongzhan Lin, Ang Lv, Yuhan Chen, Chen Zhu, Yang Song, Hengshu Zhu, Rui Yan

Abstract: Many studies have revealed that large language models (LLMs) exhibit uneven awareness of different contextual positions. Their limited context awareness can lead to overlooking critical information and subsequent task failures. While several approaches have been proposed to enhance LLMs' context awareness, achieving both effectiveness and efficiency remains challenging. In this paper, for LLMs uti… ▽ More Many studies have revealed that large language models (LLMs) exhibit uneven awareness of different contextual positions. Their limited context awareness can lead to overlooking critical information and subsequent task failures. While several approaches have been proposed to enhance LLMs' context awareness, achieving both effectiveness and efficiency remains challenging. In this paper, for LLMs utilizing RoPE as position embeddings, we introduce a novel method called "Mixture of In-Context Experts" (MoICE) to address this challenge. MoICE comprises two key components: a router integrated into each attention head within LLMs and a lightweight router-only training optimization strategy: (1) MoICE views each RoPE angle as an `in-context' expert, demonstrated to be capable of directing the attention of a head to specific contextual positions. Consequently, each attention head flexibly processes tokens using multiple RoPE angles dynamically selected by the router to attend to the needed positions. This approach mitigates the risk of overlooking essential contextual information. (2) The router-only training strategy entails freezing LLM parameters and exclusively updating routers for only a few steps. When applied to open-source LLMs including Llama and Mistral, MoICE surpasses prior methods across multiple tasks on long context understanding and generation, all while maintaining commendable inference efficiency. △ Less

Submitted 16 October, 2024; v1 submitted 27 June, 2024; originally announced June 2024.

Comments: Accepted by Neurips2024

Cloud Crushing and Dissipation of Uniformly-Driven Adiabatic Turbulence in Circumgalactic Media

Authors: Alex Lv, Lile Wang, Renyue Cen, Luis C. Ho

Abstract: The circumgalactic medium (CGM) is responsive to kinetic disruptions generated by nearby astrophysical events. In this work, we study the saturation and dissipation of turbulent hydrodynamics within the CGM through an extensive array of 252 numerical simulations with a large parameter space. These simulations are endowed with proper cooling mechanisms to consistently explore the parameter space sp… ▽ More The circumgalactic medium (CGM) is responsive to kinetic disruptions generated by nearby astrophysical events. In this work, we study the saturation and dissipation of turbulent hydrodynamics within the CGM through an extensive array of 252 numerical simulations with a large parameter space. These simulations are endowed with proper cooling mechanisms to consistently explore the parameter space spanned by the average gas density, metallicity, and turbulence driving strength. A dichotomy emerges in the dynamics dissipation behaviors. Disturbances that are hot and subsonic are characterized by weak compression and slow dissipation, resulting in density fluctuations typically $\lesssim 10^{-2}$. Conversely, warm supersonic turbulence, marked by significant compression shocks and subsequent rapid cooling, is associated with substantial clumping factors $\sim 10^0-10^1$. In the supersonic cases, the kinetic energy decay is divided into a rate-limiting phase of shock dissipation and a comparatively swift phase of thermal dissipation, predominantly occurring within the overdense regions. Upon turbulence driving turnoff, the strong density contrasts decay within a relatively brief timescale of $\sim 30 - 300~{\rm Myr}$, depending on the average gas density. Dense clouds are crushed on similar timescales of $ \sim 30 - 100 ~{\rm Myr} $, depending on turbulence driving strength but independent from average gas density. Results of this work also contribute a novel dataset of dissipation timescales that incorporates an understanding of kinematics and thermodynamics in addition to the traditional cooling rate tables, which may serve as a valuable asset for forthcoming simulations that aim to explore gas dynamics on galactic and cosmological scales. △ Less

Submitted 27 June, 2024; originally announced June 2024.

Comments: 24 pages, 20 figures

RLGNet: Repeating-Local-Global History Network for Temporal Knowledge Graph Reasoning

Authors: Ao Lv, Guige Ouyang, Yongzhong Huang, Yue Chen, Haoran Xie

Abstract: Temporal Knowledge Graph (TKG) reasoning involves predicting future events based on historical information. However, due to the unpredictability of future events, this task is highly challenging. To address this issue, we propose a multi-scale hybrid architecture model based on ensemble learning, called RLGNet (Repeating-Local-Global History Network). Inspired by the application of multi-scale inf… ▽ More Temporal Knowledge Graph (TKG) reasoning involves predicting future events based on historical information. However, due to the unpredictability of future events, this task is highly challenging. To address this issue, we propose a multi-scale hybrid architecture model based on ensemble learning, called RLGNet (Repeating-Local-Global History Network). Inspired by the application of multi-scale information in other fields, we introduce the concept of multi-scale information into TKG reasoning. Specifically, RLGNet captures and integrates different levels of historical information by combining modules that process information at various scales. The model comprises three modules: the Repeating History Module focuses on identifying repetitive patterns and trends in historical data, the Local History Module captures short-term changes and details, and the Global History Module provides a macro perspective on long-term changes. Additionally, to address the limitations of previous single-architecture models in generalizing across single-step and multi-step reasoning tasks, we adopted architectures based on Recurrent Neural Networks (RNN) and Multi-Layer Perceptrons (MLP) for the Local and Global History Modules, respectively. This hybrid architecture design enables the model to complement both multi-step and single-step reasoning capabilities. Finally, to address the issue of noise in TKGs, we adopt an ensemble learning strategy, combining the predictions of the three modules to reduce the impact of noise on the final prediction results. In the evaluation on six benchmark datasets, our approach generally outperforms existing TKG reasoning models in multi-step and single-step reasoning tasks. △ Less

Submitted 28 July, 2024; v1 submitted 31 March, 2024; originally announced April 2024.

Interpreting Key Mechanisms of Factual Recall in Transformer-Based Language Models

Authors: Ang Lv, Yuhan Chen, Kaiyi Zhang, Yulong Wang, Lifeng Liu, Ji-Rong Wen, Jian Xie, Rui Yan

Abstract: In this paper, we delve into several mechanisms employed by Transformer-based language models (LLMs) for factual recall tasks. We outline a pipeline consisting of three major steps: (1) Given a prompt ``The capital of France is,'' task-specific attention heads extract the topic token, such as ``France,'' from the context and pass it to subsequent MLPs. (2) As attention heads' outputs are aggregate… ▽ More In this paper, we delve into several mechanisms employed by Transformer-based language models (LLMs) for factual recall tasks. We outline a pipeline consisting of three major steps: (1) Given a prompt ``The capital of France is,'' task-specific attention heads extract the topic token, such as ``France,'' from the context and pass it to subsequent MLPs. (2) As attention heads' outputs are aggregated with equal weight and added to the residual stream, the subsequent MLP acts as an ``activation,'' which either erases or amplifies the information originating from individual heads. As a result, the topic token ``France'' stands out in the residual stream. (3) A deep MLP takes ``France'' and generates a component that redirects the residual stream towards the direction of the correct answer, i.e., ``Paris.'' This procedure is akin to applying an implicit function such as ``get\_capital($X$),'' and the argument $X$ is the topic token information passed by attention heads. To achieve the above quantitative and qualitative analysis for MLPs, we proposed a novel analytic method aimed at decomposing the outputs of the MLP into components understandable by humans. Additionally, we observed a universal anti-overconfidence mechanism in the final layer of models, which suppresses correct predictions. We mitigate this suppression by leveraging our interpretation to improve factual recall confidence. The above interpretations are evaluated across diverse tasks spanning various domains of factual knowledge, using various language models from the GPT-2 families, 1.3B OPT, up to 7B Llama-2, and in both zero- and few-shot setups. △ Less

Submitted 24 May, 2024; v1 submitted 28 March, 2024; originally announced March 2024.

Masked Thought: Simply Masking Partial Reasoning Steps Can Improve Mathematical Reasoning Learning of Language Models

Authors: Changyu Chen, Xiting Wang, Ting-En Lin, Ang Lv, Yuchuan Wu, Xin Gao, Ji-Rong Wen, Rui Yan, Yongbin Li

Abstract: In reasoning tasks, even a minor error can cascade into inaccurate results, leading to suboptimal performance of large language models in such domains. Earlier fine-tuning approaches sought to mitigate this by leveraging more precise supervisory signals from human labeling, larger models, or self-sampling, although at a high cost. Conversely, we develop a method that avoids external resources, rel… ▽ More In reasoning tasks, even a minor error can cascade into inaccurate results, leading to suboptimal performance of large language models in such domains. Earlier fine-tuning approaches sought to mitigate this by leveraging more precise supervisory signals from human labeling, larger models, or self-sampling, although at a high cost. Conversely, we develop a method that avoids external resources, relying instead on introducing perturbations to the input. Our training approach randomly masks certain tokens within the chain of thought, a technique we found to be particularly effective for reasoning tasks. When applied to fine-tuning with GSM8K on Llama-2-7B, this method achieved a 5\% improvement in GSM8K accuracy and a 10\% improvement in GSM-IC accuracy over standard supervised fine-tuning with a few codes modified. Furthermore, it is complementary to existing methods. When integrated with related explicit data augmentation methods, it leads to improvements across five datasets of various augmentation methods, as well as two different base models. We further investigate the mechanisms behind this improvement through case studies and quantitative analysis, suggesting that our approach may provide superior support for the model in capturing long-distance dependencies, especially those related to questions. This enhancement could deepen understanding of the premises in questions and prior steps. Our code is available at Github. △ Less

Submitted 10 July, 2024; v1 submitted 4 March, 2024; originally announced March 2024.

Comments: Accepted by ACL 2024

Batch-ICL: Effective, Efficient, and Order-Agnostic In-Context Learning

Authors: Kaiyi Zhang, Ang Lv, Yuhan Chen, Hansen Ha, Tao Xu, Rui Yan

Abstract: In this paper, by treating in-context learning (ICL) as a meta-optimization process, we explain why LLMs are sensitive to the order of ICL examples. This understanding leads us to the development of Batch-ICL, an effective, efficient, and order-agnostic inference algorithm for ICL. Differing from the standard N-shot learning approach, Batch-ICL employs $N$ separate 1-shot forward computations and… ▽ More In this paper, by treating in-context learning (ICL) as a meta-optimization process, we explain why LLMs are sensitive to the order of ICL examples. This understanding leads us to the development of Batch-ICL, an effective, efficient, and order-agnostic inference algorithm for ICL. Differing from the standard N-shot learning approach, Batch-ICL employs $N$ separate 1-shot forward computations and aggregates the resulting meta-gradients. These aggregated meta-gradients are then applied to the forward computation of a zero-shot query to generate the final prediction. This batch processing approach renders the LLM agnostic to the order of ICL examples. Through extensive experiments and analysis, we demonstrate that Batch-ICL consistently outperforms most permutations of ICL examples. In some cases, it even exceeds the performance of the best order for standard ICL, all while reducing the computational resources required. Furthermore, we develop a novel variant of Batch-ICL featuring multiple "epochs" of meta-optimization. This variant implicitly explores permutations of ICL examples, further enhancing ICL performance. △ Less

Submitted 5 June, 2024; v1 submitted 12 January, 2024; originally announced January 2024.

Comments: This paper has been accepted by ACL 2024 (Findings)

Fortify the Shortest Stave in Attention: Enhancing Context Awareness of Large Language Models for Effective Tool Use

Authors: Yuhan Chen, Ang Lv, Ting-En Lin, Changyu Chen, Yuchuan Wu, Fei Huang, Yongbin Li, Rui Yan

Abstract: In this paper, we demonstrate that an inherent waveform pattern in the attention allocation of large language models (LLMs) significantly affects their performance in tasks demanding a high degree of context awareness, such as utilizing LLMs for tool-use. Specifically, the crucial information in the context will be potentially overlooked by model when it is positioned in the trough zone of the att… ▽ More In this paper, we demonstrate that an inherent waveform pattern in the attention allocation of large language models (LLMs) significantly affects their performance in tasks demanding a high degree of context awareness, such as utilizing LLMs for tool-use. Specifically, the crucial information in the context will be potentially overlooked by model when it is positioned in the trough zone of the attention waveform, leading to decreased performance. To address this issue, we propose a novel inference method named Attention Buckets. It allows LLMs to process their input through multiple parallel processes. Each process utilizes a distinct base angle for the rotary position embedding, thereby creating a unique attention waveform. By compensating an attention trough of a particular process with an attention peak of another process, our approach enhances LLM's awareness to various contextual positions, thus mitigating the risk of overlooking crucial information. In the largest tool-use benchmark, our method elevates a 7B model to achieve state-of-the-art performance, comparable to that of GPT-4. On other benchmarks and some RAG tasks, which also demand a thorough understanding of contextual content, Attention Buckets also exhibited notable enhancements in performance. △ Less

Submitted 4 June, 2024; v1 submitted 7 December, 2023; originally announced December 2023.

Comments: ACL 2024 main

An Analysis and Mitigation of the Reversal Curse

Authors: Ang Lv, Kaiyi Zhang, Shufang Xie, Quan Tu, Yuhan Chen, Ji-Rong Wen, Rui Yan

Abstract: Recent research observed a noteworthy phenomenon in large language models (LLMs), referred to as the ``reversal curse.'' The reversal curse is that when dealing with two entities, denoted as $a$ and $b$, connected by their relation $R$ and its inverse $R^{-1}$, LLMs excel in handling sequences in the form of ``$aRb$,'' but encounter challenges when processing ``$bR^{-1}a$,'' whether in generation… ▽ More Recent research observed a noteworthy phenomenon in large language models (LLMs), referred to as the ``reversal curse.'' The reversal curse is that when dealing with two entities, denoted as $a$ and $b$, connected by their relation $R$ and its inverse $R^{-1}$, LLMs excel in handling sequences in the form of ``$aRb$,'' but encounter challenges when processing ``$bR^{-1}a$,'' whether in generation or comprehension. For instance, GPT-4 can accurately respond to the query ``Tom Cruise's mother is?'' with ``Mary Lee Pfeiffer,'' but it struggles to provide a satisfactory answer when asked ``Mary Lee Pfeiffer's son is?'' In this paper, we undertake the first-ever study of how the reversal curse happens in LLMs. Our investigations reveal that the reversal curse can stem from the specific training objectives, which become particularly evident in the widespread use of next-token prediction within most causal language models. We hope this initial investigation can draw more attention to the reversal curse, as well as other underlying limitations in current LLMs. △ Less

Submitted 10 November, 2024; v1 submitted 13 November, 2023; originally announced November 2023.

Comments: Accepted by EMNLP 2024 Main. This paper was originally titled "Are We Falling into a Middle-Intelligence Trap? An Analysis and Mitigation of the Reversal Curse." The title was revised during the submission to EMNLP, and we are now updating the title for this preprint version

VisionFM: a Multi-Modal Multi-Task Vision Foundation Model for Generalist Ophthalmic Artificial Intelligence

Authors: Jianing Qiu, Jian Wu, Hao Wei, Peilun Shi, Minqing Zhang, Yunyun Sun, Lin Li, Hanruo Liu, Hongyi Liu, Simeng Hou, Yuyang Zhao, Xuehui Shi, Junfang Xian, Xiaoxia Qu, Sirui Zhu, Lijie Pan, Xiaoniao Chen, Xiaojia Zhang, Shuai Jiang, Kebing Wang, Chenlong Yang, Mingqiang Chen, Sujie Fan, Jianhua Hu, Aiguo Lv , et al. (17 additional authors not shown)

Abstract: We present VisionFM, a foundation model pre-trained with 3.4 million ophthalmic images from 560,457 individuals, covering a broad range of ophthalmic diseases, modalities, imaging devices, and demography. After pre-training, VisionFM provides a foundation to foster multiple ophthalmic artificial intelligence (AI) applications, such as disease screening and diagnosis, disease prognosis, subclassifi… ▽ More We present VisionFM, a foundation model pre-trained with 3.4 million ophthalmic images from 560,457 individuals, covering a broad range of ophthalmic diseases, modalities, imaging devices, and demography. After pre-training, VisionFM provides a foundation to foster multiple ophthalmic artificial intelligence (AI) applications, such as disease screening and diagnosis, disease prognosis, subclassification of disease phenotype, and systemic biomarker and disease prediction, with each application enhanced with expert-level intelligence and accuracy. The generalist intelligence of VisionFM outperformed ophthalmologists with basic and intermediate levels in jointly diagnosing 12 common ophthalmic diseases. Evaluated on a new large-scale ophthalmic disease diagnosis benchmark database, as well as a new large-scale segmentation and detection benchmark database, VisionFM outperformed strong baseline deep neural networks. The ophthalmic image representations learned by VisionFM exhibited noteworthy explainability, and demonstrated strong generalizability to new ophthalmic modalities, disease spectrum, and imaging devices. As a foundation model, VisionFM has a large capacity to learn from diverse ophthalmic imaging data and disparate datasets. To be commensurate with this capacity, in addition to the real data used for pre-training, we also generated and leveraged synthetic ophthalmic imaging data. Experimental results revealed that synthetic data that passed visual Turing tests, can also enhance the representation learning capability of VisionFM, leading to substantial performance gains on downstream ophthalmic AI tasks. Beyond the ophthalmic AI applications developed, validated, and demonstrated in this work, substantial further applications can be achieved in an efficient and cost-effective manner using VisionFM as the foundation. △ Less

Submitted 7 October, 2023; originally announced October 2023.

Journal ref: The latest VisionFM work has been published in NEJM AI, 2024

DialoGPS: Dialogue Path Sampling in Continuous Semantic Space for Data Augmentation in Multi-Turn Conversations

Authors: Ang Lv, Jinpeng Li, Yuhan Chen, Xing Gao, Ji Zhang, Rui Yan

Abstract: In open-domain dialogue generation tasks, contexts and responses in most datasets are one-to-one mapped, violating an important many-to-many characteristic: a context leads to various responses, and a response answers multiple contexts. Without such patterns, models poorly generalize and prefer responding safely. Many attempts have been made in either multi-turn settings from a one-to-many perspec… ▽ More In open-domain dialogue generation tasks, contexts and responses in most datasets are one-to-one mapped, violating an important many-to-many characteristic: a context leads to various responses, and a response answers multiple contexts. Without such patterns, models poorly generalize and prefer responding safely. Many attempts have been made in either multi-turn settings from a one-to-many perspective or in a many-to-many perspective but limited to single-turn settings. The major challenge to many-to-many augment multi-turn dialogues is that discretely replacing each turn with semantic similarity breaks fragile context coherence. In this paper, we propose DialoGue Path Sampling (DialoGPS) method in continuous semantic space, the first many-to-many augmentation method for multi-turn dialogues. Specifically, we map a dialogue to our extended Brownian Bridge, a special Gaussian process. We sample latent variables to form coherent dialogue paths in the continuous space. A dialogue path corresponds to a new multi-turn dialogue and is used as augmented training data. We show the effect of DialoGPS with both automatic and human evaluation. △ Less

Submitted 29 June, 2023; originally announced June 2023.

Comments: ACL 2023 main

GETMusic: Generating Any Music Tracks with a Unified Representation and Diffusion Framework

Authors: Ang Lv, Xu Tan, Peiling Lu, Wei Ye, Shikun Zhang, Jiang Bian, Rui Yan

Abstract: Symbolic music generation aims to create musical notes, which can help users compose music, such as generating target instrument tracks based on provided source tracks. In practical scenarios where there's a predefined ensemble of tracks and various composition needs, an efficient and effective generative model that can generate any target tracks based on the other tracks becomes crucial. However,… ▽ More Symbolic music generation aims to create musical notes, which can help users compose music, such as generating target instrument tracks based on provided source tracks. In practical scenarios where there's a predefined ensemble of tracks and various composition needs, an efficient and effective generative model that can generate any target tracks based on the other tracks becomes crucial. However, previous efforts have fallen short in addressing this necessity due to limitations in their music representations and models. In this paper, we introduce a framework known as GETMusic, with ``GET'' standing for ``GEnerate music Tracks.'' This framework encompasses a novel music representation ``GETScore'' and a diffusion model ``GETDiff.'' GETScore represents musical notes as tokens and organizes tokens in a 2D structure, with tracks stacked vertically and progressing horizontally over time. At a training step, each track of a music piece is randomly selected as either the target or source. The training involves two processes: In the forward process, target tracks are corrupted by masking their tokens, while source tracks remain as the ground truth; in the denoising process, GETDiff is trained to predict the masked target tokens conditioning on the source tracks. Our proposed representation, coupled with the non-autoregressive generative model, empowers GETMusic to generate music with any arbitrary source-target track combinations. Our experiments demonstrate that the versatile GETMusic outperforms prior works proposed for certain specific composition tasks. △ Less

Submitted 29 September, 2023; v1 submitted 18 May, 2023; originally announced May 2023.

Comments: 13 pages, 4 figures

Re-creation of Creations: A New Paradigm for Lyric-to-Melody Generation

Authors: Ang Lv, Xu Tan, Tao Qin, Tie-Yan Liu, Rui Yan

Abstract: Lyric-to-melody generation is an important task in songwriting, and is also quite challenging due to its unique characteristics: the generated melodies should not only follow good musical patterns, but also align with features in lyrics such as rhythms and structures. These characteristics cannot be well handled by neural generation models that learn lyric-to-melody mapping in an end-to-end way, d… ▽ More Lyric-to-melody generation is an important task in songwriting, and is also quite challenging due to its unique characteristics: the generated melodies should not only follow good musical patterns, but also align with features in lyrics such as rhythms and structures. These characteristics cannot be well handled by neural generation models that learn lyric-to-melody mapping in an end-to-end way, due to several issues: (1) lack of aligned lyric-melody training data to sufficiently learn lyric-melody feature alignment; (2) lack of controllability in generation to better and explicitly align the lyric-melody features. In this paper, we propose Re-creation of Creations (ROC), a new paradigm for lyric-to-melody generation. ROC generates melodies according to given lyrics and also conditions on user-designated chord progression. It addresses the above issues through a generation-retrieval pipeline. Specifically, our paradigm has two stages: (1) creation stage, where a huge amount of music fragments generated by a neural melody language model are indexed in a database through several key features (e.g., chords, tonality, rhythm, and structural information); (2) re-creation stage, where melodies are re-created by retrieving music fragments from the database according to the key features from lyrics and concatenating best music fragments based on composition guidelines and melody language model scores. ROC has several advantages: (1) It only needs unpaired melody data to train melody language model, instead of paired lyric-melody data in previous models. (2) It achieves good lyric-melody feature alignment in lyric-to-melody generation. Tested by English and Chinese lyrics, ROC outperforms previous neural based lyric-to-melody generation models on both objective and subjective metrics. △ Less

Submitted 28 January, 2023; v1 submitted 11 August, 2022; originally announced August 2022.