Showing 1–19 of 19 results for author: Schwarzer, M

FlowGuard: Flow Matching for Identity-Independent Detection of Data-Free Model Stealing Attacks on Energy System Intrusion Detection Systems

Authors: Maxime Schwarzer, Laurin Holz, Tobias Huerten, Johannes Loevenich, Thies Moehlenhof, Roberto Rigolin F. Lopes, Veit Hagenmeyer

Abstract: Artificial Intelligence (AI)-based Intrusion Detection Systems (IDS) deployed in energy infrastructure are vulnerable to model theft attacks, which allow adversaries to create evasive traffic offline. Current defences against model extraction rely either on identity-bound query monitoring, which is ineffective against distributed attackers (Sybil), or on prediction poisoning through soft-label per… ▽ More Artificial Intelligence (AI)-based Intrusion Detection Systems (IDS) deployed in energy infrastructure are vulnerable to model theft attacks, which allow adversaries to create evasive traffic offline. Current defences against model extraction rely either on identity-bound query monitoring, which is ineffective against distributed attackers (Sybil), or on prediction poisoning through soft-label perturbation, which is inapplicable to hard-label IDS deployments. Therefore, we propose FlowGuard, an identity-independent defence based on flow matching that classifies incoming queries as out-of-distribution (OOD) prior to IDS processing. This approach exploits the fact that queries generated synthetically for data-free model stealing attacks occupy a lower-dimensional manifold than real network traffic. This results in measurably lower log-likelihoods when using a Continuous Normalizing Flow that has been trained on legitimate data. We evaluate our method against PRADA and FDINet using MAZE and DisGUIDE attacks in single-client and distributed (100-client Sybil) settings. While PRADA's detection rate dropped to 0% when the distribution changed, our defence maintained a stable detection rate across both settings without relying on identity information. We discuss the scope and limitations of the approach, and outline potential applications to data-dependent attacks. △ Less

Submitted 2 June, 2026; originally announced June 2026.

AI Model Extraction Attacks: Bypassing Single-Client Assumptions in Defenses

Authors: Maxime Schwarzer, Johannes F. Loevenich, Gustavo Sánchez, Laurin Holz, Thies Möhlenhof, Tobias Hürten, Roberto Rigolin F. Lopes, Veit Hagenmeyer

Abstract: Ensuring the protection of Artificial Intelligence (AI) models deployed in military Command and Control (C2) systems and critical infrastructure is essential for maintaining information superiority. Model Extraction Attacks (MEAs) pose a significant threat, as they enable adversaries to replicate proprietary models, compromise protected information, and prepare offline adversarial attacks. However… ▽ More Ensuring the protection of Artificial Intelligence (AI) models deployed in military Command and Control (C2) systems and critical infrastructure is essential for maintaining information superiority. Model Extraction Attacks (MEAs) pose a significant threat, as they enable adversaries to replicate proprietary models, compromise protected information, and prepare offline adversarial attacks. However, current defense strategies predominantly rely on the Single Client Assumption (SCA), which is the implicit assumption that attacks originate from isolated identities. This work systematically demonstrates that the SCA is fundamentally invalid in the presence of coordinated threat actors, such as Advanced Persistent Threats (APTs). We introduce a modular, open-source framework called CerberusAI for reproducible model-stealing research, and use it to simulate distributed attack scenarios. Our empirical evaluation shows that well-established defense mechanisms, such as Protecting Against Deep Neural Network Model Stealing Attacks (PRADA), can be bypassed by basic round-robin query distribution strategies, resulting in a significant reduction in detection performance. Furthermore, we demonstrate that even global aggregation approaches can be rendered operationally useless through adaptive traffic mixing. These results highlight the need for a paradigm shift towards stateful, identity-independent defense architectures in the field of model extraction attacks. This paper was originally presented at the International Conference on Military Communication and Information Systems (ICMCIS), organized by the Information Systems Technology (IST) Scientific and Technical Committee, IST-224-RSY - the ICMCIS, held in Bath, United Kingdom, 12-13 May 2026 and won the best paper award. △ Less

Submitted 2 June, 2026; originally announced June 2026.

OpenAI GPT-5 System Card

Authors: Aaditya Singh, Adam Fry, Adam Perelman, Adam Tart, Adi Ganesh, Ahmed El-Kishky, Aidan McLaughlin, Aiden Low, AJ Ostrow, Akhila Ananthram, Akshay Nathan, Alan Luo, Alec Helyar, Aleksander Madry, Aleksandr Efremov, Aleksandra Spyra, Alex Baker-Whitcomb, Alex Beutel, Alex Karpenko, Alex Makelov, Alex Neitz, Alex Wei, Alexandra Barr, Alexandre Kirchmeyer, Alexey Ivanov , et al. (461 additional authors not shown)

Abstract: This is the system card published alongside the OpenAI GPT-5 launch, August 2025. GPT-5 is a unified system with a smart and fast model that answers most questions, a deeper reasoning model for harder problems, and a real-time router that quickly decides which model to use based on conversation type, complexity, tool needs, and explicit intent (for example, if you say 'think hard about this' in… ▽ More This is the system card published alongside the OpenAI GPT-5 launch, August 2025. GPT-5 is a unified system with a smart and fast model that answers most questions, a deeper reasoning model for harder problems, and a real-time router that quickly decides which model to use based on conversation type, complexity, tool needs, and explicit intent (for example, if you say 'think hard about this' in the prompt). The router is continuously trained on real signals, including when users switch models, preference rates for responses, and measured correctness, improving over time. Once usage limits are reached, a mini version of each model handles remaining queries. This system card focuses primarily on gpt-5-thinking and gpt-5-main, while evaluations for other models are available in the appendix. The GPT-5 system not only outperforms previous models on benchmarks and answers questions more quickly, but -- more importantly -- is more useful for real-world queries. We've made significant advances in reducing hallucinations, improving instruction following, and minimizing sycophancy, and have leveled up GPT-5's performance in three of ChatGPT's most common uses: writing, coding, and health. All of the GPT-5 models additionally feature safe-completions, our latest approach to safety training to prevent disallowed content. Similarly to ChatGPT agent, we have decided to treat gpt-5-thinking as High capability in the Biological and Chemical domain under our Preparedness Framework, activating the associated safeguards. While we do not have definitive evidence that this model could meaningfully help a novice to create severe biological harm -- our defined threshold for High capability -- we have chosen to take a precautionary approach. △ Less

Submitted 1 May, 2026; v1 submitted 19 December, 2025; originally announced January 2026.

Comments: May 2026: Added monitorability evals and authors

gpt-oss-120b & gpt-oss-20b Model Card

Authors: OpenAI, :, Sandhini Agarwal, Lama Ahmad, Jason Ai, Sam Altman, Andy Applebaum, Edwin Arbus, Rahul K. Arora, Yu Bai, Bowen Baker, Haiming Bao, Boaz Barak, Ally Bennett, Tyler Bertao, Nivedita Brett, Eugene Brevdo, Greg Brockman, Sebastien Bubeck, Che Chang, Kai Chen, Mark Chen, Enoch Cheung, Aidan Clark, Dan Cook , et al. (102 additional authors not shown)

Abstract: We present gpt-oss-120b and gpt-oss-20b, two open-weight reasoning models that push the frontier of accuracy and inference cost. The models use an efficient mixture-of-expert transformer architecture and are trained using large-scale distillation and reinforcement learning. We optimize the models to have strong agentic capabilities (deep research browsing, python tool use, and support for develope… ▽ More We present gpt-oss-120b and gpt-oss-20b, two open-weight reasoning models that push the frontier of accuracy and inference cost. The models use an efficient mixture-of-expert transformer architecture and are trained using large-scale distillation and reinforcement learning. We optimize the models to have strong agentic capabilities (deep research browsing, python tool use, and support for developer-provided functions), all while using a rendered chat format that enables clear instruction following and role delineation. Both models achieve strong results on benchmarks ranging from mathematics, coding, and safety. We release the model weights, inference implementations, tool environments, and tokenizers under an Apache 2.0 license to enable broad use and further research. △ Less

Submitted 8 August, 2025; originally announced August 2025.

Competitive Programming with Large Reasoning Models

Authors: OpenAI, :, Ahmed El-Kishky, Alexander Wei, Andre Saraiva, Borys Minaiev, Daniel Selsam, David Dohan, Francis Song, Hunter Lightman, Ignasi Clavera, Jakub Pachocki, Jerry Tworek, Lorenz Kuhn, Lukasz Kaiser, Mark Chen, Max Schwarzer, Mostafa Rohaninejad, Nat McAleese, o3 contributors, Oleg Mürk, Rhythm Garg, Rui Shu, Szymon Sidor, Vineet Kosaraju , et al. (1 additional authors not shown)

Abstract: We show that reinforcement learning applied to large language models (LLMs) significantly boosts performance on complex coding and reasoning tasks. Additionally, we compare two general-purpose reasoning models - OpenAI o1 and an early checkpoint of o3 - with a domain-specific system, o1-ioi, which uses hand-engineered inference strategies designed for competing in the 2024 International Olympiad i… ▽ More We show that reinforcement learning applied to large language models (LLMs) significantly boosts performance on complex coding and reasoning tasks. Additionally, we compare two general-purpose reasoning models - OpenAI o1 and an early checkpoint of o3 - with a domain-specific system, o1-ioi, which uses hand-engineered inference strategies designed for competing in the 2024 International Olympiad in Informatics (IOI). We competed live at IOI 2024 with o1-ioi and, using hand-crafted test-time strategies, placed in the 49th percentile. Under relaxed competition constraints, o1-ioi achieved a gold medal. However, when evaluating later models such as o3, we find that o3 achieves gold without hand-crafted domain-specific strategies or relaxed constraints. Our findings show that although specialized pipelines such as o1-ioi yield solid improvements, the scaled-up, general-purpose o3 model surpasses those results without relying on hand-crafted inference heuristics. Notably, o3 achieves a gold medal at the 2024 IOI and obtains a Codeforces rating on par with elite human competitors. Overall, these results indicate that scaling general-purpose reinforcement learning, rather than relying on domain-specific techniques, offers a robust path toward state-of-the-art AI in reasoning domains, such as competitive programming. △ Less

Submitted 18 February, 2025; v1 submitted 3 February, 2025; originally announced February 2025.

OpenAI o1 System Card

Authors: OpenAI, :, Aaron Jaech, Adam Kalai, Adam Lerer, Adam Richardson, Ahmed El-Kishky, Aiden Low, Alec Helyar, Aleksander Madry, Alex Beutel, Alex Carney, Alex Iftimie, Alex Karpenko, Alex Tachard Passos, Alexander Neitz, Alexander Prokofiev, Alexander Wei, Allison Tam, Ally Bennett, Ananya Kumar, Andre Saraiva, Andrea Vallone, Andrew Duberstein, Andrew Kondrich , et al. (240 additional authors not shown)

Abstract: The o1 model series is trained with large-scale reinforcement learning to reason using chain of thought. These advanced reasoning capabilities provide new avenues for improving the safety and robustness of our models. In particular, our models can reason about our safety policies in context when responding to potentially unsafe prompts, through deliberative alignment. This leads to state-of-the-ar… ▽ More The o1 model series is trained with large-scale reinforcement learning to reason using chain of thought. These advanced reasoning capabilities provide new avenues for improving the safety and robustness of our models. In particular, our models can reason about our safety policies in context when responding to potentially unsafe prompts, through deliberative alignment. This leads to state-of-the-art performance on certain benchmarks for risks such as generating illicit advice, choosing stereotyped responses, and succumbing to known jailbreaks. Training models to incorporate a chain of thought before answering has the potential to unlock substantial benefits, while also increasing potential risks that stem from heightened intelligence. Our results underscore the need for building robust alignment methods, extensively stress-testing their efficacy, and maintaining meticulous risk management protocols. This report outlines the safety work carried out for the OpenAI o1 and OpenAI o1-mini models, including safety evaluations, external red teaming, and Preparedness Framework evaluations. △ Less

Submitted 29 April, 2026; v1 submitted 21 December, 2024; originally announced December 2024.

MM1: Methods, Analysis & Insights from Multimodal LLM Pre-training

Authors: Brandon McKinzie, Zhe Gan, Jean-Philippe Fauconnier, Sam Dodge, Bowen Zhang, Philipp Dufter, Dhruti Shah, Xianzhi Du, Futang Peng, Floris Weers, Anton Belyi, Haotian Zhang, Karanjeet Singh, Doug Kang, Ankur Jain, Hongyu Hè, Max Schwarzer, Tom Gunter, Xiang Kong, Aonan Zhang, Jianyu Wang, Chong Wang, Nan Du, Tao Lei, Sam Wiseman , et al. (7 additional authors not shown)

Abstract: In this work, we discuss building performant Multimodal Large Language Models (MLLMs). In particular, we study the importance of various architecture components and data choices. Through careful and comprehensive ablations of the image encoder, the vision language connector, and various pre-training data choices, we identified several crucial design lessons. For example, we demonstrate that for la… ▽ More In this work, we discuss building performant Multimodal Large Language Models (MLLMs). In particular, we study the importance of various architecture components and data choices. Through careful and comprehensive ablations of the image encoder, the vision language connector, and various pre-training data choices, we identified several crucial design lessons. For example, we demonstrate that for large-scale multimodal pre-training using a careful mix of image-caption, interleaved image-text, and text-only data is crucial for achieving state-of-the-art (SOTA) few-shot results across multiple benchmarks, compared to other published pre-training results. Further, we show that the image encoder together with image resolution and the image token count has substantial impact, while the vision-language connector design is of comparatively negligible importance. By scaling up the presented recipe, we build MM1, a family of multimodal models up to 30B parameters, including both dense models and mixture-of-experts (MoE) variants, that are SOTA in pre-training metrics and achieve competitive performance after supervised fine-tuning on a range of established multimodal benchmarks. Thanks to large-scale pre-training, MM1 enjoys appealing properties such as enhanced in-context learning, and multi-image reasoning, enabling few-shot chain-of-thought prompting. △ Less

Submitted 18 April, 2024; v1 submitted 14 March, 2024; originally announced March 2024.

Learning and Controlling Silicon Dopant Transitions in Graphene using Scanning Transmission Electron Microscopy

Authors: Max Schwarzer, Jesse Farebrother, Joshua Greaves, Ekin Dogus Cubuk, Rishabh Agarwal, Aaron Courville, Marc G. Bellemare, Sergei Kalinin, Igor Mordatch, Pablo Samuel Castro, Kevin M. Roccapriore

Abstract: We introduce a machine learning approach to determine the transition dynamics of silicon atoms on a single layer of carbon atoms, when stimulated by the electron beam of a scanning transmission electron microscope (STEM). Our method is data-centric, leveraging data collected on a STEM. The data samples are processed and filtered to produce symbolic representations, which we use to train a neural n… ▽ More We introduce a machine learning approach to determine the transition dynamics of silicon atoms on a single layer of carbon atoms, when stimulated by the electron beam of a scanning transmission electron microscope (STEM). Our method is data-centric, leveraging data collected on a STEM. The data samples are processed and filtered to produce symbolic representations, which we use to train a neural network to predict transition probabilities. These learned transition dynamics are then leveraged to guide a single silicon atom throughout the lattice to pre-determined target destinations. We present empirical analyses that demonstrate the efficacy and generality of our approach. △ Less

Submitted 21 November, 2023; originally announced November 2023.

Large Language Models as Generalizable Policies for Embodied Tasks

Authors: Andrew Szot, Max Schwarzer, Harsh Agrawal, Bogdan Mazoure, Walter Talbott, Katherine Metcalf, Natalie Mackraz, Devon Hjelm, Alexander Toshev

Abstract: We show that large language models (LLMs) can be adapted to be generalizable policies for embodied visual tasks. Our approach, called Large LAnguage model Reinforcement Learning Policy (LLaRP), adapts a pre-trained frozen LLM to take as input text instructions and visual egocentric observations and output actions directly in the environment. Using reinforcement learning, we train LLaRP to see and… ▽ More We show that large language models (LLMs) can be adapted to be generalizable policies for embodied visual tasks. Our approach, called Large LAnguage model Reinforcement Learning Policy (LLaRP), adapts a pre-trained frozen LLM to take as input text instructions and visual egocentric observations and output actions directly in the environment. Using reinforcement learning, we train LLaRP to see and act solely through environmental interactions. We show that LLaRP is robust to complex paraphrasings of task instructions and can generalize to new tasks that require novel optimal behavior. In particular, on 1,000 unseen tasks it achieves 42% success rate, 1.7x the success rate of other common learned baselines or zero-shot applications of LLMs. Finally, to aid the community in studying language conditioned, massively multi-task, embodied AI problems we release a novel benchmark, Language Rearrangement, consisting of 150,000 training and 1,000 testing tasks for language-conditioned rearrangement. Video examples of LLaRP in unseen Language Rearrangement instructions are at https://llm-rl.github.io. △ Less

Submitted 16 April, 2024; v1 submitted 26 October, 2023; originally announced October 2023.

Bigger, Better, Faster: Human-level Atari with human-level efficiency

Authors: Max Schwarzer, Johan Obando-Ceron, Aaron Courville, Marc Bellemare, Rishabh Agarwal, Pablo Samuel Castro

Abstract: We introduce a value-based RL agent, which we call BBF, that achieves super-human performance in the Atari 100K benchmark. BBF relies on scaling the neural networks used for value estimation, as well as a number of other design choices that enable this scaling in a sample-efficient manner. We conduct extensive analyses of these design choices and provide insights for future work. We end with a dis… ▽ More We introduce a value-based RL agent, which we call BBF, that achieves super-human performance in the Atari 100K benchmark. BBF relies on scaling the neural networks used for value estimation, as well as a number of other design choices that enable this scaling in a sample-efficient manner. We conduct extensive analyses of these design choices and provide insights for future work. We end with a discussion about updating the goalposts for sample-efficient RL research on the ALE. We make our code and data publicly available at https://github.com/google-research/google-research/tree/master/bigger_better_faster. △ Less

Submitted 13 November, 2023; v1 submitted 30 May, 2023; originally announced May 2023.

Comments: ICML 2023, revised version

Reincarnating Reinforcement Learning: Reusing Prior Computation to Accelerate Progress

Authors: Rishabh Agarwal, Max Schwarzer, Pablo Samuel Castro, Aaron Courville, Marc G. Bellemare

Abstract: Learning tabula rasa, that is without any prior knowledge, is the prevalent workflow in reinforcement learning (RL) research. However, RL systems, when applied to large-scale settings, rarely operate tabula rasa. Such large-scale systems undergo multiple design or algorithmic changes during their development cycle and use ad hoc approaches for incorporating these changes without re-training from s… ▽ More Learning tabula rasa, that is without any prior knowledge, is the prevalent workflow in reinforcement learning (RL) research. However, RL systems, when applied to large-scale settings, rarely operate tabula rasa. Such large-scale systems undergo multiple design or algorithmic changes during their development cycle and use ad hoc approaches for incorporating these changes without re-training from scratch, which would have been prohibitively expensive. Additionally, the inefficiency of deep RL typically excludes researchers without access to industrial-scale resources from tackling computationally-demanding problems. To address these issues, we present reincarnating RL as an alternative workflow or class of problem settings, where prior computational work (e.g., learned policies) is reused or transferred between design iterations of an RL agent, or from one RL agent to another. As a step towards enabling reincarnating RL from any agent to any other agent, we focus on the specific setting of efficiently transferring an existing sub-optimal policy to a standalone value-based RL agent. We find that existing approaches fail in this setting and propose a simple algorithm to address their limitations. Equipped with this algorithm, we demonstrate reincarnating RL's gains over tabula rasa RL on Atari 2600 games, a challenging locomotion task, and the real-world problem of navigating stratospheric balloons. Overall, this work argues for an alternative approach to RL research, which we believe could significantly improve real-world RL adoption and help democratize it further. Open-sourced code and trained agents at https://agarwl.github.io/reincarnating_rl. △ Less

Submitted 4 October, 2022; v1 submitted 3 June, 2022; originally announced June 2022.

Comments: NeurIPS 2022. Code and agents at https://agarwl.github.io/reincarnating_rl

The Primacy Bias in Deep Reinforcement Learning

Authors: Evgenii Nikishin, Max Schwarzer, Pierluca D'Oro, Pierre-Luc Bacon, Aaron Courville

Abstract: This work identifies a common flaw of deep reinforcement learning (RL) algorithms: a tendency to rely on early interactions and ignore useful evidence encountered later. Because of training on progressively growing datasets, deep RL agents incur a risk of overfitting to earlier experiences, negatively affecting the rest of the learning process. Inspired by cognitive science, we refer to this effec… ▽ More This work identifies a common flaw of deep reinforcement learning (RL) algorithms: a tendency to rely on early interactions and ignore useful evidence encountered later. Because of training on progressively growing datasets, deep RL agents incur a risk of overfitting to earlier experiences, negatively affecting the rest of the learning process. Inspired by cognitive science, we refer to this effect as the primacy bias. Through a series of experiments, we dissect the algorithmic aspects of deep RL that exacerbate this bias. We then propose a simple yet generally-applicable mechanism that tackles the primacy bias by periodically resetting a part of the agent. We apply this mechanism to algorithms in both discrete (Atari 100k) and continuous action (DeepMind Control Suite) domains, consistently improving their performance. △ Less

Submitted 16 May, 2022; originally announced May 2022.

Comments: ICML 2022; code at https://github.com/evgenii-nikishin/rl_with_resets

Simplicial Embeddings in Self-Supervised Learning and Downstream Classification

Authors: Samuel Lavoie, Christos Tsirigotis, Max Schwarzer, Ankit Vani, Michael Noukhovitch, Kenji Kawaguchi, Aaron Courville

Abstract: Simplicial Embeddings (SEM) are representations learned through self-supervised learning (SSL), wherein a representation is projected into $L$ simplices of $V$ dimensions each using a softmax operation. This procedure conditions the representation onto a constrained space during pretraining and imparts an inductive bias for group sparsity. For downstream classification, we formally prove that the… ▽ More Simplicial Embeddings (SEM) are representations learned through self-supervised learning (SSL), wherein a representation is projected into $L$ simplices of $V$ dimensions each using a softmax operation. This procedure conditions the representation onto a constrained space during pretraining and imparts an inductive bias for group sparsity. For downstream classification, we formally prove that the SEM representation leads to better generalization than an unnormalized representation. Furthermore, we empirically demonstrate that SSL methods trained with SEMs have improved generalization on natural image datasets such as CIFAR-100 and ImageNet. Finally, when used in a downstream classification task, we show that SEM features exhibit emergent semantic coherence where small groups of learned features are distinctly predictive of semantically-relevant classes. △ Less

Submitted 30 September, 2022; v1 submitted 1 April, 2022; originally announced April 2022.

Comments: 30 pages, 8 figures, Preprint

Deep Reinforcement Learning at the Edge of the Statistical Precipice

Authors: Rishabh Agarwal, Max Schwarzer, Pablo Samuel Castro, Aaron Courville, Marc G. Bellemare

Abstract: Deep reinforcement learning (RL) algorithms are predominantly evaluated by comparing their relative performance on a large suite of tasks. Most published results on deep RL benchmarks compare point estimates of aggregate performance such as mean and median scores across tasks, ignoring the statistical uncertainty implied by the use of a finite number of training runs. Beginning with the Arcade Lea… ▽ More Deep reinforcement learning (RL) algorithms are predominantly evaluated by comparing their relative performance on a large suite of tasks. Most published results on deep RL benchmarks compare point estimates of aggregate performance such as mean and median scores across tasks, ignoring the statistical uncertainty implied by the use of a finite number of training runs. Beginning with the Arcade Learning Environment (ALE), the shift towards computationally-demanding benchmarks has led to the practice of evaluating only a small number of runs per task, exacerbating the statistical uncertainty in point estimates. In this paper, we argue that reliable evaluation in the few run deep RL regime cannot ignore the uncertainty in results without running the risk of slowing down progress in the field. We illustrate this point using a case study on the Atari 100k benchmark, where we find substantial discrepancies between conclusions drawn from point estimates alone versus a more thorough statistical analysis. With the aim of increasing the field's confidence in reported results with a handful of runs, we advocate for reporting interval estimates of aggregate performance and propose performance profiles to account for the variability in results, as well as present more robust and efficient aggregate metrics, such as interquartile mean scores, to achieve small uncertainty in results. Using such statistical tools, we scrutinize performance evaluations of existing algorithms on other widely used RL benchmarks including the ALE, Procgen, and the DeepMind Control Suite, again revealing discrepancies in prior comparisons. Our findings call for a change in how we evaluate performance in deep RL, for which we present a more rigorous evaluation methodology, accompanied with an open-source library rliable, to prevent unreliable results from stagnating the field. △ Less

Submitted 5 January, 2022; v1 submitted 30 August, 2021; originally announced August 2021.

Comments: Outstanding Paper Award at NeurIPS 2021. Website: https://agarwl.github.io/rliable. 28 Pages, 33 Figures

Pretraining Representations for Data-Efficient Reinforcement Learning

Authors: Max Schwarzer, Nitarshan Rajkumar, Michael Noukhovitch, Ankesh Anand, Laurent Charlin, Devon Hjelm, Philip Bachman, Aaron Courville

Abstract: Data efficiency is a key challenge for deep reinforcement learning. We address this problem by using unlabeled data to pretrain an encoder which is then finetuned on a small amount of task-specific data. To encourage learning representations which capture diverse aspects of the underlying MDP, we employ a combination of latent dynamics modelling and unsupervised goal-conditioned RL. When limited t… ▽ More Data efficiency is a key challenge for deep reinforcement learning. We address this problem by using unlabeled data to pretrain an encoder which is then finetuned on a small amount of task-specific data. To encourage learning representations which capture diverse aspects of the underlying MDP, we employ a combination of latent dynamics modelling and unsupervised goal-conditioned RL. When limited to 100k steps of interaction on Atari games (equivalent to two hours of human experience), our approach significantly surpasses prior work combining offline representation pretraining with task-specific finetuning, and compares favourably with other pretraining methods that require orders of magnitude more data. Our approach shows particular promise when combined with larger models as well as more diverse, task-aligned observational data -- approaching human-level performance and data-efficiency on Atari in our best setting. We provide code associated with this work at https://github.com/mila-iqia/SGI. △ Less

Submitted 9 June, 2021; originally announced June 2021.

Iterated learning for emergent systematicity in VQA

Authors: Ankit Vani, Max Schwarzer, Yuchen Lu, Eeshan Dhekane, Aaron Courville

Abstract: Although neural module networks have an architectural bias towards compositionality, they require gold standard layouts to generalize systematically in practice. When instead learning layouts and modules jointly, compositionality does not arise automatically and an explicit pressure is necessary for the emergence of layouts exhibiting the right structure. We propose to address this problem using i… ▽ More Although neural module networks have an architectural bias towards compositionality, they require gold standard layouts to generalize systematically in practice. When instead learning layouts and modules jointly, compositionality does not arise automatically and an explicit pressure is necessary for the emergence of layouts exhibiting the right structure. We propose to address this problem using iterated learning, a cognitive science theory of the emergence of compositional languages in nature that has primarily been applied to simple referential games in machine learning. Considering the layouts of module networks as samples from an emergent language, we use iterated learning to encourage the development of structure within this language. We show that the resulting layouts support systematic generalization in neural agents solving the more complex task of visual question-answering. Our regularized iterated learning method can outperform baselines without iterated learning on SHAPES-SyGeT (SHAPES Systematic Generalization Test), a new split of the SHAPES dataset we introduce to evaluate systematic generalization, and on CLOSURE, an extension of CLEVR also designed to test systematic generalization. We demonstrate superior performance in recovering ground-truth compositional program structure with limited supervision on both SHAPES-SyGeT and CLEVR. △ Less

Submitted 3 May, 2021; originally announced May 2021.

Comments: Published as a conference paper at ICLR 2021. 9 pages main, 21 pages total including references and appendix

ACM Class: I.2.6

Journal ref: 9th International Conference on Learning Representations (ICLR 2021)

Data-Efficient Reinforcement Learning with Self-Predictive Representations

Authors: Max Schwarzer, Ankesh Anand, Rishab Goel, R Devon Hjelm, Aaron Courville, Philip Bachman

Abstract: While deep reinforcement learning excels at solving tasks where large amounts of data can be collected through virtually unlimited interaction with the environment, learning from limited interaction remains a key challenge. We posit that an agent can learn more efficiently if we augment reward maximization with self-supervised objectives based on structure in its visual input and sequential intera… ▽ More While deep reinforcement learning excels at solving tasks where large amounts of data can be collected through virtually unlimited interaction with the environment, learning from limited interaction remains a key challenge. We posit that an agent can learn more efficiently if we augment reward maximization with self-supervised objectives based on structure in its visual input and sequential interaction with the environment. Our method, Self-Predictive Representations(SPR), trains an agent to predict its own latent state representations multiple steps into the future. We compute target representations for future states using an encoder which is an exponential moving average of the agent's parameters and we make predictions using a learned transition model. On its own, this future prediction objective outperforms prior methods for sample-efficient deep RL from pixels. We further improve performance by adding data augmentation to the future prediction loss, which forces the agent's representations to be consistent across multiple views of an observation. Our full self-supervised objective, which combines future prediction and data augmentation, achieves a median human-normalized score of 0.415 on Atari in a setting limited to 100k steps of environment interaction, which represents a 55% relative improvement over the previous state-of-the-art. Notably, even in this limited data regime, SPR exceeds expert human scores on 7 out of 26 games. The code associated with this work is available at https://github.com/mila-iqia/spr △ Less

Submitted 20 May, 2021; v1 submitted 12 July, 2020; originally announced July 2020.

Comments: The first two authors contributed equally to this work. v4 includes new ablations and reformatting for ICLR camera ready

GAIT: A Geometric Approach to Information Theory

Authors: Jose Gallego-Posada, Ankit Vani, Max Schwarzer, Simon Lacoste-Julien

Abstract: We advocate the use of a notion of entropy that reflects the relative abundances of the symbols in an alphabet, as well as the similarities between them. This concept was originally introduced in theoretical ecology to study the diversity of ecosystems. Based on this notion of entropy, we introduce geometry-aware counterparts for several concepts and theorems in information theory. Notably, our pr… ▽ More We advocate the use of a notion of entropy that reflects the relative abundances of the symbols in an alphabet, as well as the similarities between them. This concept was originally introduced in theoretical ecology to study the diversity of ecosystems. Based on this notion of entropy, we introduce geometry-aware counterparts for several concepts and theorems in information theory. Notably, our proposed divergence exhibits performance on par with state-of-the-art methods based on the Wasserstein distance, but enjoys a closed-form expression that can be computed efficiently. We demonstrate the versatility of our method via experiments on a broad range of domains: training generative models, computing image barycenters, approximating empirical measures and counting modes. △ Less

Submitted 13 October, 2020; v1 submitted 19 June, 2019; originally announced June 2019.

Comments: Appears in: Proceedings of the 23rd International Conference on Artificial Intelligence and Statistics (AISTATS) 2020. 19 pages

Journal ref: PMLR (2020) 108:2601-2611

Learning to fail: Predicting fracture evolution in brittle material models using recurrent graph convolutional neural networks

Authors: Max Schwarzer, Bryce Rogan, Yadong Ruan, Zhengming Song, Diana Y. Lee, Allon G. Percus, Viet T. Chau, Bryan A. Moore, Esteban Rougier, Hari S. Viswanathan, Gowri Srinivasan

Abstract: We propose a machine learning approach to address a key challenge in materials science: predicting how fractures propagate in brittle materials under stress, and how these materials ultimately fail. Our methods use deep learning and train on simulation data from high-fidelity models, emulating the results of these models while avoiding the overwhelming computational demands associated with running… ▽ More We propose a machine learning approach to address a key challenge in materials science: predicting how fractures propagate in brittle materials under stress, and how these materials ultimately fail. Our methods use deep learning and train on simulation data from high-fidelity models, emulating the results of these models while avoiding the overwhelming computational demands associated with running a statistically significant sample of simulations. We employ a graph convolutional network that recognizes features of the fracturing material and a recurrent neural network that models the evolution of these features, along with a novel form of data augmentation that compensates for the modest size of our training data. We simultaneously generate predictions for qualitatively distinct material properties. Results on fracture damage and length are within 3% of their simulated values, and results on time to material failure, which is notoriously difficult to predict even with high-fidelity models, are within approximately 15% of simulated values. Once trained, our neural networks generate predictions within seconds, rather than the hours needed to run a single simulation. △ Less

Submitted 15 March, 2019; v1 submitted 14 October, 2018; originally announced October 2018.

Report number: LA-UR-18-29693

Journal ref: Computational Materials Science 162, 322-332 (2019)