Base Change Fundamental Lemma FOR CENTRAL ELEMENTS IN DEPTH-ZERO HECKE ALGEBRAS OVER LOCAL FUNCTION FIELDS
Abstract.
Let be an unramified group over a local function field of characteristic . This article introduces an abstract norm map between the twisted conjugacy classes and conjugacy classes of in the positive characteristics setting, applies the process of stabilization of (twisted) trace formula and proves the corresponding base change fundamental lemma for regular semisimple elements.
Contents
1. Introduction
1.1. Main Results
Let denote a local function field of characteristic , and let denote the unique degree unramified extension of contained in a fixed separable closure of , and let denote a generator of . Let denote an unramified connected reductive group over . The automorphism determines an -automorphism of , which is still denoted by . For simplicity, we will assume that in the remainder of the introduction.
From the concrete norm map
Kottwitz [30] was able to define an abstract norm map from the set of stable -conjugacy classes in to the set of stable conjugacy classes in for perfect fields . We will say that is a norm if is stably conjugate to for some , which means that there exist such that .
Fix a semisimple element and we let denote its centralizer in . For , the algebra of locally constant and compactly supported -valued functions on , we can define the orbital integral
depending on the choice of Haar measures and on and respectively. We also consider the stable orbital integral
where sums over the conjugacy classes in within the stable conjugacy class of , and is the sign attached by Kottwitz [31] to connected reductive groups. Notice that our assumption that implies that the centralizers are connected. If and are stably conjugate, their centralizers are inner forms of each form, therefore we may require the Haar measures are compatible with each other in the definition of the orbital integrals in the sense of [36] p. 631. Similarly, for an element such that is semisimple, we define its twisted centralizer to be the connected reductive group such that
Then for , similarly we can define the twisted orbital integral
and its stable version
where the sum is over -conjugacy classes in inside the stable -conjugacy class of , or equivalently (Proposition 2.16), whose norm down to is in the same stable conjugacy class as . If is stably conjugate to , then is an inner form of (Lemma 2.5). Therefore we may also require the Haar measures on these groups to be compatible.
We say that and are associated or have matching orbital integrals (resp., at regular semisimple elements) if for every (resp., regular) semisimple element we have
| (1.1.1) |
The case of spherical Hecke algebras was studied first. Suppose and are hyperspecial maximal compact subgroups associated to a hyperspecial vertex in the Bruhat-Tits building of , and suppose belongs to the spherical Hecke algebra of bi-invariant functions under . In particular, the spherical Hecke algebras are commutative. The Satake isomorphisms gives rise to a natural algebra homomorphism
| (1.1.2) |
which will be called the base change homomorphism. The base change fundamental lemma for spherical functions asserts that and are associated. This was proved in the special cases of [45] and [1], which gave rise to global and local applications, and for general unramified reductive groups it was proved by Clozel [10] and Labesse [42].
In [18], an analogous base change fundamental lemma is proved for centers of parahoric Hecke algebras by Haines, which replaced the hyperspecial maximal compact subgroup (resp., ) above by a general parahoric subgroup (resp., ) defined as intersection of the group of elements in (resp. ) that fix a facet in with the kernel of Kottwitz homomorphism(see section 2 of loc. cit.). In particular, when the facet is a hyperspecial vertex, we have recovered . However, since the resulting parahoric Hecke algebras and are in general no longer commutative, the base change homomorphism will be restricted to the center of those Hecke algebras:
Remark 1.1.
From now on and in this article, when we speak of base change fundamental lemma, we refer to the matching of elements in the centers of linked by the base change homomorphisms.
Later in [19], Haines generalizes this result to so called depth-zero principal series blocks in the Bernstein decomposition. Generalizing his method, Shenghao Li[46] is able to show the base change fundamental lemma for Bernstein centers of principal series blocks (not just depth-zero ones).
All the results [10, 42, 18, 19, 46] stated above only work over groups over -adic fields of . Results in positive characteristic are more ad-hoc for specific groups. In his thesis [49], Ray-Dulany proved the base change fundamental lemma for Iwahori-Hecke algebra of for any local field with characteristic not equal to by explicit calculations. In [14], Feng gave a geometric proof of the base change fundamental lemma for regular semisimple elements for parahoric Hecke algebras of over local function fields using cohomology of certain moduli stacks of shtukas and the Langlands-Kottwitz method, which generalized the previous results by [48] for spherical Hecke algebras for over local function fields. Most recently, Bartling and Ito[4] prove base change fundamental lemma for central elements in the parahoric Hecke algebras for general unramified reductive groups over local function fields, using the technique of close local fields.
In this article, we prove the base change fundamental lemma for Bernstein centers of depth-zero principal series blocks at regular semisimple elements in unramified groups over local function fields, following and generalizing the strategies in [18, 19]. To state the theorem, let us fix some more notations. Denote the ring of integers of by . Let denote a maximal -split torus of and set , a maximal torus of which is defined and unramified over . We can choose an Iwahori subgroup which is in good position relative to . Let denote the pro-unipotent radical of . Furthermore, let denote the maximal compact open subgroup of , and let denotes its pro-unipotent radical. We will denote to be a character on . Such characters are called depth-zero characters. Via the canonical isomorphism
we see that induces a character on , trivial on . Then we can consider the Hecke algebra of our study:
where the convolution is defined using the Haar measure which gives volume . Write for .
Let denote the naive norm homomorphism. Therefore, the character is a depth-zero character on , and it gives rise to the character on and the Hecke algebra with center . Here and is the Iwahori subgroup corresponding to .
We will define a base change homomorphism
Finally we can state the main theorem of this article:
Theorem 1.2.
Let be a local function field of arbitrary positive characteristic. Let be a connected unramified reductive group defined over . Denote to be an unramified extension of local function fields of degree . Then for any , and have the matching stable orbital integrals at every regular semisimple element.
We write (resp., )for the Hecke algebra of locally constant compactly supported functions on (resp., ) that are bi-invariant under the open compact subgroups (resp., ), the pro-unipotent radical of (resp., ), and we write (resp., ) for the center of these Hecke algebras. In [19], §10, a base change homomorphism
was constructed and characterized using the injection
where ranges over the finite set of all depth-zero characters on . As a result, we are able to show a base change fundamental lemma for pro- Iwahori subgroups from Theorem 1.2:
Corollary 1.3.
If , then the functions and are associated.
This article overlaps with [14] in the case when . However, we are able to prove the vanishing results when is not a norm, which was not done in loc. cit. Moreover, this article overlaps with [4] for central elements of Iwahori-Hecke algebras, where the results are proved for regular semisimple elements in loc. cit..
1.2. Motivations
The analogs of Theorem 1.2 and Corollary 1.3 for groups over characteristic fields already could be useful in the pseudo-stabilization of the Lefschetz trace formula for certain simple Shimura varieties (see for example, [18], p.4 and [26], §13). For local function fields, similar counting points formula has been estabilished in [52], Theorem 5.9.2. We will explain how Corollary 1.3 could be used to stabilize the corresponding Lefschetz trace formula on certain moduli space of shtukas.
Let be a smooth projective geometrically irreducible curve over , let be the function field of . For a closed point , we write the completion of at and the corresponding valuation ring. Let be the group of adeles of the global field . Let be a connected reductive group over and let be a parahoric model of over . We also assume that is unramified. Fix two distinct closed points and in . Let be a compact open subgroup of the form , where is a sufficiently small open compact subgroup of and is the pro- unipotent radical of some Iwahori subgroup .
Consider a proper moduli space of shtukas with two legs and with one leg fixed, over the local ring (defined in §4.7 in [52]). We assume that the space satisfies some boundedness condition as in loc. cit.. Let where and where the -component of is given by the characteristic function of . The elliptic semisimple part of the alternating sum of the traces of the Hecke operator composed with a power of Frobenius at is given by
| (1.2.1) |
where the sum runs over the so called elliptic Kottwitz triples attached to a fixed point with some vanishing properties. Here is the degree- unramified extension of .
In particular, it is conjectured that we can find the test function (resp. ) inside the center (resp. ) of the Hecke algebra (resp. ) with the same stable twisted orbital integral as (resp. ). We may simplify the right hand side to be
| (1.2.2) |
At the place , by Corollary 1.3, we can write
| (1.2.3) |
where is the base change homomorphism . Similar base change identity holds for the place from the results in [34] since is hyperspecial maximal compact open subgroup.
With the extra assumptions that has no global endoscopy and that the matching (1.2.3) can be extended to all semisimple elements, we may eventually write (1.2.2) as
| (1.2.4) |
which resembles the geometric side of the (stabilized) global trace formula for the regular action of on the space :
| (1.2.5) |
where ranges over irreducible representations of . Therefore, we can relate the local factor of the zeta function with automorphic representations, eventually the -function. (See [26], Cor. 1.4 for more details)
1.3. Outline of the paper
In §2, we will define the abstract norm homomorphism for all semisimple elements in a quasi-split reductive group over . This generalizes the classical results of Kottwitz [30] to non-perfect fields, using the results from [24]. The abstract norm homomorphism relates the stable twisted conjugacy classes of with stable conjugacy classes of , providing the ”transfer of conjugacy classes” needed in (1.1.1). In §3, we briefly recall the necessary background for the base change fundamental lemma, including the definitions of Iwahori subgroups, Bernstein center for depth-zero principal series blocks and base change homomorphisms.
The core technical content starts from §4. In order to prove Theorem 1.2, we will reduce the problem to the case that the group has simply connected derived group and the element is strongly regular semisimple both in the adjoint group and the group itself (see 4.10). In order to turn the identities between integrals into identities between traces of certain representations, we have to prove a version of very simple trace formulas (§5), then stabilize them (§6) in order to compare them on different groups. Finally, by producing the local data adapted to our situation (§7.3, 7.4), we are able to reduce to the cases considered in [19]. Using the same technique of Labesse elementary functions, we are finally able to prove the main theorem 1.2.
Acknowledgments
I would like to thank my advisor Thomas Haines for suggesting this topic and his continuous encouragement and interest. I would like to thank Shenghao Li for spotting a mistake in the original reduction steps. I also thank Shin Eui Song for informing me the results of Hamacher-Kim. I would like to thank Peter Dillery and Kazuhiro Ito for helpful discussions. This research was partially supported by NSF grants DMS 2200873.
2. Norm Mapping and Conjugacy Completeness
Let be a field of characteristic (not necessarily perfect). Let be a connected reductive group over . We fix once for all a separable closure of inside an algebraic closure of , and let be the absolute Galois group. Consider a conjugacy class of . By conjugacy class we mean the conjugacy class in (rather than in ). We denote and for any . The conjugacy class is defined over if and only if for all , and the conjugacy class of an element is defined over if and only if is conjugate to under for all .
Let be a cyclic extension of degree . We further assume to be an unramified connected reductive group over , let be a generator. Let denote the Weil restriction of scalars of to a group over . The automorphism of determines an -automorphism of and an automorphism on its -points , which will be also denoted by .
Consider the concrete norm given by
It is easy to see that the conjugacy class of in is defined over since we can calculate that
The goal is to define a well-defined abstract norm map.
| (2.0.1) |
To make sense of all that, we will have to define stable -conjugacy class first, then we will show that the conjugacy class of actually has a rational point over .
2.1. Stable Twisted Conjugacy
We follow [30], §5. We assume for the moment, later we will remove this assumption by using the -extension of .
Let , there is a natural isomorphism , with the factors indexed by . The element determines an automorphism , which takes the form
on -valued points. We can identify with by embedding into diagonally. The composition
is given by
We can also define the concrete norm map on by . It is defined over and it is the same on as the norm map we defined before. We say that are --conjugate if there exists an element such that . We say that are --conjugate if they are --conjugate as elements .
Lemma 2.1.
- (1)
For , we have .
- (2)
Let . Then are --conjugate if and only if are conjugate in .
- (3)
The embedding induces a -equivariant injection from the set of conjugacy classes in to the set of conjugacy classes in .
Proof.
The calculations of [30], Lemma 5.2 are still valid here. The -equivariant part is clear since the embedding is defined over . Let , then they embed as and in . Then it is clear that they are conjugate in if and only if they are conjugate in .
∎
We get an immediate corollary from (b) and (c) of Lemma 2.1 above.
Corollary 2.2.
Let . Then are conjugate in if and only if are -conjugate by an element in .
To define stable -conjugacy, we have to define -centralizers.
Definition 2.3.
For , let . This group will be called the -centralizer of .
It is an -subgroup of . Since we have , where the factors are indexed by elements of : , let be the projection onto the last factor: .
Remark 2.4.
Consider the -points of for , this can be given as the -point of a connected reductive group as follows:
We will denote by in the remainder of the sections.
Lemma 2.5.
Let . Then the projection induces an isomorphism . This makes an -form of the centralizer of in .
Proof.
The proof of Lemma 5.4 in [30] are still valid here. ∎
We define the notion of -(strongly regular) semisimplicity below.
Definition 2.6.
We say that is -semisimple, -regular semisimple or -strongly regular semisimple if is semisimple, regular semisimple or strongly regular semisimple.
We can show that twisted orbital integral converges for -regular semisimple elements. Let be a function in the depth-zero Hecke algebra, where as before is a character on , trivial on . Since is a character on a finite abelian group, it must be unitary. Therefore, , the Hecke algebra of compactly supported bi-invariant functions under . Using the results of Proposition 5.2 in [4], we see that the twisted orbital integrals of converge absolutely for -regular semisimple elements.
Let us assume is a general quasi-split reductive group defined over , we need to define yet another subgroup . We define as the inverse image under the -isomorphism of the subgroup of . We will see that is defined over in the following lemma. It is clear that when is simply connected. In general, we consider a -extension , whose definitions are given below. We will also get a corresponding -extension where .
Definition 2.7.
Given a connected reductive group over , we say that a homomorphism is a -extension of if
- (1)
is also a connected reductive group over , whose derived group is simply connected.
- (2)
and is isomorphic to a product of tori of the form , where each is a finite separable extension of .
- (3)
is surjective.
The existence of -extensions is proved in [13] Prop 3.1.
Lemma 2.8.
For any such that , we have . In particular, is defined over .
Proof.
It is quite easy to see that . Therefore, the composition makes sense. Since is connected, we have , therefore . Conversely, we use the fact that the map is surjective, therefore, the pullback to the isomorphic groups should still be surjective. ∎
Definition 2.9.
We say that are stably -conjugate if there exists such that and for all .
Now since , we have , hence for all . Therefore stable -conjugacy and --conjugacy coincide whenever , in particular whenever is simply connected.
We introduce a special kind of -extension .
Definition 2.10.
We will say that the -extension is adapted to (or ) if the norm map is surjective.
Lemma 2.11.
- (1)
Let be a connected quasi-split reductive group. There exists a -extension adapted to .
- (2)
Let be a -extension adapted to . Then are stably -conjugate if and only if there exist --conjugate elements such that and .
Proof.
The proof of Lemma 5.6 [30] can be adapted to the equal characteristic situation. ∎
2.2. Definition of the Norm Homomorphism
To show that for any , is stably conjugate to an element in , therefore defines a stable conjugacy class in , we will have to use the classical results from [33] and recent progress from [24]. Denote to be the maximal unramified extension of , in particular we have .
Proposition 2.12.
Let . Then there exists an -Levi subgroup and a pair such that
- (1)
is an inner twist of ;
- (2)
is an -isomorphism ;
- (3)
.
- (4)
The inner twist identifies with the set
Now we use Lemma 8.1 from [24].
Lemma 2.13.
Let be a quasi-split reductive group over an infinite field with a simply connected derived subgroup, and an -subgroup of containing a maximal torus. Let be an inner form of , and fix an inner twist , hence we can view as a subgroup of .
Then for any semisimple element , the -conjugacy class of contains an element .
Proof.
Lemma 2.14.
Let be any field. Let be a connected quasi-split reductive group over . Let be a regular semisimple conjugacy class defined over . Then there exists an element .
Remark 2.15.
The lemma above, however, does not show that every semisimple conjugacy class has the same property, but it suffices for the purpose of defining the abstract norm map.
Now we consider an element and whose concrete norm is semisimple. Since , by the above proposition, with , and . We see that , and the stable conjugacy class of contains an element of . Combined with Corollary 2.2, this finishes the definition of the abstract norm map 2.0.1 in the case when is simply connected.
For the next step, we need to follow the argument after Lemma 5.1 in [30] to define the abstract norm map for all quasi-split reductive groups. To be specific, we find a -extension adapted to . Then we can define the abstract norm map on by the previous results, and we have the following commutative diagram
and we claim that there exists a unique homomorphism, still denoted by , mapping stable--conjugate classes in to stable conjugate classes in . Indeed, uniqueness of the map comes from the fact that is surjective. For existence, we have to show that if and , then as stable classes. We can find such that . Since is central, we have with . Hence as desired.
Next, we show that the definition of does not depend on the choice of the -extension. As in the [30], this reduces to show that the following diagram is commutative
for two -extensions of . But this comes from the definition of when the derived group is simply connected.
This completes the definition of for all elements in a quasi-split reductive group with semisimple norms. We are only left to show the following proposition.
Proposition 2.16.
Let . Then are stably -conjugate if and only if .
Proof.
The proof of [30] Proposition 5.7 adapts here. ∎
Although it is not needed in this article, we may extend the definition of the abstract norm map to regular semisimple classes in general connected reductive groups over , that is, we no longer assume that is quasi-split. Following [30], §5, we choose an inner twisting , and we will define a norm mapping from stable -conjugacy classes in to stable conjugacy classes in .
We first assume that We assume that such that is regular semisimple. As before, the conjugacy class of in is defined over . Consider the conjugacy class of the regular semisimple element in , we see that for any , therefore is defined over . Lemma 2.14 tells us that there exists a -conjugacy class, or stable conjugacy class in consisting of elements that are conjugate to in , moreover, by the first paragraph of the proof of Corollary A.1.2 in [23], this class is unique. We define to be this class.
Using the same idea of -extensions as before, we can extend the definition of to general connected reductive groups and prove similar properties as Prop. 2.16. Therefore, we conclude this section by the following:
Conclusion 2.17.
Let be a connected reductive group defined over local field of characteristic and let be an unramified extension of degree . Fix an inner twisting . For elements such that is regular semisimple, we can define an injective abstract norm map
If moreover is quasi-split, then for elements such that is semisimple, we can also define an injective abstract norm map
3. Background
In this section, we briefly introduce and review various objects needed to state Theorem 1.2 for completeness.
3.1. Iwahori subgroups
Let denote a nonarchimedean local field of characteristics . Let denote the ring of integers in , and let be a uniformizer. Let denote the cardinality of the residue field of . Fix an algebraic closure for and a separable closure , and let denote the completion of the maximal unramified extension of inside . Let denote the Frobenius automorphism of over . Let denote the ring of integers in . The valuation is normalized such that . Define for .
Let denote a connected reductive group that is defined and unramified over . Let denote a maximal -split torus in and set , a maximal torus in defined over and split over . We will use the symbol to denote the group of -points.
Let be an unramified extension of degree contained in . We fix a generator and we use the same symbol to denote the induced automorphisms of groups of -points , etc.
We consider the Bruhat-Tits building (resp., ) for (resp., ). The Bruhat-Tits buildings associated to the semisimple -groups and can be canonically identified and are denoted . The group (resp., ) acts on (resp., ). Via this action, we can identify with the -fixed subset .
Let (resp., ) denote the apartment of (resp., ) corresponding to the torus (resp., ). Then (resp., ) is endowed with a family of hyperplanes given by the vanishing of the affine roots (resp., ). Under the identification , the apartment is identified with . Moreover, the affine roots are nonconstant restrictions to of the affine roots . These affine roots determine the notions of alcoves, facets and Weyl chambers used throughout this article.
We fix once for all a -invariant alcove , moreover, within we fix a -invariant facet and a -invariant hyperspecial vertex . Kottwitz defines a functorial surjective homomorphism
where denotes the inertia group. We denote by convention.
Definition 3.1.
A parahoric subgroup of associated to an arbitrary facet of is a subgroup of the form
where is the subgroup of elements which fix pointwise. An Iwahori subgroup of is the parahoric subgroup associated to an alcove of . A parahoric subgroup of will be a subgroup of of the form .
Therefore, the facets and give rise to parahoric subgroups of : a hyperspecial maximal parahoric subgroup , an Iwahori subgroup and a general parahoric subgroup . Moreover, we have that . Moreover, since the facets are -invariant, we get the corresponding parahoric subgroups and of with similar relations.
Remark 3.2.
This definition is taken from [25], which is different from the classical definition of Bruhat-Tits. However, they are equivalent by Prop. 3 in loc. cit.
Remark 3.3.
When is a torus, then there is exactly one parahoric subgroup of , namely,
where is the identity component of the Neron model of . Moreover, we have .
3.2. Bernstein center for depth-zero principal series
We keep assuming that is an unramified connected reductive group over . We denote to be the category of smooth representations of on -vector spaces. All the representations in this article will be on complex vector spaces. The Bernstein center of the group is defined as the ring of endomorphisms of the identity functor on . If contains an -rational parabolic subgroup with -Levi factor and unipotent radical (such that ), we define the modulus function by
where is the normalized absolute value on . For , we will often consider the normalized induced representation
where means the positive square-root of the positive real number . The normalization will preserve unitary representations.
Let be a maximal unramified -torus, which means that splits over an unramified extension of . In this case is the unique maximal compact open subgroup of ([39], Lemma 2.5.18).
Let denote the maximal compact open subgroup of , and let denote its pro-unipotent radical. Let denote a depth-zero character on , which means that factors through the quotient . Let denote any extension of to a character . Consider the inertial class
The inertial class depends only on the -orbit of .
Let denote the norm homomorphism . It maps and . Therefore we will use the same notation to denote the norm map on the quotients .
Let . This will give a depth-zero character on . The set of all smooth characters on carries a left action under the Weyl group . Let denote the subgroup of elements in which fix . Similarly we define in the Weyl group of .
Let denote the Bernstein component indexed by , in other words, this is the full subcategory of whose objects have the property that each of their subquotients is a subquotient of a principal series representation for some unramified character of . Sometimes we denote by .
Now fix and as above. We have
of supercuspidal supports of irreducible representations in the category . This means that is a subquotient of , where is any Borel subgroup of containing as the Levi factor. Here is a smooth character extending some -conjugate of .
Remark 3.4.
There exists at least one -invariant extension of , by using the canonical isomorphism given by , where is a choice of uniformizer of . Hence the extension is defined by the formula
Fix one such extension , we have a bijection
where can be viewed as an unramified character on as in [18], Lemma 2.4.2. Up to isomorphism, this structure does not depend on the choice of in its -orbit, nor on the choice of the extension of . We have
We have a isomorphism , hence the depth zero character induces
We have the following proposition. By definition, is a Bushnell-Kutzko type for means that an irreducible representation belongs to if and only if .
Proposition 3.5.
The pair is a Bushnell-Kutzko type for .
Proof.
The proof of Theorem 3.0.2 in [17] works for depth-zero case and any characteristic. ∎
Given Proposition 3.5, the category is equivalent to the category of -modules. ([17], Prop. 2.0.3). Let , this also means that there is a canonical algebra isomorphism
| (3.2.1) |
which can be characterized as follows. For an extension of some -conjugate of , we consider the space of functions such that
for all and . Then
where is viewed as a regular function on the variety and by we mean the point , and the action is convolution of functions on with suitable Haar measure.
Remark 3.6.
The fact that is well-defined as a function on the class means that for all . In other words, is -invariant as a function of .
3.3. Base change homomorphism
We fix a depth-zero character on , and let be the -type described above. Let denote the unique maximal -split torus in containing . It is easy to see that . Consider as a depth-zero character on and consider the corresponding inertial class for . Let denote the -type associated to the character . We denote the corresponding Hecke algebra and its center by and , respectively.
There is a canonical morphism of algebraic varieties
where denotes an extension of some -conjugate of . This induces an algebra homomorphism
| (3.3.1) |
Now we can define the base change homomorphism to be the unique morphism making the following diagram commute:
| (3.3.2) |
We can interpret the diagram in terms of the actions on principal series to get the following lemma:
Lemma 3.7.
For any character which extends some -conjugate of , define , a character on which extends some -conjugate of . Let . Then is the unique element in which acts on every module by the same scalar by which acts on . In other words,
We can rephrase the above lemma in terms of right actions: for , acts on the right on by the scalar by which acts on the right on , in other words,
| (3.3.3) |
We fix and use the same symbol to denote its lift in . The character is defined by . Similarly, for any suitable function , we define . We write and . We extend to the character using Iwasawa decomposition of , and therefore we have for . There is also an isomorphism of algebras given by .
As usual, we let denote an extension of a -conjugate of . We write , then we have an isomorphism
given by . This isomorphism also intertwines the right actions of and , in the sense that
Taking , we have . The last equality comes from the Remark 3.6. In other words, we have the following commutative diagram:
Combining this diagram with the diagram (3.3.2) for and respectively, we have the following lemma, which shows the compatibility of with the base change homomorphism:
Lemma 3.8.
For any , the following diagram is commutative:
4. Reduction Steps
In this section, we follow closely the reduction steps of [18], §5 and [19], §7 with a few adaptations.
4.1. Definition of stable twisted orbital integral
We still denote to be an unramified connected reductive -group. Let be such
that (as a stable class) is semisimple. Let denote the sign attached by Kottwitz [31] to the connected reductive -group . (There is no assumption on the characteristics of the ground field in loc. cit.) And define to be the cardinality of the set
Therefore for those ’s with simply-connected derived group. Now for any function , we can define its stable twisted orbital integral by
| (4.1.1) |
where is defined in [18] (4.4.1). Here ranges over -conjugacy classes in which are stably -conjugate to . As a special case when and , we have also defined the stable orbital integral for a semisimple element and for .
4.2. Vanishing statements for non-norms
Lemma 4.1.
Let . If is not a norm from , then .
Proof.
Recall that . First we assume is elliptic. We will prove the stronger statement that if is stably conjugate to , then for every . From this we see that .
Consider the canonical map and the abelian group . Proposition 2.5.3 of [44] shows that an elliptic element is a norm from if and only if its image in is a norm. (We notice that Labesse didn’t assume the ground field to be of characteristic in CHAPITRE 1 and 2 in loc. cit.) Now the required vanishing follows from the following lemma.
Lemma 4.2.
Let for some . Let be any element such that, for some character on the group which is trivial on the norms, we have . Then .
Proof.
We can view as a character by pulling back along the quotient map , thus the condition makes sense.
Since vanishes on , it is trivial on , where is also the kernel of the Kottwitz homomorphism (see [39], Definition 2.6.23 and Proposition 11.5.4). Here denotes the maximal unramified extension of inside a fixed algebraic closure and , and is the unique maximal compact subgroup of . Hence the restriction of to is trivial on . Thus we have . By examining the right convolution action of on , we see that (also see the proof of Lemma 4.8), and
| (4.2.1) |
But by (3.3.3), this is
the first equality holds since is trivial by assumption. This implies that since implies that . Now we have
for such . Since , we have as desired. ∎
Now consider . Since it is not a norm by assumptions, there must exist one such character satisfying the conditions of Lemma 4.2, therefore as desired. We have proved Lemma 4.1 in the case that is elliptic, in the general case, we can apply the descent formula [18] (4.4.6) to reduce to the elliptic case. ∎
4.3. The case where the derived group is not simply connected
The strategy is the same as in [18], §5.2 and [19] §7.2. Choose a finite unramified extension , which contains and splits . Consider a -extension of -groups adapted to :
where is a finite product of copies of , and is surjective on - and -points since is an induced torus. Choose an extension of to an element in , which is still denoted . Let (resp. ) denote the maximal compact subgroup of (resp. ). We endow (resp. ) with the Haar measure giving (resp. ) volume . The norm homomorphism is surjective and determines a measure-preserving isomorphism
and is surjective. Here we give the compact subgroup measure .
Let denote a smooth character, and for , we set
Write for the trivial character, then we can show that for any and . Therefore we can view as an element in , which is denoted . Notice that is only compactly supported modulo
We write for the character . The depth-zero character on determines a depth-zero character on , where . Let be the Iwahori subgroup in corresponding to the Iwahori subgroup in , and let denote the character constructed from by the isomorphism . For , we define analogously the function by the formula
and similarly we use when viewing as an element . It is straightforward to check that the functions (resp. ) are transformed by (resp. ) under (resp. ). These functions are not longer compactly supported on , nonetheless we can show that the (twisted) orbital integrals of (resp. ) exist at -semisimple element by the following simple calculation:
| (4.3.1) |
Since which has measure and as a function, is compactly supported modulo , the convergence of the (twisted) orbital integral is shown.
We also have the following useful lemma:
Lemma 4.3.
Assume for some compact open subgroup and there exists compact open and a character such that
- •
, and
- •
.
Then we have
Proof.
We have
where the second line is [15] Theorem 2.51, the third line follows from that we can write for some so that and , and in the last line we use our choice of measure that gives volume . ∎
Lemma 4.4.
Suppose that (resp. ) for a compact open subgroup and a character (resp. and ) such that
- •
,
- •
,
- •
.
We have the following statements:
- (1)
The functions and are associated if and only if and are associated for every .
- (2)
In (i) we only need to consider characters such that
- (3)
If and , then in (i) we only need to consider characters with .
- (4)
The pair are associated if and only if are associated.
Proof.
We follow the proof of Lemma 5.3.1 in [18]. Suppose that (resp. ), and we write (resp. ). We have the following formulas for all :
| (4.3.2) |
and similarly we have
| (4.3.3) |
Then it is clear that if and are associated, then and are associated for every . For the inverse, we apply the Fourier inversion formula to get for and such that . (as functions of and , resp.) In particular, let , we have
| (4.3.4) |
For (ii), we assume , then for any and , we have
also we have
Therefore either or vanishes completely on .
Part (iii) follows from part (ii) by taking and .
Finally, we prove part (iv). For , we claim that for , we have
| (4.3.5) |
Indeed, we have by definition
and
We compare those two equalities term by term. First we notice that with kernel , hence by the Corollary on Page 295 of [31]. Recall that . We claim that induces a surjective map from the set
onto the set
with the fiber over the class of identified with the set
Indeed, we denote , and similarly . The set of -conjugacy classes in which are stably -conjugate to corresponds to the image of
in
Meanwhile the set of -conjugacy classes in which are stably -conjugate to corresponds to the set
since . This is explained in [30], Pages 805-806. The map induces a bijection
hence the claim is proved. Finally, we have to show that for all -conjugacy classes in the fiber over the class of ,
From the calculations in (4.3.1), we have indeed:
Where the second equality comes from the fact and since is a product of induced tori, by Lemma 5.9 and the following remark. Therefore we have , and similarly (using the analogous ), thus (iv) is proved. ∎
Lemma 4.5.
The map determines a surjective homomorphism . It is compatible with the base change homomorphism in the sense that
Proof.
The proof is almost the same as in [18] Lemma 5.3.2, but instead of the Bernstein isomorphism there, we use (also ). Here . Recall that is a smooth character extending some -conjugate of the depth zero character . We can extend to a character on , which extends . Therefore the morphism of algebraic varieties
gives rise to the homomorphism that we need as in the proof in loc. cit. ∎
4.4. The case where the central character is not unitary
In applying Lemma 4.4(i), we need the following lemma which will enable us to assume that is a unitary character on . It is not necessarily the case that is unitary in our reduction steps. Nonetheless, we can always twist it by a global character as follows.
Lemma 4.6.
If is any smooth -representation of , then there exists a unique positive real-valued character on such that the restriction of to is unitary, and the restriction of to is trivial.
Proof.
This is Lemma 5.2.5 in [6]. We notice that by construction in the proof, is trivial on the Iwahori subgroup . ∎
Lemma 4.7.
Assume and let . If and are associated for all unitary central characters and all , then and are associated.
Proof.
By Lemma 4.4 (i) and (iii), the functions and are associated if and are associated for every character such that . We claim that it is enough to prove the results for such unitary characters . Indeed, by the previous lemma, we can find positive characters on , such that the set for unitary contains all the characters we need in Lemma 4.4 (i) and (iii).
We consider the function , where we understand that we actually mean in the definition. Now we have
Therefore, we have
| (4.4.1) |
Similarly, we have over ,
| (4.4.2) |
Now we assume and . By the lemma below, and are still in the center of respective Hecke algebras and we have . Therefore, by assumption, and are associated. Then by a straightforward calculation, we see that the left hand sides of (4.4.1) and (4.4.2) are associated, as desired. ∎
Lemma 4.8.
Let and be a character on such that , where is the Iwahori subgroup where is defined on. Then and .
4.5. The case where the center is not an induced torus
We assume is a regular elliptic semisimple element, and . We will show that there is an exact sequence
where is an unramified group over with the properties that and is an induced torus. We follow the construction in [10], 6.1(b). Indeed, since is unramified, is contained in a maximal unramified -torus . The group of characters is a finitely generated -module, where is an unramified extension of splitting . Let be a free -module. Then dually we get an embedding where is an induced torus. We have the following exact sequence
see [47], Example 19.25. We take to be . It is easy to check that and , therefore satisfies the conditions we need.
The natural embedding induces a natural homomorphism
by the following commutative diagram
where the left vertical map is induced by the surjective map
where is a maximal -torus and is a smooth character extending some -conjugate of , where is the Weyl group of and is an extension of .
The injective morphism is uniquely determined by the Bernstein isomorphisms and it is the restriction of the map between Hecke algebras
where is the extended affine Weyl group and (resp. ) is the function in (resp., ) supported on (resp., ), whose value at is . Such functions form a basis of the Hecke algebra . Here we are using the notations from §7.3, [19]. Li ([46], Lemma 7.2.3) shows that the morphism on the centers is indeed the restriction of the linear transformation on the whole Hecke algebras, therefore, it suffices to prove the following:
Lemma 4.9.
There exists a constant such that, for every with elliptic regular norm in , and for every , we have
| (4.5.1) |
Proof.
This is proved in [19], Lemma 7.3.1. The proof also works for positive characteristic. ∎
From (4.5.1), we have the following equalities:
| (4.5.2) |
for all functions and and for all (-)regular (-)elliptic elements and in whose (-)centralizer is the elliptic -torus . The proof of Lemma 7.3.1 in loc. cit. shows that the constants and making (4.5.2) hold depend only on the torus and choices of measures (so not on the functions and , and the choice of ). Therefore, to force , we use the fact that and are associated ([34], §111 1 Kottwitz[34] showed that the functions and are associated for any open bounded subgroup (resp., ) of (resp., ) satisfying certain assumptions. In particular, (resp. ) satisfies those assumptions when it is the -points (resp. -points) of a smooth and connected affine group scheme over (resp. ).) and the stable orbital integrals of do not vanish identically on any torus in .
4.6. Summary of reduction steps
By Lemma 4.1, we may assume that is a norm, and we write . We assume is regular semisimple from the beginning. Notice that it is different from the assumptions in [18, 19, 10] of just being semisimple since we do not have (twisted) Shalika germs for local function fields and the homogeneity that were used in the proof of Proposition 7.2 in [10] to reduce to regular semisimple elements. The reduction steps (1) and (2) are the same as in [18], 5.4. However, we need to pass it to the global setup afterwards.
- (1)
- (2)
From here we pass to the global setup momentarily. We may assume that is split over an unramified extension such that . We may also assume and satisfies the conditions (1) and (2). Choose a degree cyclic extension of function fields and a finite place of such that is a field and . Then there is a degree cyclic extension with and .
There is a quasi-split group over with the property that . Let denote the -linear automorphism of from . We may repeat the process of finding a at the beginning of 4.4, but globally: a global group such that and is an induced torus. Therefore after base change to , we still have the desired properties for and as in 4.4. Therefore we have the following reduction step:
- (3)
We may assume that and is an induced torus which comes from a global induced torus. Indeed we work under assumptions (1) and (2), and Lemma 4.9 and the discussion there show that we may assume is indeed an globally induced torus.
- (4)
We may assume that belongs to a specific dense subset in the set of regular elliptic elements. This is explained in [10] Lemma 6.7. Recall that we call a regular semisimple element strongly regular semisimple if is a (connected) torus. Later in Lemma 5.15, we will see that will be assumed to be strongly regular semisimple, whose image in the adjoint group is still strongly regular. By Lemma 8.7, we will indeed see that such will form a dense subset of the set of regular elliptic elements in . Notice that we don’t need to worry about the terms as in the reduction steps of [18] since our group has simply connected derived group.
Conclusion 4.10.
We may assume that with an globally induced torus, and is a strongly regular elliptic element itself and in the adjoint group, and is a norm.
Remark 4.11.
The reduction steps in [19] have flaws in that Lemma 7.2.3 in loc. cit. is not valid for depth-zero Hecke algebras. Therefore, we cannot reduce to the case that is adjoint. The reduction steps here present a solution in order to avoid reducing to adjoint groups.
We hope to show the associations of functions and at all such elements over the group . The strategy of the proof in the following sections is that, using Lemma 4.4 (i) and Lemma 4.7, we will show that and are associated for all unitary central characters and all , at all strongly regular elliptic semisimple elements in whose images in the adjoint group is still strongly regular.
Using the existence of local data adapted to the case with unitary central characters (§7), we are able to show the desired association. In order to produce the adapted local data, one needs to use the global (twisted) trace formulas (§5) and one needs to stabilize the trace formulas (§6) for them to be useful.
5. The Simple Trace Formula
5.1. Setup
This section is mostly independent of other sections. We do not make any assumptions on the characteristics of the global field . Our main references for the simple (twisted) trace formula are [1] §1.2 and [12] A.1.
Assume that is a cyclic extension of global fields of degree , we write (resp. ) for the adeles of (resp. ). We denote and be a generator. Let be a connected reductive group defined over , and let denote the usual adelic quotient over . We consider the left action of on given by
| (5.1.1) |
for any and .
Let be the center of . By the reduction steps, we can assume that is an induced torus over , therefore, we have for any -algebra , where . Fix a unitary character and define in the usual way.
We consider the space of locally constant functions whose supports are compact modulo and transformed by under the action of the center . We will denote it by with understood in the definition. Similarly, we consider the space of functions on that are square-integrable on which transform by under . Notice that we need to be unitary in order to define the integrability over the quotient.
Definition 5.1.
We define the cuspidal subspace
to be the space of functions such that, for every parabolic subgroup with unipotent radical , one has
for all . We call such cuspidal functions.
We also have the operator
that preserves .
Proposition 5.2.
For each , the composite
has kernel function
In other words, we have
For any and .
Proof.
Indeed, since
where the third line follows from change of variables, and the last line follows from a well-known technique called unfolding or integration in stages and the fact that is invariant under the action of elements in . We also use the fact that the set is -stable. For completeness we include the unfolding lemma below. For a proof, see [16] Theorem 3.2.2 and Lemma 9.2.4. ∎
Lemma 5.3.
Suppose that is a Hausdorff, locally compact, second countable topological group with right Haar measure . If and is a discrete subgroup such that the modular character of is trivial on , then we have
Lemma 5.4.
The linear operator is of trace class on .
5.2. Proof of the Simple Trace Formula
Let us choose two places of which split completely in . We put the following assumptions on the test function :
- (1)
The adelic function is a (pure) tensor product of local functions over places of , where . For almost all places of , is invariant under and supported on , and satisfies
- (2)
On , we have where each is a matrix coefficient of the same supercuspidal representation of . This is possible since by the work of A. Kret[40], we know that supercuspidal representations exist for any reductive group over an non-archimedean local field . Twisted by a character on the whole group by Lemma 4.6, we may assume that the central character is unitary, and the representation is still supercuspidal since the matrix coefficients are still compactly supported modulo the center.
- (3)
Let be the analogous decomposition at . Let , then is contained in the set of elements of with strongly regular elliptic image in .
We first show that the assumption (2) implies that the image of is in the space of cusp forms.
Lemma 5.5.
Let be a finite place of , let , and let be supercuspidal. Let , so that . Then has cuspidal image.
Recall that we say is supercuspidal if
for all proper parabolic subgroup with unipotent radical and for all . As the name suggests, matrix coefficients of supercuspidal representations are indeed supercuspidal, see [16], Lemma 16.4.2.
Proof.
This is standard, for example see Lemma 16.4.1 in [16]. ∎
And we have the main theorem of this section. We define the adelic twisted orbital integral of to be
We notice that the above twisted orbital integral converges since is compactly supported on .
Theorem 5.6.
Under the assumptions (1)(2)(3) above, the operator sends automorphic forms into cusp forms, and
| (5.2.1) |
where runs over the -conjugacy classes of elements of with strongly elliptic regular norms, and the group is the -centralizer of . Moreover .
Proof.
From the lemma above we know that
and we obtain the latter trace by integrating along the diagonal of the kernel associated to , whence
Lemma 5.7.
Only those with strongly regular elliptic in will appear in the summation above.
Proof.
Same as in [1], P15. ∎
We need to swap the order of the integration and the summation.
Lemma 5.8.
The function
is compactly supported on .
Proof.
We regroup the summation by -conjugacy by :
which implies the final result of the theorem by the following manipulations of integration ”in stages”:
Thus the theorem is proved. ∎
In the special case of , where and , we denote to be the representation of on the space , and choose similarly as in the twisted case, by the same process, we will have
| (5.2.2) |
where the sum is over the set of conjugacy classes of regular elliptic elements in and . Similarly the adelic orbital integral is defined to be
In the next section, we will perform the so-called stabilizations of the trace formulas (5.2.1) and (5.2.2) in order to compare them effectively.
However, before doing that, we will want to examine further the relation between various objects on the group and adjoint group in this setting.
5.3. Passing Between the Adjoint Group and the Group
The trace formulas are given in terms of (twisted) orbital integrals on the adjoint group , however, since our functions are defined on , later we would like to make statements about integrals on . Therefore, it seems necessary to relate various integrals on the group and the adjoint group. In this subsection, we assume that is a connected reductive group defined over a local or global field with . We assume that is a cyclic extension of degree , and let be a generator. We use the same to denote the automorphism on the group. We assume that is an induced torus over (in particular, it is connected). We also assume the Haar measure on is normalized so that . Denote , therefore and .
Assume is a smooth character trivial on the maximal compact subgroup . Define as before, and we still denote it by by abuse of notations. Let and with similar definitions as in 8.1. Let be a semisimple element. We first prove a technical result:
Lemma 5.9.
The maps and are surjective.
Proof.
We first notice that it suffices to prove that and are surjective, as the results over -rational point will follow from the long exact sequences induced by
and
We remark that these groups are defined over in the second exact sequence. To show that is surjective, we notice that is generated by the maximal torus containing and root groups for roots relative to such that . We see that since for any root and , and surjects onto the maximal torus in containing , therefore is surjective.
For the twisted centralizers, we have the following commutative diagram:
therefore, is a surjection. Since is also an -surjection , we have is surjective, as desired. ∎
Remark 5.10.
In the proof above, it suffices to just assume that .
Lemma 5.11.
- (1)
is regular in if and only if is regular in ;
- (2)
is elliptic in if and only if is elliptic in ;
- (3)
If is strongly regular in , then so is in .
Proof.
From the isomorphisms and , we know that (a)(b) are immediate. (c) also follows since for every semisimple . However we don’t even need to assume , since , and since is connected, is also connected. ∎
As an easy corollary, let be a -semisimple element. We have the identity . Therefore, we get the same statements by replacing regular (resp., elliptic, strongly regular) with -regular (resp., -elliptic, -strongly regular) and replace (resp. ) with (resp. ).
Remark 5.12.
We remark that it is not necessary for to be strongly regular even if is strongly regular. Let be a field of characteristic not equal to . Consider the matrix
It is strongly regular semisimple in . However, one can calculate that , where is the one-dimensional maximal split torus consists of diagonal matrices in and the nontrivial element of is represented by the matrix
Lemma 5.13.
Assume is a local field. The projection map restricts to a surjection
Moreover, the inverse image of
is dense in the left hand side (in the analytic topology22 2 Density in Zariski topology can be similarly shown as in §2.5 in [27], however density in Zariski topology in general does not imply density in analytic topology. of ).
Proof.
The surjection is from Lemma 5.11(a)(b). Since we have the surjection statement. For the density statement, we fix a maximal -torus and it is clear that we only to prove the density statement for , which follows from the following lemma. ∎
Lemma 5.14.
Let be a maximal -torus splits over a finite extension. Then the inverse image of
is dense in the set of regular elliptic elements in , in the analytic topology on .
Proof.
Let and let . We claim that has no interior point in , therefore the lemma is proved.
Let absolute Weyl group and let be the roots relative to . Both of them are finite. The condition of can be described as:
Therefore, we see that the vanishing locus is given by a finite number of locally analytic equations. Therefore, locally they are given in terms of a finite number of convergent power series over the non-archimedean field. Therefore they vanish on a set with no interior point, as desired. ∎
Now we can relate orbital integrals on both sides. Assume is such that is -strongly regular, -elliptic and -semisimple in , and is such that is strongly regular semisimple in .
Lemma 5.15.
We have
| (5.3.1) |
and
| (5.3.2) |
Proof.
Lemma 5.16.
Similarly, we have
| (5.3.3) |
and
| (5.3.4) |
Proof.
The arguments are exactly like those in the proof of Lemma 4.4 (iv), except it is easier in this case: since and are -strongly regular, we don’t have the terms in the stable orbital integrals. They reduce to
respectly, where (resp. ) ranges over -conjugacy classes in (resp. ) which are stably -conjugate to (resp. ). The orbital integrals are equal by the previous lemma, and again from [31]. Finally, as in Lemma 4.4 (iv), the surjective map from the set of -conjugacy classes in which are stably -conjugate to to the set of -conjugacy classes in which are stably -conjugate to has single fiber
over since in this case, the lemma is proved. ∎
The upshot of these is that, after stabilization in the next section, we may extract conditional identities of (stable) orbital integrals on , but with the relations we have proved in this subsection, we can regard them as identities on , which are eventually what we desire.
6. Stabilization of the Twisted Trace Formula
We follow [10], §6.2 closely with some changes along the way.
We fix the notations that will be used in this section. Let be a unramified cyclic extension of global fields of degree , and let be a generator. If is an -group, then is the -group obtained by the restriction of scalars. We use the same notation to denote the -linear automorphism of over . We denote by the adeles of , and we denote by the ring of adeles of .
We make the assumption that is a quasi-split, connected reductive group over , such that is simply connected. By the reduction steps, we may also assume that is an induced torus over and let to denote the adjoint group in this section, which we denote by before, to avoid the overflow of the subscripts. We will assume that splits over an unramified extension such that . We may also assume that satisfies the Hasse principle, that is:
We denote by the abstract norm mapping sending regular semisimple elements of to stable conjugacy classes of regular semisimple elements in , as well as its local versions.
6.1. The Construction of the Obstruction
Let be a strongly regular semisimple element, then its centralizer (resp., ) is a maximal torus of (resp., ) over . Assume there exists is such that is equal to the stable conjugacy class of for every place of .
Let denote the map from to itself. The map is surjective, so we can choose such that . Since , for any place of , there is an element such that . We may even assume that by the following lemma.
Lemma 6.1.
Let be a (possibly disconnected) reductive group over a global field , and let be a semisimple element. Then outside of finitely many places of , for every such that is conjugate to under , there exists such that .
Here is the valuation ring of the completion of at the place , and is the valuation ring of the maximal unramified extension of .
Proof.
We adapt the proof of Lemma 5 in [41]. Let denote the conjugacy class of under , and let denote the inclusion, it is a closed immersion since is semisimple. Let denote the morphism from to . Then is smooth and surjective. There exists an ideal , which is the product of finitely many prime ideals, such that and come from objects over . We may assume that is smooth and surjective and is a closed immersion over by replacing with a suitable multiple.
Now we choose a place of outside of the finitely many places of . By hypothesis , which is equal to , since is a closed immersion. The fiber of over is a smooth scheme of finite type over . The structural morphism is surjective since it is the composite of the following surjective morphisms:
hence the special fiber is non-empty, and it has a point in some finite extension of the residue field of . Therefore by the smoothness of , it has a point in the valuation ring of some finite unramified extension of . Hence is non-empty, which means that there exists such that . ∎
Remark 6.2.
Given the lemma above, we set , hence . We can regard and similarly . Outside of finitely many places, we have . In this way, we can translate the fact that and are -conjugate under to that they are conjugate under , therefore we can apply the lemma to get such that
| (6.1.1) |
Consider the map for . We claim that defines a 1-cocycle of in . Indeed, apply to (6.1.1) we get
| (6.1.2) |
from (6.1.1) and (6.1.2) we get
| (6.1.3) |
Apply the map on both sides, we get
we have , and commutes with since commutes with , hence we have . Therefore we have . Then from (6.1.3) we know that , and we know that satisfies . Since acts on by cyclic permutation, this implies that for some . Then is fixed by , in other words, it belongs to . This shows that . It is a 1-cocycle since by definition it is a coboundary in .
Definition 6.3.
Let for . We take to be the image of in , and define to be the class of in . This definition does not depend on the choice of or .
We have the following important property of :
Lemma 6.4.
is trivial if and only if is -conjugate under to an element of .
Proof.
The proof is the same as that of Lemma 6.2 in [10]. ∎
6.2. Pre-Stabilization
Now we assume that is an -torus of of the form for a strongly regular semisimple element (recall that is strongly regular means that is a maximal torus, in particular, connected). We set and , We have the following commutative diagram
Dually, it becomes
Those maps are all -equivariant.
We define the finite abelian groups
| (6.2.1) | ||||
Where is the decomposition group at the place of .
The finite Abelian groups and are canonically dual by [32]. Let be the pairing between them with value in . We claim that has trivial image under the composition
Indeed, since is canonically dual to , so we only need to find the image of under the map
since was constructed to be the class of for some , it splits when we project to . Hence for , we can further define the pairing . We have
We now begin the stabilization of the right hand side of the trace formula (5.2.1)
| (6.2.2) |
where we recall that the sum is over up to -conjugacy under with regular elliptic. We also recall that .
The global twisted orbital integral of only depends on the --conjugacy class of . We have the following lemma which allows us to regroup the elements in the summation:
Lemma 6.5.
The number of the terms in the sum that are indexed by the --conjugates of is given by
where we have used the Hasse principle for .
Proof.
We just need to look at the following diagram:
Assume is -conjugate to under but not under , then they are -conjugate under by Lemma 6.6, therefore corresponds to a cocycle , which image in is trivial by assumption, that is to say, . Conversely, if , then we can associated a that is stably -conjugate to . The condition guarantees that and are -conjugate under . ∎
Lemma 6.6.
Let be a global field and be a connected reductive group over . Let be an -linear automorphism of . Let such that they are strongly -regular semisimple and they are -conjugate under , where is the ring of adeles of , then they are -conjugated under , where is a fixed separable closure of .
Proof.
Indeed, the conditions imply that the algebraic variety has a point in , where is a place of and is a separable closure of the completion . Since is defined by algebraic equations over as are rational over , this implies that , where is an algebraic closure containing . Since is isomorphic to as schemes and the latter is geometrically reduced, since is a connected torus, we have , as desired. ∎
Therefore we can write (6.2.2) as
| (6.2.3) |
where the sum is over up to -conjugacy under with strongly elliptic regular.
Now we consider a strongly regular elliptic element up to stable conjugacy, in other words, conjugacy under since is strongly regular. Assume is such that its norm is equal to the stable class of at every place. The value of
is when is -conjugate to an element of under , by Lemma 6.4, and otherwise since is a finite abelian group. Use this, we can write (6.2.3) as
| (6.2.4) |
The equation holds for every place of . And we write for the centralizer for , which is isomorphic to if is a global element of norm .
In order to swap the order of the outer summations, we claim that the triple sum has only finitely many nonzero terms on any compact subset.
Lemma 6.7.
Fix a compact set of , then there are only finitely many -conjugacy classes under that meet and such that is the class of a regular semisimple element of .
Proof.
Following the same proof as in [35], we can reduce to case that is stably conjugate to a fixed regular semisimple element of . We can find such that . Hence and are stably -conjugate. We assume that is contained in , where is a finite set of fixed places of . We enlarge to apply Lemma 6.1. Now for any such that is stably -conjugate to for any place , we view and as and in the disconnected group , respectively. Hence is conjugate to under in this sense. By Lemma 6.1, there exists such that and are conjugate under . We claim that we can actually assume .
Indeed, consider the cocycle , here we use to denote the topological generator of . It is clear that is a 1-cocycle in , by applying on the equation . Here we use the existence of lft Neron model associated to over . Hence . It is trivial by (7.6.1) of [38], hence there exists such that , in other words, . Replace by , the claim is proved.
Now for every -conjugacy class that meet and , we know for , the -conjugacy class of contains , and for every place , there are only finitely many -conjugacy classes inside a fixed stable -conjugacy class. Therefore, there are only finitely many such -conjugacy classes satisfying those conditions when . ∎
6.3. Vanishing of Kappa Orbital Integrals
Consider the inner sum in (6.2.5)
| (6.3.1) |
where the summation is over --conjugacy classes of such that locally everythere, for an elliptic strongly regular up to conjugacy by .
We assume that there is a -elliptic, -strongly regular such that holds. Otherwise, the sum in (6.3.1) would be empty. Therefore, the summation in (6.3.1) will be over the global -conjugacy classes within the global stable -conjugacy class of , by Proposition 2.16.
We know that the -conjugacy classes within the stable -conjugacy class of , the local component of at , are in bijection with
where is the -centralizer of in . We notice that by assumptions on .
The next goal is to write (6.3.1) as a product of local sums. If is in the (global) stable -conjugacy class of , by above we can write where . Let be the image of under the maps
where the first map is given by the canonical isomorphisms between and , where . From the definitions of and , we see that
Therefore, assuming (over places of ) is a pure tensor product element in , therefore we can write (6.3.1), when the sum is nonempty, as
| (6.3.2) |
which we write as
| (6.3.3) |
where we denote the -twisted orbital integral,
and is the local image of .
We have arrived at the vanishing results of this section:
Lemma 6.8.
Assume is a pure tensor product element in over places of , and at some place of , the following two conditions hold:
- (1)
for all elements that are not -elliptic, and for -elliptic -regular elements , the twisted orbital integral is constant on stable -conjugacy classes of .
- (2)
There exists a finite Galois extension of such that is a field and splits .
Then
| (6.3.4) |
if is nontrivial in .
Remark 6.9.
If and indeed satisfy the conditions in the lemma, the sum (6.2.5) would reduce to its stable part:
| (6.3.5) |
which means that the summation over only has left.
Proof.
As in [10], Lemma 6.5, it boils down to the following lemma. ∎
Lemma 6.10.
Suppose there exists a finite Galois extension of such that is a field and splits Suppose is a maximal -torus in which is elliptic at , then the canonical map
is injective.
Proof.
6.4. End of Stabilization
From now on, we assume that satisfies the conditions of Lemma 6.8. Following [10], we see that the elliptic regular term of the twisted trace formula (6.3.5) is equal to
| (6.4.1) |
with
| (6.4.2) |
We assume satisfies the Hasse principle for , and that satisfies the analogs of conditions (a) and (b) in Lemma 6.8. In other words, we regard and . Then the elliptic strongly regular part of the trace formula for , by the same stabilization process, reduces to
| (6.4.3) |
Since the last sums in (6.4.1) and (6.4.3) can be expressed as products of local orbital integrals over places of , as we discussed before, we see that if and have matching stable orbital integrals at every place of , the two expressions (6.4.1) and (6.4.3) agree up to the factor , that is:
Proposition 6.11.
Let and be functions satisfying the conditions in 5.2 (1)(2)(3) and Lemma 6.8 (a). Assume and the image are strongly elliptic regular in the respective groups, such that locally everywhere (therefore we also have , and (resp. ) is -strongly regular -elliptic in (resp. )). If we have for every place of
| (6.4.4) |
for every such and then there exists a constant such that
| (6.4.5) |
7. Proof In the Strongly Regular Elliptic Case
7.1. Local Data
We first give the definition of the local data, which is the necessary bridge between spectral side geometric side of the theory. We assume is any unramified reductive group defined over local field . Let be an unramified extension of degree , denote to be a generator of as usual. Let .
Let (resp. ) denote the set of irreducible (resp. irreducible -stable) admissible representations in (resp. ) that transformed by (resp. ) under the center action. We define to the algebra of compactly supported functions on transformed by (resp. ) under the subgroups (resp. ), and similarly for .
We define the local data adapted to to consist of data (a), (b) and (c), subject to conditions (1) and (2) below:
- (1)
An index set , possibly infinite;
- (2)
A collection of complex numbers for and ;
- (3)
A collection of complex numbers for and .
- (1)
For an fixed , the constants and are zero for all but finitely many and .
- (2)
For and , the following statements are equivalent:
- (a)
For all , we have ;
- (b)
For all strongly regular elliptic semisimple norms , where and , we have
- (a)
Remark 7.1.
Since might not have a compact center and the functions we consider here are only compactly supported mod centers, the trace (resp. ) should be understood to be over (resp. ) instead of over (resp. ), as the action (5.1.2) is over (resp. ).
7.2. Global Setup
From now on, we embed the local situation into a suitable global setup, in order to apply the stabilizations of (twisted) simple trace formula to prove the existence of the local data.
We assume . We may assume that is split over an unramified extension such that . We choose a degree cyclic extension of global function fields and a finite place of such that is a field and . Then there is a degree cyclic extension with and .
The Tchebotarev density theorem is still valid in positive characteristics (for example, see [29]), therefore we can find an inert place of , with . In addition, we fix two more auxiliary finite places and of where splits completely at these places. We can assume that .
There is a quasi-split group over with the property that . We set . By the reduction steps, we can assume that is an induced torus over , and denote . Let denote the -linear automorphism of from .
We may assume that the groups and have simply connected derived subgroups and split over . In order to apply the stabilization results in §6, they have to satisfy the Hasse principle for on and , namely . Since splits completely for , we have identifications
with factors, and acts by cyclic permutations. Same decompositions and permutations hold for .
We write for a pure tensor element of for a global unitary character over places of and similarly . We write for and for .
We will always use the symbol to denote a finite set of places of such that and . Finally, we consider triples satisfying the following conditions.
- (1)
At any place , the group and the extension are unramified.
- (2)
- (3)
The function is a coefficient of a supercuspidal representation, and . Thus are associated and have nonvanishing (twisted) orbital integrals at -elliptic strongly -regular elements which are close to the identity. Notice that these functions are only compactly supported modulo centers.
- (4)
For any , (resp., ) is supported on the set of strongly regular elements (resp., elements with strongly regular norms), and are associated. Moreover, the function (resp., ) is supported on the set of elliptic elements with strongly regular elliptic images in (resp., elements with elliptic norms).
- (5)
- (6)
At every place of where splits, we have and for an appropriate function so that are associated.
We note that by the above conditions, the functions and are assumed to be associated at every place .
7.3. Existence of the Local Data
We prove that local data adapted to in this subsection.
By abuse of notations, we use (resp. ) to denote the action of (resp., ) on the cuspidal spectrum (resp., ). Let denote the intertwining operator on the same space given by for and . The existence of local data comes from the following proposition. We say that and are associated at strongly regular elliptic norms if they are associated for every strongly regular elliptic semisimple norm in the adjoint group in whose image is also strongly regular elliptic semisimple in .
Proposition 7.2.
There is a constant , depending only on , with the following property: the functions and are associated at strongly regular norms if and only we have the equality of traces
| (7.3.1) |
for every triple satisfying conditions (a)-(f) in §7.2.
Proof.
For the ”if” part, at the place , if we are given for (resp. -) strongly regular elliptic semisimple element (resp. ), we choose an appropriate global element such that:
- (1)
is close to at and close to at ;
- (2)
is -elliptic and strongly -regular at .
Thus itself is -elliptic and strongly -regular. Then we can choose the set and the associated functions such that, the geometric sides of (7.3.1), according to the stabilization process, take the stabilized form of equations (6.4.1) and (6.4.3), which involve only the term indexed by . The second sums in those equations, which are the sum of adelic (twisted) orbital integrals can be written as a product over all places of local stable (twisted) orbital integrals, and at all places except , these are nonzero (by choice) and matching. Then the identity (7.3.1) will force the matching at , namely, . By Lemma 5.16, we then have . A continuity argument then forces the desired identity .
Proposition 7.3.
Local data adapted to in the sense of §7.1 exists.
Proof.
On the spectral side, we can rewrite equation (7.3.1) as
where the sum is over automorphic cuspidal representations (resp., ) in the decomposition of the space (resp., ). Using the product decomposition of and , this is
| (7.3.2) |
Therefore the identity (7.3.1) is equivalent to the identity (7.3.2). Fixing the functions at the places other than , for each we get an identity
Assuming and range only over functions bi--invariant under a fixed Iwahori subgroup, then at , the function is bi-invariant under the pro-unipotent of that fixed Iwahori subgroup, outside of , the functions must be biinvariant under certain open compact subgroup ([16], Lemma 5.2.1). That is to say, the level at all places are fixed. Therefore, we can just apply an adapted version of Harish-Chandra’s finiteness theorem (Lemma 7.4) for cusp forms to see that, the number of representations (resp. ) make nonzero contribution to the above identity is finite.
Since the sums that we want ultimately in the local data are over automorphic representations of local component at , we regroup the summation as
| (7.3.3) |
Where the outer sums are over isomorphic classes of irreducible cuspidal (-stable) automorphic representations of (resp. ) that transforms under the central character (resp. ). In particular, they are in (resp. ). Now we set
Then (7.3.3) becomes
| (7.3.4) |
therefore, the implication (B)(A) in the definition of local data is proved.
Lemma 7.4.
(Harish-Chandra’s finiteness Theorem for cusp forms over function fields) Let be an open compact subgroup of , let denote the space of cuspidal functions such that for all . Then:
- (1)
There exists a compact subset such that every function in is supported on .
- (2)
.
7.4. A Further Reduction
In this subsection, we show that the existence of local data adapted to for all unitary characters implies the existence of local data adapted to , so that we are back to the scenario considered in [19]. The local data adapted to is given analogously as follows:
- (1)
An indexing set , possibly infinite;
- (2)
A collection of complex numbers for and ;
- (3)
A collection of complex numbers for and .
- (1)
For fixed, the constants and are zero for all but finitely many and .
- (2)
For and , the following statements are equivalent:
- (a)
For all , we have ;
- (b)
For all strongly regular elliptic semisimple norms , we have
- (a)
Proposition 7.5.
Assume local data adapted to exists for all unitary character on , then the local data adapted to exists.
Proof.
Indeed, given that local data exists for every unitary character , denote to be the index set in the corresponding local data, we take . For , if , then we take to be the complex number in the local data adapted to , otherwise we set . We set complex numbers analogously. Therefore we have data (a’), (b’), (c’), subject to condition (1’).
If (2’)(A’) is satisfied, for any character and all , we have
It is straightforward to check that for (resp. ), we have (resp. ) (recall that the latter traces are defined over ). Therefore, we have are associated for any unitary character on . By Lemma 4.4 (i) and the further reduction to unitary characters, we can assert that (2’)(B’) holds.
Similarly if (2’)(B’) is satisfied, we just reverse the process above to get (2’)(A’). Therefore we have the existence of local data adapted to .
∎
7.5. Labesse elementary functions and their traces
We collect the definitions and properties of Labesse elementary functions that were defined and used in [19] in this subsection. They will be used to prove (2’)(A’).
Recall that is a maximal -split torus in , whose centralizer is a maximal -torus. Let be the -rational Borel subgroup defining the dominant Weyl chamber in . Let denote the half-sum of the -positive roots of .
We fix a uniformizer for the field . We have the following commutative diagram:
Consider a regular dominant cocharacter and set . Therefore we have is also a regular dominant cocharacter in with . Labesse[42] constructed -rational parabolic subgroup with -rational unipotent radical and -rational Levi factor to . The subgroups (resp. ) of can be characterized as the set of elements such that remains bounded as ranges over all integers (resp. all positive integers). Since , we have and .
Consider the map
| (7.5.1) |
where denotes the equivalent class of under the action of by . This map is injective whose image is a compact open subset .
Definition 7.6.
We define the elementary function on to vanish off of , and on , it is given by
for and .
We summarize the useful properties of in the following proposition.
Proposition 7.7.
- (1)
The functions are well-defined and belong to .
- (2)
The functions are supported on the set of strongly -regular elements in .
Proof.
(2) is from Lemma 8.1.2 (ii) in [19]. For (1), the fact that the functions are well-defined is easy to check. To show that they belong to the Hecke algebra, the first step is to show that . It is clear that by 7.5.1. To show the equality, following [43] Prop. IV.1.1, since both sides are open compact, it suffices to show that they have the same volume. It is straightforward to see that they are of the same volume . To show that it is in the Hecke algebra, the calculations in the proof of [19] Lemma 8.1.3 is still valid here. ∎
When and , we can define analogously. By §8.3 in [19], we have the following associated results:
Proposition 7.8.
The functions and are associated.
The next step is to calculate the traces of elementary functions. Let denote a -stable admissible representation of , and fix an intertwiner . The locally integrability of the distribution character in characteristic that was used in §8.4-8.5 in [19] is also available in the restricted form by Proposition 13.1 of [3]:
Proposition 7.9.
For , where is the open subset of -regular elements in whose complement has measure , the functional is represented by a locally constant function on . That is,
| (7.5.2) |
The fact that our elementary functions are supported inside the set of -regular elements (Proposition 7.7 (2)) allows us to repeat the same calculations as in [19]. Along the way, we also use the twisted trace identity of Rogawski ([50], Prop. 7.4), where is the Jacquet module of corresponding to the Borel subgroup .
We fix some notations before we get into the traces of elementary functions. We write (resp. ) for the relative Weyl group associated to the -split (resp. -split) torus (resp. ) in .
- •
Let denote the set of characters on which extend some -conjugate of . Let consist of those whose restriction to is precisely . For , we may write
for a unique unramified character on (see Remark 3.4 for the definition of ).
- •
Let (resp. ) denote the subset of -fixed elements in (resp. ).
Suppose the supercuspidal support of is for some extension of a -conjugate of . Then is a subquotient of
(cf. [6], Prop. 6.4.1), where is the character on corresponding to .
- •
We have a well-defined subset and positive multiplicities for such that
- •
Set and .
- •
For , we set
Here we recall that the intertwiner induces an intertwiner .
We summarize the traces of elementary functions in the following proposition.
Proposition 7.10.
- (1)
Suppose is an irreducible and -stable object in . If
, then . - (2)
For , we have
(7.5.3) In particular, when , we have
(7.5.4) - (3)
Let be the idempotent to have support and to take value at . Then we have
(7.5.5) and
(7.5.6) In particular, when , we have
(7.5.7)
Proof.
The calculations in the proof of Lemma 8.4.1 and §8.5 in [19] carry over unchanged. ∎
7.6. End of Proof
We fix and . By the various reduction steps, we may assume is a (strongly) regular elliptic semisimple norm, i.e., for some -(strongly) regular -elliptic semisimple. Proposition 7.5 guarantees that we are in the situation considered in [19], §9.2. Thus by Proposition 7.8, we have
| (7.6.1) |
for each pair of functions , where we denote and . As in loc. cit., we can eventually separate (7.6.1) into
| (7.6.2) |
for a fixed where both sides will vanish if contains no norm. If , we multiply both sides of (7.6.2) by , if is not a norm, we multiply both sides of (7.6.2) by . The upshot is that, after summing over , we will have the desired identities of traces
| (7.6.3) |
Therefore and are associated at all strongly regular elliptic elements, as desired.
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