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arXiv:2608.20068v1 [math.AP] 20 Aug 2026

Flexibility for the Three-Dimensional Navier–Stokes Equations via Moving Hill Vortices

Quoc-Hung Nguyen Thanks: State Key Laboratory of Mathematical Sciences, Academy of Mathematics and Systems Science, Chinese Academy of Sciences, Beijing 100190, China; Institute of Mathematics, Academy of Mathematics and Systems Science, the Chinese Academy of Sciences, Beijing 100190, China. Email: qhnguyen@amss.ac.cn.    Zexi Wang Thanks: Institute of Mathematics, Academy of Mathematics and Systems Science, Chinese Academy of Sciences, 100190 Beijing, PR China. Email: wangzexi25@mails.ucas.ac.cn.
Abstract

We construct weak solutions of the three-dimensional incompressible Navier–Stokes equations on the torus. The convex-integration scheme is based on the moving-dipole construction of Bruè, Colombo, and Kumar [14]. For the explicit exponent

p¯=65+5×105,\bar{p}=\frac{6}{5}+5\times 10^{-5},

and for any two mean-zero, divergence-free vector fields in L2(𝕋3)L^{2}(\mathbb{T}^{3}), we construct a weak solution whose traces at times 00 and 11 approximate the prescribed fields arbitrarily well and which satisfies

uC([0,1],L2(𝕋3)),uC([0,1],Lp¯(𝕋3)).u\in C([0,1];L^{2}(\mathbb{T}^{3})),\qquad\nabla u\in C([0,1];L^{\bar{p}}(\mathbb{T}^{3})).

Exploiting the time-locality of the iteration, we also obtain exact nonuniqueness for a dense set of initial data in Lσ2(𝕋3)L^{2}_{\sigma}(\mathbb{T}^{3}). The principal perturbations are localized, rescaled copies of Hill’s spherical vortex. The Hill scaling preserves both the kinetic-energy scale and the L6/5L^{6/5}-scale of the velocity gradient. The construction uses localization of the potential exterior flow, long-orbit averaging of moving vortex cores, an auxiliary source correction, and a temporal corrector compatible with uniform-in-time Sobolev control.

1 Introduction

1.1 The problem and the main result

We consider the incompressible Navier–Stokes equations on the three-dimensional torus:

{tu+div(uu)νΔu+p=0,(x,t)𝕋3×(0,1),divu=0,\begin{cases}\partial_{t}u+\operatorname{div}(u\otimes u)-\nu\Delta u+\nabla p=0,&(x,t)\in\mathbb{T}^{3}\times(0,1),\\ \operatorname{div}u=0,\end{cases} (1.1)

where u:𝕋3×[0,1]3u:\mathbb{T}^{3}\times[0,1]\to\mathbb{R}^{3} is the velocity, pp is the pressure, and ν>0\nu>0 is fixed. We take 𝕋3=(/)3\mathbb{T}^{3}=(\mathbb{R}/\mathbb{Z})^{3} with normalized Lebesgue measure |𝕋3|=1|\mathbb{T}^{3}|=1. Throughout the paper, all velocity fields have zero spatial mean.

We write

Lσ2(𝕋3):={vL2(𝕋3;3):divv=0,𝕋3v(x)dx=0}.L^{2}_{\sigma}(\mathbb{T}^{3}):=\left\{v\in L^{2}(\mathbb{T}^{3};\mathbb{R}^{3}):\operatorname{div}v=0,\quad\int_{\mathbb{T}^{3}}v(x)\,\mathrm{d}x=0\right\}.

A finite-energy weak solution of (1.1) is a vector field

uC([0,1],Lσ2(𝕋3))u\in C([0,1];L^{2}_{\sigma}(\mathbb{T}^{3}))

such that

01𝕋3[utφ+(uu):φ+νuΔφ]dxdt+𝕋3u(x,0)φ(x,0)dx=0\displaystyle\int_{0}^{1}\!\!\int_{\mathbb{T}^{3}}\left[u\cdot\partial_{t}\varphi+(u\otimes u):\nabla\varphi+\nu u\cdot\Delta\varphi\right]\,\mathrm{d}x\,\mathrm{d}t+\int_{\mathbb{T}^{3}}u(x,0)\cdot\varphi(x,0)\,\mathrm{d}x=0 (1.2)

for every φCc(𝕋3×[0,1),3)\varphi\in C_{c}^{\infty}(\mathbb{T}^{3}\times[0,1);\mathbb{R}^{3}) satisfying divφ=0\operatorname{div}\varphi=0. The pressure can then be recovered as a distribution. No energy inequality is included in this definition.

Our main result is the following.

Theorem 1.1 (Flexibility).

Let

p¯=65+5×105.\bar{p}=\frac{6}{5}+5\times 10^{-5}.

For every ε>0\varepsilon>0 and every u(0),u(1)Lσ2(𝕋3)u^{(0)},u^{(1)}\in L^{2}_{\sigma}(\mathbb{T}^{3}), there exists a weak solution (u,p)(u,p) of (1.1), in the sense of (1.2), such that

uC([0,1],L2(𝕋3)),uC([0,1],Lp¯(𝕋3)).u\in C([0,1];L^{2}(\mathbb{T}^{3})),\qquad\nabla u\in C([0,1];L^{\bar{p}}(\mathbb{T}^{3})).

Moreover,

u(,0)u(0)L2(𝕋3)<ε,u(,1)u(1)L2(𝕋3)<ε.\|u(\cdot,0)-u^{(0)}\|_{L^{2}(\mathbb{T}^{3})}<\varepsilon,\qquad\|u(\cdot,1)-u^{(1)}\|_{L^{2}(\mathbb{T}^{3})}<\varepsilon.

The numerical value of p¯\bar{p} is not claimed to be optimal. It is an explicit exponent for which all inequalities in the parameter selection are strict. The threshold 6/56/5 comes from the Hill scaling used in the present construction. Also, Theorem 1.1 is not a statement in the Leray–Hopf class: the regularity uCtLxp¯\nabla u\in C_{t}L_{x}^{\bar{p}}, with p¯\bar{p} close to 6/56/5, does not imply uLt2Hx1u\in L_{t}^{2}H_{x}^{1}, and the solutions constructed here are not asserted to satisfy the energy inequality.

1.2 Interpretation and consequences of the theorem

Theorem 1.1 can be restated as a density result for pairs of endpoint traces. Let 𝒮p¯\mathcal{S}_{\bar{p}} denote the set of all weak solutions of (1.1) satisfying uC([0,1],Lσ2(𝕋3))u\in C([0,1];L^{2}_{\sigma}(\mathbb{T}^{3})) and uC([0,1],Lp¯(𝕋3))\nabla u\in C([0,1];L^{\bar{p}}(\mathbb{T}^{3})).

Then

{(u(,0),u(,1)):u𝒮p¯}¯L2×L2=Lσ2(𝕋3)×Lσ2(𝕋3).\overline{\left\{\bigl(u(\cdot,0),u(\cdot,1)\bigr):u\in\mathcal{S}_{\bar{p}}\right\}}^{\,L^{2}\times L^{2}}=L^{2}_{\sigma}(\mathbb{T}^{3})\times L^{2}_{\sigma}(\mathbb{T}^{3}). (1.3)

Thus weak trajectories in this class connect arbitrarily small neighborhoods of any two prescribed states. No compatibility condition is imposed on the endpoint targets.

This is an approximate, rather than exact, controllability statement. Theorem 1.1 does not assert that both prescribed traces are attained exactly. The density relation (1.3) states only that the set of endpoint pairs of weak solutions is dense in the product energy topology. Nevertheless, the construction contains additional information that is not visible in this density statement: the iteration is local in time. Starting from two Reynolds flows that agree near t=0t=0, the successive perturbations can be chosen so that their limits continue to agree on a nontrivial initial time interval. Choosing two distinct terminal targets then gives the following exact same-data consequence.

Theorem 1.2 (Nonuniqueness).

There exists a dense set 𝒟Lσ2(𝕋3)\mathcal{D}\subset L^{2}_{\sigma}(\mathbb{T}^{3}) such that every uin𝒟u_{\rm in}\in\mathcal{D} is the initial datum of at least two distinct weak solutions u(1),u(2)𝒮p¯u^{(1)},u^{(2)}\in\mathcal{S}_{\bar{p}}. More precisely, the two solutions may be chosen so that

u(1)(,t)=u(2)(,t)for every t[0,t]u^{(1)}(\cdot,t)=u^{(2)}(\cdot,t)\quad\text{for every }t\in[0,t_{*}]

for some t>0t_{*}>0, while u(1)(,1)u(2)(,1)u^{(1)}(\cdot,1)\neq u^{(2)}(\cdot,1).

Thus the same scheme yields exact nonuniqueness on a dense subset of the finite-energy data. The theorem does not claim nonuniqueness for every prescribed element of Lσ2(𝕋3)L^{2}_{\sigma}(\mathbb{T}^{3}), and the resulting solutions are not asserted to satisfy the energy inequality.

The flexibility is incompatible with the Leray–Hopf energy inequality for suitable target pairs. Indeed, take u(0)=0u^{(0)}=0, u(1)0u^{(1)}\neq 0, and 0<ε<u(1)L2/30<\varepsilon<\|u^{(1)}\|_{L^{2}}/3. The solution supplied by the theorem satisfies

u(,0)L2<ε,u(,1)L2>u(1)L2ε>2ε,\|u(\cdot,0)\|_{L^{2}}<\varepsilon,\qquad\|u(\cdot,1)\|_{L^{2}}>\|u^{(1)}\|_{L^{2}}-\varepsilon>2\varepsilon,

and therefore cannot obey a nonincreasing kinetic-energy inequality. Hence the solution does not belong to the Leray–Hopf class.

The theorem gives the following small improvement over Lx2L_{x}^{2}. Since

p¯=2400120000,p¯:=3p¯3p¯=7200335999=2+535999,\bar{p}=\frac{24001}{20000},\qquad\bar{p}^{\ast}:=\frac{3\bar{p}}{3-\bar{p}}=\frac{72003}{35999}=2+\frac{5}{35999},

Poincaré’s inequality and Sobolev embedding give

uC([0,1],W1,p¯(𝕋3))C([0,1],Lp¯(𝕋3)),p¯>2.u\in C([0,1];W^{1,\bar{p}}(\mathbb{T}^{3}))\hookrightarrow C([0,1];L^{\bar{p}^{\ast}}(\mathbb{T}^{3})),\qquad\bar{p}^{\ast}>2.

This is a fixed-time spatial gain, rather than an estimate obtained by integrating a stronger norm in time. The class nevertheless remains far below the classical uniqueness range.

1.3 Background and related work

Leray’s classical construction [76] on 3\mathbb{R}^{3}, and Hopf’s construction [61] in the periodic and bounded-domain settings, give global weak solutions in

uLtLx2Lt2H˙x1u\in L_{t}^{\infty}L_{x}^{2}\cap L_{t}^{2}\dot{H}_{x}^{1}

satisfying the energy inequality. Uniqueness holds under the Ladyzhenskaya–Prodi–Serrin conditions

uLtsLxq,2s+3q1,q>3,u\in L_{t}^{s}L_{x}^{q},\qquad\frac{2}{s}+\frac{3}{q}\leq 1,\qquad q>3,

with the usual endpoint refinements; see [88, 94, 72], and [46] for the endpoint q=3q=3. Quantitative refinements are discussed in [97]. The global regularity problem for smooth finite-energy data remains open [47]. For an introduction to the mathematical analysis of the Euler and Navier–Stokes equations, including the classical well-posedness theory and the Leray–Hopf framework, we refer to the book of Bedrossian and Vicol [8]. Further treatments of weak, mild, and local-energy solutions can be found in [74, 75, 99]. Our result concerns flexibility in a distributional class with finite kinetic energy and a uniform spatial-gradient bound below the energy-dissipation level; the energy inequality is not imposed.

For comparison, we recall the Cauchy theory in critical spaces. Kato [69] proved local well-posedness in L3(3)L^{3}(\mathbb{R}^{3}) and global existence for small data, while Koch and Tataru [70] extended the small-data theory to BMO1BMO^{-1}. Bourgain and Pavlović [10] proved norm inflation in B˙1,\dot{B}^{-1,\infty}_{\infty}, and Germain [52] studied the associated second-iterate instability. Jia and Šverák constructed forward self-similar solutions from large (1)(-1)-homogeneous data and formulated spectral conditions for same-data nonuniqueness [67, 68]; Guillod and Šverák [59] investigated this bifurcation scenario numerically.

Convex integration originates in the geometric flexibility of Nash and Kuiper [83, 71] and Gromov [57, 58]. For incompressible Euler, the modern theory developed from the early constructions of Scheffer and Shnirelman [93, 95, 96] and the differential-inclusion framework of De Lellis and Székelyhidi [40, 42]; see also [39]. After a series of partial results, including [20, 22], Isett [64] proved the flexible part of Onsager’s conjecture [86] by constructing non-energy-conserving Euler solutions in CtCxαC_{t}C_{x}^{\alpha} for every α<1/3\alpha<1/3. Together with the energy-conservation result of Constantin, E, and Titi [37] above the exponent 1/31/3, this resolved Onsager’s conjecture. Buckmaster, De Lellis, Székelyhidi, and Vicol [23] subsequently gave a considerably shorter proof of the flexible part. They also constructed solutions with any prescribed smooth positive energy profile and established an hh-principle in Ct,xβC^{\beta}_{t,x} for every β<1/3\beta<1/3. Intermittent and localized variants were developed in [24, 85, 53, 54]; related developments include the two-dimensional Newton–Nash scheme [56] and the construction with prescribed generalized helicity [55]. For surveys, see [98, 28]. The relation between convex integration, intermittency, and phenomenological models of turbulence is discussed by Buckmaster and Vicol in [27]. At the level of the Euler–Reynolds system, these schemes successively replace a coarse stress by the quadratic self-interaction of a rapidly oscillating perturbation. Intermittency adds spatial concentration to this mechanism and gives estimates in Lebesgue spaces below L2L^{2}, which are used to control the viscous error.

For the viscous problem, spatial concentration makes high-frequency errors small in spaces below L2L^{2}. Buckmaster and Vicol [26] constructed finite-energy weak solutions on 𝕋3\mathbb{T}^{3} with arbitrary prescribed smooth nonnegative energy profiles. For some β>0\beta>0, these solutions satisfy

vC([0,T],Hβ(𝕋3)W1,1+β(𝕋3)).v\in C\bigl([0,T];H^{\beta}(\mathbb{T}^{3})\cap W^{1,1+\beta}(\mathbb{T}^{3})\bigr).

In particular, their construction implies nonuniqueness in the class of finite-energy weak solutions. Their building blocks are intermittent Beltrami waves: stationary high-frequency flows modulated by concentrated Dirichlet kernels. The resulting sub-L2L^{2} estimates make both the Reynolds and viscous errors perturbative, while introducing several separated spatial and temporal scales.

Buckmaster, Colombo, and Vicol [21] combined convex integration with gluing. Starting from two strong Navier–Stokes solutions, they produced a weak solution agreeing with the first near the initial time and with the second near the terminal time, with the same type of uniform-in-time regularity and smoothness outside a fractal set of singular times. Their result also concerns time-uniform regularity. In our setting, however, the endpoint states are arbitrary finite-energy targets and are approximated rather than joined through prescribed strong trajectories. For comparison, Leray–Hopf solutions have a singular time set of Hausdorff dimension at most 1/21/2 [76, 92], while the space–time partial-regularity theorem of Caffarelli, Kohn, and Nirenberg [29] controls the parabolic Hausdorff measure of the singular set for suitable weak solutions. The solutions in [21] are not suitable weak solutions, so these partial-regularity results do not apply directly. Buckmaster, Colombo, and Vicol instead proved that the singular set of times has Hausdorff dimension strictly less than (1).

Cheskidov and Luo [31] proved nonuniqueness in LtsLxL_{t}^{s}L_{x}^{\infty} for every 1s<21\leq s<2. More precisely, for every 1s<21\leq s<2 and 1q<1\leq q<\infty, they constructed non-Leray–Hopf weak solutions in

LtsLxLt1Wx1,q.L_{t}^{s}L_{x}^{\infty}\cap L_{t}^{1}W_{x}^{1,q}.

Their construction combines gluing, temporal concentration, spatially intermittent Mikado flows, and a temporally oscillating corrector. The required smallness is obtained in time-integrated norms. Theorem 1.1, by contrast, requires estimates that are uniform at each time, so the principal perturbations must also provide sufficient spatial concentration.

In two dimensions, the same authors proved an L2L^{2}-critical nonuniqueness result [32]. Their solutions are uniformly continuous in LpL^{p} for every p<2p<2. This conclusion is uniform in time, as is ours, but their construction uses space–time intermittent accelerating jets, whereas the present construction uses moving Hill vortices.

Related results concern Navier–Stokes equations with fractional dissipation. Luo and Titi [77] proved nonuniqueness for the hyperviscous equation with dissipation (Δ)α(-\Delta)^{\alpha} whenever α<5/4\alpha<5/4, showing the sharpness of the J.-L. Lions exponent. Nonuniqueness results in the hypodissipative regime were obtained in [35, 43]. In these works the dissipation exponent is varied. Here the standard Laplacian is fixed, and the aim is to obtain time-uniform Sobolev regularity while retaining enough spatial concentration to control the viscous error.

An inviscid result with a related endpoint statement is due to Novack and Vicol [85]. For every 0<β<1/20<\beta<1/2, their Euler solutions connect arbitrary divergence-free L2L^{2} states up to a small endpoint error while remaining in

Ct(HxβLx22β12β).C_{t}\left(H_{x}^{\beta}\cap L_{x}^{\frac{2-2\beta}{1-2\beta}}\right).

Their construction uses a scheme with higher-order Reynolds stresses, which are corrected through a combinatorial placement of intermittent pipe flows with optimal relative intermittency. Although the endpoint statement is close to Theorem 1.1, their equation is inviscid. In the present setting, the Laplacian of a concentrated perturbation creates an additional principal constraint and requires a different choice of scales.

A distinct route to nonuniqueness is based on spectral instability. Albritton, Bruè, and Colombo constructed two suitable Leray–Hopf solutions on 3\mathbb{R}^{3} with the same force and zero initial data [2]. Their argument starts from an unstable self-similar vortex-ring profile and constructs a second trajectory on its unstable manifold. Thus it gives exact nonuniqueness for a forced Cauchy problem, rather than endpoint flexibility for the unforced equation. An inner–outer gluing argument later extended the construction to the torus and smooth bounded domains [3]. This instability mechanism is based on Vishik’s construction for the forced two-dimensional Euler equations [100, 101]; see also [4] for a detailed presentation. In a different direction, Bruè and De Lellis [16] constructed forced classical Navier–Stokes solutions exhibiting anomalous dissipation in the vanishing-viscosity limit. For a different mechanism producing anomalous diffusion through fractal homogenization, see Armstrong and Vicol [7].

At critical regularity, Coiculescu and Palasek [34] proved exact nonuniqueness for the unforced equation from a particular datum in BMO1(𝕋3)L2(𝕋3)BMO^{-1}(\mathbb{T}^{3})\setminus L^{2}(\mathbb{T}^{3}). Their nested-Mikado cascade builds on the dyadic scenario of [87] and is not a convex-integration scheme. It branches from one particular infinite-energy datum and shows that smallness is essential in the Koch–Tataru theory; this is complementary to the finite-energy endpoint flexibility obtained here. A recent preprint by Hou, Wang, and Yang [62] presents what the authors describe as a computer-assisted proof of nonuniqueness for Leray–Hopf solutions of the unforced three-dimensional Navier–Stokes equations on 3\mathbb{R}^{3}. This result is not used in the present paper. Ionescu, Jia, and Palasek [63] obtain a conditional result based on a candidate axisymmetric profile whose required existence remains open. For an overview of instability and convex integration, see Colombo [36]. These results concern three different forms of nonuniqueness. Instability arguments branch from a specially constructed coherent profile; critical-space cascades branch from a particular rough datum; convex integration prescribes a sequence of stresses at each stage. The resulting convex-integration solutions generally lie below the Leray–Hopf class. Theorem 1.1 should be read in this sense: it gives density of attainable endpoint traces in the finite-energy space, while the nonuniqueness statement deduced later concerns a dense set of initial data, not every datum and not the Leray–Hopf class.

The two-dimensional Euler equation provides relevant background for the moving-profile construction. Yudovich’s theorem [103] gives global well-posedness for bounded vorticity, while uniqueness for unforced solutions with vorticity merely in LpL^{p}, p<p<\infty, remains open. At the borderline of integrability, Bruè and Colombo [12] first constructed nonunique weak Euler solutions with uniformly bounded kinetic energy and vorticity in the Lorentz space L1,L^{1,\infty}. Buck and Modena [18, 19] subsequently extended this line to the real Hardy spaces HpH^{p}, first for 2/3<p<12/3<p<1, and later, with compact spatial support, for the full range 0<p<10<p<1. Related results for transport equations appear in [81, 82, 80, 13, 15]; their sharpness is measured against the renormalization and well-posedness theories of DiPerna and Lions [44] and Ambrosio [5].

The present construction is based most directly on the work of Bruè, Colombo, and Kumar [14]. For

1<p<1+16500,1<p<1+\frac{1}{6500},

they construct a dense set of initial data in L2(𝕋2)W1,p(𝕋2)L^{2}(\mathbb{T}^{2})\cap W^{1,p}(\mathbb{T}^{2}) giving rise to infinitely many nonconservative weak Euler solutions in CtLx2C_{t}L_{x}^{2} with vorticity in CtLxpC_{t}L_{x}^{p}. Their principal perturbation is a Lamb–Chaplygin dipole concentrated in a moving ball; see [73, §165] and [79] for classical accounts of this structure. The Reynolds stress is decomposed into rank-one directions, with only one direction activated on each short time interval. The radius and speed of the dipole are coupled to the coefficient of that stress component, while its motion along a long rational trajectory converts a localized source into the directional flux required for cancellation. This dynamical use of a traveling coherent structure is also used in the present paper. The passage from that construction to three-dimensional Navier–Stokes is not formal. A planar dipole carries scalar vorticity and travels in a preferred direction, whereas Hill’s vortex is an axisymmetric three-dimensional velocity field whose gradient must be estimated in all directions. Moreover, rescaling the core simultaneously changes its energy, its gradient, its transport speed, and the size of the viscous defect. Balancing these effects is what produces the exponent near 6/56/5 and distinguishes the present iteration from its Euler precursor.

For SQG, the weak existence theory was developed in [90, 78]. Buckmaster, Shkoller, and Vicol [25] constructed the first nonunique weak solutions of the unforced equation, and Isett and Ma [66] later gave a direct scalar-level construction. In related work, Bruè, Jin, and Nguyen [17] develop a moving-profile convex-integration scheme for the inviscid SQG equation on 𝕋2\mathbb{T}^{2}. For the explicit, nonoptimized exponent p¯=4/3+105\bar{p}=4/3+10^{-5}, their construction approximately connects any two prescribed mean-zero states in Lp¯(𝕋2)L^{\bar{p}}(\mathbb{T}^{2}) by a momentum weak solution in C([0,1],Lp¯(𝕋2))C([0,1];L^{\bar{p}}(\mathbb{T}^{2})). It also gives nonuniqueness for a dense subset of the mean-zero space Lp¯(𝕋2)L^{\bar{p}}(\mathbb{T}^{2}). The scheme uses localized traveling SQG profiles whose centers move along rational directions, and a bilinear null-form estimate controls the derivative loss caused by the nonlocal relation u=Λvu=\Lambda v.

The present paper follows the moving-profile strategy introduced by Bruè, Colombo, and Kumar [14] for the two-dimensional Euler equations. In passing to the three-dimensional viscous setting, the Lamb–Chaplygin dipoles used there are replaced by Hill’s spherical vortex, control of the scalar vorticity is replaced by control of the full velocity gradient, and viscosity introduces an additional error at every stage of the iteration. The related SQG work is a separate adaptation of the same general strategy and is not used in the proof of the present paper.

1.4 Moving Hill vortices and the critical scaling

Our construction uses a dynamical cancellation. Hill’s vortex is an exact traveling Euler flow, so transport and self-interaction cancel before antidivergence. After localization, motion along a rational orbit converts the remaining source into a directional stress after time averaging. The Hill scaling preserves the L2L^{2}-norm and the L6/5L^{6/5}-gradient norm, and disjoint time scheduling removes interactions between principal directions.

Figures 13 illustrate this three-dimensional version of the mechanism in [14].

𝒯1k\mathcal{T}^{k}_{1}ξ1\xi_{1}𝒯2k\mathcal{T}^{k}_{2}ξ2\xi_{2}𝒯3k\mathcal{T}^{k}_{3}ξ3\xi_{3}𝒯4k\mathcal{T}^{k}_{4}ξ4\xi_{4}𝒯5k\mathcal{T}^{k}_{5}ξ5\xi_{5}𝒯6k\mathcal{T}^{k}_{6}ξ6\xi_{6}𝒯7k\mathcal{T}^{k}_{7}ξ7\xi_{7}𝒯8k\mathcal{T}^{k}_{8}ξ8\xi_{8}𝒯9k\mathcal{T}^{k}_{9}ξ9\xi_{9}ttkτq+1k\tau_{q+1}(k+1)τq+1(k+1)\tau_{q+1}𝒯k\mathcal{T}^{k} (length τq+1\tau_{q+1})ζik=1\zeta_{i}^{k}=1 on the shorterinterval 𝒯¯ik\bar{\mathcal{T}}_{i}^{k}at most one active Hill blockat each time
Figure 1: One time cell is divided into nine subintervals with disjoint cutoffs. Thus at most one block, associated with ξi\xi_{i}, is active at a given time. The arrows are schematic projections of the nine directions in 𝕋3\mathbb{T}^{3}.
The Hill profile.

Hill’s spherical vortex [60, 73] is an axisymmetric, no-swirl traveling Euler flow whose azimuthal vorticity is supported in a ball. Its orbital and linear stability under axisymmetric perturbations were studied in [33, 89]; these results are not used below.

After rotation and normalization, the profile HeH_{e} satisfies

(e)He+div(HeHe)+Pe=0,divHe=0.(e\cdot\nabla)H_{e}+\operatorname{div}(H_{e}\otimes H_{e})+\nabla P_{e}=0,\qquad\operatorname{div}H_{e}=0.

Its exterior potential-doublet form permits localization without changing the core; see Figure 2.

symmetry axispoint singularityH=(z2r3)H=\nabla\!\left(\dfrac{z}{2r^{3}}\right)(a) Exterior potential doublet\odot\otimestranslation e-evorticity corer=1r=1(b) Hill’s spherical vortexthe exterior fields coincide\odot / \otimes: azimuthal vorticity pointing out of / into the meridional plane
Figure 2: Meridional schematic of the Hill building block. The potential doublet in panel (a) is singular at the origin. Hill’s spherical vortex in panel (b) replaces this singularity by a spherical vorticity core. Outside the unit sphere, the velocity is unchanged and equals H=(z/(2r3))H=\nabla(z/(2r^{3})). Rotation about the symmetry axis gives an azimuthal vorticity field supported in the core, and the vortex translates in the direction e-e.

For R>0R>0, define

HR,e(x):=R1He(xR2/3),PR,e(x):=R2Pe(xR2/3).H_{R,e}(x):=R^{-1}H_{e}\!\left(\frac{x}{R^{2/3}}\right),\qquad P_{R,e}(x):=R^{-2}P_{e}\!\left(\frac{x}{R^{2/3}}\right).

The core radius is R2/3R^{2/3}, the velocity amplitude is R1R^{-1}, and

HR,eLqqR2q1,HR,eLppR2p53.\|H_{R,e}\|_{L^{q}}\lesssim_{q}R^{\frac{2}{q}-1},\qquad\|\nabla H_{R,e}\|_{L^{p}}\lesssim_{p}R^{\frac{2}{p}-\frac{5}{3}}.

Here 1<q1<q\leq\infty and 1p1\leq p\leq\infty. Hence the energy and the L6/5L^{6/5}-gradient norm are invariant, in agreement with W1,6/5(𝕋3)L2(𝕋3)W^{1,6/5}(\mathbb{T}^{3})\hookrightarrow L^{2}(\mathbb{T}^{3}). For p>6/5p>6/5, however,

HR,eLp=Rθ(p)HeLp,θ(p):=532p>0,\|\nabla H_{R,e}\|_{L^{p}}=R^{-\theta(p)}\|\nabla H_{e}\|_{L^{p}},\qquad\theta(p):=\frac{5}{3}-\frac{2}{p}>0,

so concentration creates a loss that must be offset by the amplitude and averaging parameters.

This Hill threshold differs from the Navier–Stokes scaling threshold. Under

u(x,t)uλ(x,t):=λu(λx,λ2t),u(x,t)\mapsto u_{\lambda}(x,t):=\lambda u(\lambda x,\lambda^{2}t),

one has

uλL(λ2I,Lxp)=λ23/puL(I,Lxp).\|\nabla u_{\lambda}\|_{L^{\infty}(\lambda^{-2}I;L_{x}^{p})}=\lambda^{2-3/p}\|\nabla u\|_{L^{\infty}(I;L_{x}^{p})}.

Thus the scale-invariant exponent is 3/23/2. Our theorem crosses the Hill threshold 6/56/5 but remains supercritical for Navier–Stokes.

On 𝕋3\mathbb{T}^{3}, cutoff and mollification give a smooth compactly supported profile H~R,e\widetilde{H}_{R,e}. For

Vp(x,t)=A(t)H~R(t),e(xX(t)),V^{p}(x,t)=A(t)\widetilde{H}_{R(t),e}(x-X(t)),

we introduce the Helmholtz correction

Vc=Δ1divVp,V=Vp+Vc.V^{c}=-\nabla\Delta^{-1}\operatorname{div}V^{p},\qquad V=V^{p}+V^{c}.

Then VV is divergence free. Choosing the intrinsic trajectory

X(t)=A(t)R(t)e,X^{\prime}(t)=-\frac{A(t)}{R(t)}e,

cancels the leading transport and Euler terms. With

SR,e:=1RH~R,e,𝕋3SR,e(x)𝑑x=2πe.S_{R,e}:=\frac{1}{R}\widetilde{H}_{R,e},\qquad\int_{\mathbb{T}^{3}}S_{R,e}(x)\,\mathrm{d}x=-2\pi e.

The block then satisfies schematically

tV+div(VV)νΔV+P=ddt(A(t)R(t))SR(t),e(xX(t))+divF,\partial_{t}V+\operatorname{div}(V\otimes V)-\nu\Delta V+\nabla P=\frac{\mathrm{d}}{\mathrm{d}t}\bigl(A(t)R(t)\bigr)S_{R(t),e}(x-X(t))+\operatorname{div}F, (1.4)

where FF contains the remaining block errors.

The viscous contribution is written as the symmetric stress

νΔV=div[ν(V+(V)T)].-\nu\Delta V=\operatorname{div}\!\left[-\nu\bigl(\nabla V+(\nabla V)^{T}\bigr)\right].

It is estimated at an auxiliary exponent 1<p0<6/51<p_{0}<6/5, where 2/p05/3>02/p_{0}-5/3>0; the limiting gradient is instead measured at p¯>6/5\bar{p}>6/5.

1.5 Strategy of the construction

A smooth Reynolds flow encodes the endpoint data, and an iteration removes its defect with localized Hill vortices moving along rational trajectories. At each stage, the stress is frozen on short time cells and decomposed into finitely many rank-one tensors. A moving Hill block treats each tensor, while a temporal corrector converts the resulting time-averaged cancellation into a pointwise identity.

The zeroth Reynolds flow and the iteration

The iteration is formulated for the Navier–Stokes–Reynolds system

tuq+div(uquq)νΔuq+pq=divq,divuq=0.\partial_{t}u_{q}+\operatorname{div}(u_{q}\otimes u_{q})-\nu\Delta u_{q}+\nabla p_{q}=\operatorname{div}\mathcal{E}_{q},\qquad\operatorname{div}u_{q}=0.

After mollifying uqu_{q}, we add the Hill blocks and a temporal corrector. The principal blocks cancel the frozen part of q\mathcal{E}_{q}; all remaining terms, including mollification, modulation, viscosity, and interactions with the coarse velocity, are placed in q+1\mathcal{E}_{q+1}. The estimates give q0\mathcal{E}_{q}\to 0 in LtLx1L_{t}^{\infty}L_{x}^{1}, summable CtLx2C_{t}L_{x}^{2} increments, and a common Ctα0Lxp¯C_{t}^{\alpha_{0}}L_{x}^{\bar{p}} gradient bound. Hence

uCtLx2,uCtLxp¯.u\in C_{t}L_{x}^{2},\qquad\nabla u\in C_{t}L_{x}^{\bar{p}}.

The endpoint fields enter only at the initial stage. Given u(0),u(1)Lσ2(𝕋3)u^{(0)},u^{(1)}\in L^{2}_{\sigma}(\mathbb{T}^{3}), we mollify them at a common scale \ell and choose a smooth cutoff χ\chi that equals one near t=0t=0 and zero near t=1t=1. We then set

u0(x,t):=χ(t)(u(0)ρ)(x)+(1χ(t))(u(1)ρ)(x).u_{0}(x,t):=\chi(t)(u^{(0)}*\rho_{\ell})(x)+(1-\chi(t))(u^{(1)}*\rho_{\ell})(x).

Its defect is placed in a symmetric Reynolds stress using \mathcal{R}.

The blocks and corrector vanish at cell interfaces, including t=0,1t=0,1. Thus

uq+1(,j)uq(,j)L2Cλq+1γ=Cλq1/5,j{0,1}.\|u_{q+1}(\cdot,j)-u_{q}(\cdot,j)\|_{L^{2}}\leq C\lambda_{q+1}^{-\gamma}=C\lambda_{q}^{-1/5},\qquad j\in\{0,1\}.

These errors are summable. Suitable choices of \ell and λ0\lambda_{0} then give the endpoint approximation.

Stress decomposition and moving Hill blocks

The geometric lemma decomposes the mollified stress, up to pressure, into nine positive rank-one pieces:

div=div(i=19ai(x,t)ξiξi)+Pd.-\operatorname{div}\mathcal{E}_{\ell}=\operatorname{div}\left(\sum_{i=1}^{9}a_{i}(x,t)\xi_{i}\otimes\xi_{i}\right)+\nabla P^{d}.

The positivity of the coefficients permits them to be encoded in the radius and residence time of a Hill vortex. Each time cell is divided into nine disjoint subintervals, one for each direction, and the corresponding coefficient is frozen in time as aik(x)a_{i}^{k}(x). This scheduling also removes the leading quadratic interactions between different directions.

Let

rq+1:=λq+1μ,μ>0,r_{q+1}:=\lambda_{q+1}^{-\mu},\qquad\mu>0,

be the base concentration parameter at stage q+1q+1; the complete parameter hierarchy is stated in (1.6) below. For one coefficient a=aika=a_{i}^{k} and direction ξ=ξi\xi=\xi_{i}, set

R(x)=rq+1a(x),A(t)=A0ζ(t),A02=92π𝕋3a(x)𝑑x.R(x)=r_{q+1}a(x),\qquad A(t)=A_{0}\zeta(t),\qquad A_{0}^{2}=\frac{9}{2\pi}\int_{\mathbb{T}^{3}}a(x)\,\mathrm{d}x.

We orient the profile by e=ξe=-\xi and define

Vp(x,t)=A(t)H~R(X(t)),ξ(xX(t)).V^{p}(x,t)=A(t)\widetilde{H}_{R(X(t)),-\xi}(x-X(t)).

The center follows

X˙(t)=A(t)R(X(t))ξ.\dot{X}(t)=\frac{A(t)}{R(X(t))}\,\xi.

Thus R=rq+1aR=r_{q+1}a couples the stress coefficient to the Hill scale, whose physical core radius is R2/3R^{2/3}, and the trajectory preserves the exact Hill cancellation. The normalization of A0A_{0} compensates for the fact that the direction is active only during one ninth of the cell. Moreover, the speed is inversely proportional to aa: the vortex spends more time in regions where the coefficient is larger, which is the basis of the stress reconstruction below.

Reconstruction of the stress by time averages

The source in (1.4) is first replaced by a smooth auxiliary density of mass 2π2\pi. The difference has zero spatial mean and can therefore be written as a divergence with an inverse-frequency gain. Integration by parts along the trajectory converts the auxiliary source into a directional tensor flux. Since the speed is proportional to (rq+1a)1(r_{q+1}a)^{-1}, the residence time recovers the coefficient aa, giving

1τIiU(x,t)𝑑t=div(a(x)ξξ+G(x)),GL1aC1λ.\frac{1}{\tau}\int_{I_{i}}U(x,t)\,\mathrm{d}t=\operatorname{div}\bigl(a(x)\xi\otimes\xi+G(x)\bigr),\qquad\|G\|_{L^{1}}\lesssim\frac{\|a\|_{C^{1}}}{\lambda}. (1.5)

A rational trajectory closes on the torus and can be repeated many times during one active interval. The freezing error is O(τtaiL)O(\tau\|\partial_{t}a_{i}\|_{L^{\infty}}), while the λ1\lambda^{-1} factor controls incomplete periods and spatial variation; see Figure 3.

(a)t0t_{0}t1t_{1}t2t_{2}t3t_{3}variable core and localization radii(b)principal-support trail along the rational orbit(c)t0t_{0}t1t_{1}t2t_{2}t3t_{3}fixed auxiliary scale O(λq+11)O(\lambda_{q+1}^{-1})(d)full-orbit average =2π=2\pifull-orbit normalization of the auxiliary density
Figure 3: Schematic two-dimensional projection of the three-dimensional moving-core construction on 𝕋3\mathbb{T}^{3} (not to scale). In panel (a), the red background represents the frozen coefficient aika_{i}^{k}. The dark inner balls show the vorticity core at scale (Rik)2/3(R_{i}^{k})^{2/3}, while the faint outer balls show the support of the principal localized profile at scale (Rik)α(R_{i}^{k})^{\alpha}, where Rik=rq+1aikR_{i}^{k}=r_{q+1}a_{i}^{k}. Panel (b) shows the resulting variable-width support trail; the disjointness condition is 2(Rik)αλq+112(R_{i}^{k})^{\alpha}\leq\lambda_{q+1}^{-1}. Panel (c) shows the auxiliary density U~ik(xik(t))\widetilde{U}_{i}^{k}(\,\cdot-x_{i}^{k}(t)), whose support has the fixed scale O(λq+11)O(\lambda_{q+1}^{-1}), rather than another velocity vortex. Panel (d) depicts its normalized full-orbit average, which is used in the approximate stress cancellation (1.5).

The temporal corrector and the new stress

The orbit identity cancels the stress only after averaging over a time cell. To restore the equation pointwise in time, sum the nine sources into UtotU_{\rm tot} and define

Q(x,t):=kτt(Utot(x,s)1τJUtot(x,z)dz)ds,tJ,Q(x,t):=-\mathbb{P}\int_{k\tau}^{t}\left(U_{\rm tot}(x,s)-\frac{1}{\tau}\int_{J}U_{\rm tot}(x,z)\,\mathrm{d}z\right)\mathrm{d}s,\qquad t\in J,

where \mathbb{P} is the Leray projection. Since the integrand has zero cell average, QQ vanishes at both endpoints and gains the short factor τ\tau. Its time derivative cancels the zero-average source, while the cell average cancels the frozen stress through (1.5). The factor τ\tau makes QQ smaller than the principal blocks in both the energy and gradient estimates.

The new stress contains the coarse-flow, corrector, freezing, source-replacement, localization, viscous, and intrinsic block errors. They are estimated separately because they use different features of the construction: concentration, inverse frequency, or the short time-cell factor. Their bounds make the stress decay and the increments summable, while endpoint vanishing preserves the prescribed traces.

1.6 Crossing the Hill threshold and analytical difficulties

Competing effects of concentration

The main difficulty is that concentration has opposite effects on the estimates. For an energy-sized Hill block,

HR,eLpR2p53.\|\nabla H_{R,e}\|_{L^{p}}\lesssim R^{\frac{2}{p}-\frac{5}{3}}.

Thus small RR improves the intrinsic and viscous errors below 6/56/5, but increases the gradient norm above 6/56/5. We use p0<6/5p_{0}<6/5 for the block errors, ps>1p_{s}>1 close to one for source replacement, and p¯>6/5\bar{p}>6/5 for the limiting gradient. Short time cells reduce the freezing and corrector errors, but must still contain enough complete rational orbits to average the stress.

The main parameters are

λq+1=λqσ,δq=λ12γλqγ,rq+1=λq+1μ,τq+1=λq+1η.\lambda_{q+1}=\lambda_{q}^{\sigma},\qquad\delta_{q}=\lambda_{1}^{2\gamma}\lambda_{q}^{-\gamma},\qquad r_{q+1}=\lambda_{q+1}^{-\mu},\qquad\tau_{q+1}=\lambda_{q+1}^{-\eta}. (1.6)

Here δq\delta_{q} is the stress level, rqr_{q} the concentration parameter, and τq\tau_{q} the cell length. The rapid growth of λq\lambda_{q} separates consecutive stages, whereas the small exponent γ\gamma makes the stress decrease slowly enough to absorb the loss above the Hill threshold.

We take p0=28/27p_{0}=28/27, for which 2/p05/3=11/42>02/p_{0}-5/3=11/42>0. Together with the intrinsic block choices α=2/11\alpha=2/11 and β=502/231\beta=502/231, this gives a positive power of the Hill scale in the intrinsic and viscous estimates. The source-replacement error is treated at ps>1p_{s}>1 close to one. The difference between the Hill source and the auxiliary source has zero mean, so a localized antidivergence produces an inverse-frequency gain; choosing psp_{s} near one keeps the associated concentration loss small.

The balance above 6/56/5

For the final exponent, set

κ:=532p¯=572003>0.\kappa_{\ast}:=\frac{5}{3}-\frac{2}{\bar{p}}=\frac{5}{72003}>0.

A principal block has amplitude δq+11/2\delta_{q+1}^{1/2}, while its smallest Hill parameter is rq+1δq+1r_{q+1}\delta_{q+1} and its smallest physical core radius is (rq+1δq+1)2/3(r_{q+1}\delta_{q+1})^{2/3}. Therefore

Vq+1LtLxp¯δq+11/2(rq+1δq+1)κ.\|\nabla V_{q+1}\|_{L_{t}^{\infty}L_{x}^{\bar{p}}}\lesssim\delta_{q+1}^{1/2}(r_{q+1}\delta_{q+1})^{-\kappa_{\ast}}.

Its summability requires

γ2+κ(μ+γ)<0.-\frac{\gamma}{2}+\kappa_{\ast}(\mu+\gamma)<0.

The factor δq+11/2\delta_{q+1}^{1/2} must compensate for the concentration loss. This explains why increasing either p¯\bar{p} or μ\mu makes the argument harder.

There is also a restriction from time averaging. Short cells improve the freezing error and the temporal primitive, but a cell must be long enough for the vortex to complete the required orbit periods. The orbit and temporal-corrector estimates impose the following sufficient conditions, respectively,

3μ+γ2<η,η+43p¯+4nσ+4γ<0.3-\mu+\frac{\gamma}{2}<-\eta,\qquad-\eta+4-\frac{3}{\bar{p}}+\frac{4n}{\sigma}+4\gamma<0.

These restrictions are compatible for

σ=200,n=20,γ=103,μ=6+2γ=6.002,η=3,\sigma=200,\qquad n=20,\qquad\gamma=10^{-3},\qquad\mu=6+2\gamma=6.002,\qquad\eta=3,

and p¯=6/5+5×105\bar{p}=6/5+5\times 10^{-5}. This small gain above 6/56/5 reflects the limited margin between the concentration loss and the orbit and corrector constraints. Temporal concentration cannot replace this balance: it improves time-integrated norms but does not reduce the required LtLxp¯L_{t}^{\infty}L_{x}^{\bar{p}} norm.

Localization, background interaction, and time continuity

Several further errors must be controlled. Localization and mollification create commutators, while the Helmholtz correction restores incompressibility after cutting off the exterior potential. The intrinsic Hill motion also produces an interaction with the coarse velocity. For a principal increment vq+1v_{q+1}, concentration gives schematically

vq+1u+uvq+1LtLx1δq+11/2rq+11/3λq+12nσ+γ.\|v_{q+1}\otimes u_{\ell}+u_{\ell}\otimes v_{q+1}\|_{L_{t}^{\infty}L_{x}^{1}}\lesssim\delta_{q+1}^{1/2}r_{q+1}^{1/3}\lambda_{q+1}^{\frac{2n}{\sigma}+\gamma}.

This must be smaller than the next stress level. The disjoint time scheduling removes the leading interactions between different principal directions, while orbit averaging, freezing, and the short temporal primitive control the remaining terms.

Finally, for some α0,c0>0\alpha_{0},c_{0}>0, the iteration provides estimates of the form

uq+1uqCtLx2δq+11/2,uq+1Ctα0Lxp¯uqCtα0Lxp¯+Cδq+1c0.\|u_{q+1}-u_{q}\|_{C_{t}L_{x}^{2}}\lesssim\delta_{q+1}^{1/2},\qquad\|\nabla u_{q+1}\|_{C_{t}^{\alpha_{0}}L_{x}^{\bar{p}}}\leq\|\nabla u_{q}\|_{C_{t}^{\alpha_{0}}L_{x}^{\bar{p}}}+C\delta_{q+1}^{c_{0}}.

The first estimate gives strong convergence in CtLx2C_{t}L_{x}^{2}; the second provides a common time modulus for the gradients. Together they yield uCtLx2u\in C_{t}L_{x}^{2} and uCtLxp¯\nabla u\in C_{t}L_{x}^{\bar{p}}. A uniform fixed-time gradient bound alone would not give this time continuity.

1.7 Organization of the paper

The remainder of the paper is organized as follows. Section 2 recalls the normalized Hill vortex and establishes estimates for its rescaled, localized, and mollified forms. Section 3 introduces the moving Hill block and derives the associated Euler and Navier–Stokes defect identities. Section 4 states the iteration step and constructs the next Reynolds flow, including the decomposition of the Reynolds stress, the time partition, the space-dependent scales, the vortex trajectories, the auxiliary source, and the temporal corrector. Section 5 proves the estimates required for the iteration and verifies the parameter restrictions. Section 6 constructs the initial Reynolds flow, passes to the limit, and proves Theorems 1.1 and 1.2. Section 7 discusses the limitations of the method and possible modifications. Section 8 presents further directions and open problems.

2 Hill’s spherical vortex

Hill’s spherical vortex is an axisymmetric, no-swirl solution of the three-dimensional Euler equations whose vorticity is supported in a ball and which translates without changing shape. It was introduced by Hill [60]; see also Lamb [73, §165] for the classical formulas and Choi [33] for a modern treatment of its orbital stability in the axisymmetric no-swirl class. Only the explicit traveling-wave structure is used below.

We record the profile carefully because three features enter the convex-integration scheme with their precise normalization: the translation speed, the directional integral of the localized velocity, and the potential character of the exterior field. We first write the classical vortex in a frame in which the spherical core is stationary, then remove the constant velocity at infinity to obtain a decaying traveling profile. The following subsection rescales and rotates this unit profile and truncates its exterior potential without changing the vorticity core. Here ξi\xi_{i} denotes a rank-one stress direction. Also, QeSO(3)Q_{e}\in SO(3) denotes a rotation, whereas Qq+1Q_{q+1} is the temporal corrector introduced in Section 4.

Let (r,θ,φ)(r,\theta,\varphi) be spherical coordinates with the axis of propagation along the zz-axis. In this preliminary description, r=|x|r=|x| denotes the spherical radius; it should not be confused with the concentration parameters introduced later. Thus

z=rcosθ,s=rsinθ,z=r\cos\theta,\qquad s=r\sin\theta,

where ss is the cylindrical radius. The flow is axisymmetric and has no swirl; hence

uφ=0.u_{\varphi}=0.

An axisymmetric no-swirl incompressible velocity is represented by its Stokes stream function ψ(r,θ)\psi(r,\theta), with

ur=1r2sinθθψ,uθ=1rsinθrψ.u_{r}=\frac{1}{r^{2}\sin\theta}\,\partial_{\theta}\psi,\qquad u_{\theta}=-\frac{1}{r\sin\theta}\,\partial_{r}\psi.

For a Hill vortex of radius aa and translation speed UU, we use the sign convention

ψ(r,θ)={3U4(1r2a2)r2sin2θ,ra,U2(1a3r3)r2sin2θ,ra.\psi(r,\theta)=\begin{cases}-\dfrac{3U}{4}\left(1-\dfrac{r^{2}}{a^{2}}\right)r^{2}\sin^{2}\theta,&r\leq a,\\[5.16663pt] \dfrac{U}{2}\left(1-\dfrac{a^{3}}{r^{3}}\right)r^{2}\sin^{2}\theta,&r\geq a.\end{cases}

These formulas agree, up to the choice of propagation direction, with the classical formulas in [60]; see also [73, §165] for the normalization used here.

The corresponding velocity components are

ur={3U2(1r2a2)cosθ,ra,U(1a3r3)cosθ,ra,u_{r}=\begin{cases}-\dfrac{3U}{2}\left(1-\dfrac{r^{2}}{a^{2}}\right)\cos\theta,&r\leq a,\\[5.16663pt] U\left(1-\dfrac{a^{3}}{r^{3}}\right)\cos\theta,&r\geq a,\end{cases}
uθ={3U2(12r2a2)sinθ,ra,U(1+a32r3)sinθ,ra,u_{\theta}=\begin{cases}\dfrac{3U}{2}\left(1-\dfrac{2r^{2}}{a^{2}}\right)\sin\theta,&r\leq a,\\[5.16663pt] -\,U\left(1+\dfrac{a^{3}}{2r^{3}}\right)\sin\theta,&r\geq a,\end{cases}
uφ=0.u_{\varphi}=0.

The vorticity is purely azimuthal:

ω=ωφeφ,\omega=\omega_{\varphi}\,e_{\varphi},

with

ωφ={15U2a2rsinθ,ra,0,ra.\omega_{\varphi}=\begin{cases}-\dfrac{15U}{2a^{2}}\,r\sin\theta,&r\leq a,\\[5.16663pt] 0,&r\geq a.\end{cases}

In particular, in the normalization used here, the relative vorticity is

ωφrsinθ=15U2a2𝟏Ba.\frac{\omega_{\varphi}}{r\sin\theta}=-\frac{15U}{2a^{2}}\mathbf{1}_{B_{a}}.

Thus the vorticity is compactly supported even though the induced velocity has a noncompact potential tail.

These formulas describe a stationary field in the co-moving frame. In that frame the velocity is an exact steady solution of the incompressible Euler equations,

(u)u+p=0,u=0.(u\cdot\nabla)u+\nabla p=0,\qquad\nabla\cdot u=0.

For U=a=1U=a=1, the co-moving velocity uu tends to e3e_{3} at infinity. Subtracting this constant far-field velocity gives the decaying laboratory-frame profile

H:=ue3.H:=u-e_{3}.

Since u=H+e3u=H+e_{3}, the steady Euler equation becomes, in the sense of distributions,

3H+(H)H+PH=0,divH=0.\,\partial_{3}H+(H\cdot\nabla)H+\nabla P_{H}=0,\qquad\operatorname{div}H=0.

Thus H(x+te3)H(x+te_{3}) travels in the direction e3-e_{3}.

In spherical coordinates, let r^\hat{r}, θ^\hat{\theta}, and φ^\hat{\varphi} denote the radial, polar, and azimuthal unit vectors, respectively. Since HH has no azimuthal component, it is determined by

Hr^={32(53r2)cosθ,r1,1r3cosθ,r1,H\cdot\hat{r}=\begin{cases}-\dfrac{3}{2}\left(\dfrac{5}{3}-r^{2}\right)\cos\theta,&r\leq 1,\\[5.16663pt] -\dfrac{1}{r^{3}}\cos\theta,&r\geq 1,\end{cases}
Hθ^={32(532r2)sinθ,r1,12r3sinθ,r1.H\cdot\hat{\theta}=\begin{cases}\dfrac{3}{2}\left(\dfrac{5}{3}-2r^{2}\right)\sin\theta,&r\leq 1,\\[5.16663pt] -\dfrac{1}{2r^{3}}\sin\theta,&r\geq 1.\end{cases}

For r1r\geq 1, the profile HH coincides with the three-dimensional potential doublet H=ΦH=\nabla\Phi, where Φ(x)=z/(2r3)\Phi(x)=z/(2r^{3}).

H\displaystyle H =1r3cosθ(sinθcosφsinθsinφcosθ)12r3sinθ(cosθcosφcosθsinφsinθ)\displaystyle=-\frac{1}{r^{3}}\cos\theta\begin{pmatrix}\sin\theta\cos\varphi\\ \sin\theta\sin\varphi\\ \cos\theta\end{pmatrix}-\frac{1}{2r^{3}}\sin\theta\begin{pmatrix}\cos\theta\cos\varphi\\ \cos\theta\sin\varphi\\ -\sin\theta\end{pmatrix}
=1r5(32xz32yzz212(x2+y2))\displaystyle=-\frac{1}{r^{5}}\begin{pmatrix}\frac{3}{2}xz\\ \frac{3}{2}yz\\ z^{2}-\frac{1}{2}(x^{2}+y^{2})\end{pmatrix}
=(z2r3)=Φ,r1.\displaystyle=\nabla\!\left(\frac{z}{2r^{3}}\right)=\nabla\Phi,\qquad r\geq 1.
Remark 2.1.

In Cartesian coordinates, HH is given by

H={(32xz32yz3(x2+y2)32z2+52)r1,1r5(32xz32yzz212(x2+y2))r1.H=\begin{cases}-\begin{pmatrix}\frac{3}{2}xz\\ \frac{3}{2}yz\\ -3(x^{2}+y^{2})-\frac{3}{2}z^{2}+\frac{5}{2}\end{pmatrix}&r\leq 1,\\ -\frac{1}{r^{5}}\begin{pmatrix}\frac{3}{2}xz\\ \frac{3}{2}yz\\ z^{2}-\frac{1}{2}(x^{2}+y^{2})\end{pmatrix}&r\geq 1.\end{cases}

Thus HC0,1(3)H\in C^{0,1}(\mathbb{R}^{3}) and is smooth on 3B1(0)\mathbb{R}^{3}\setminus\partial B_{1}(0).

We shall use four consequences of these formulas. The field HH is a finite-energy divergence-free traveling Euler profile; its vorticity is confined to B1B_{1}; its exterior velocity is the gradient Φ\nabla\Phi; and its only loss of smoothness occurs across B1\partial B_{1}. The potential representation permits us to remove the long-range tail by a cutoff. Since the profile is only Lipschitz across the spherical interface, we subsequently mollify it to obtain the required higher-derivative estimates.

2.1 Scaled Hill vortex profile

We first introduce the spatial and amplitude scalings used in the construction. The spatial scale of the vorticity core is R2/3R^{2/3}, whereas the amplitude is R1R^{-1}. This preserves the L2L^{2}-size of the profile and changes its traveling speed from one to R1R^{-1}. We then cut off the irrotational exterior field at the larger scale RαR^{\alpha}. Since α<2/3\alpha<2/3, this localization does not alter the vorticity core.

For R>0R>0, define the rescaled Hill profile by

HR(x):=1RH(xR23),PR(x):=1R2PH(xR23).H_{R}(x):=\frac{1}{R}\,H\!\left(\frac{x}{R^{\frac{2}{3}}}\right),\qquad P_{R}(x):=\frac{1}{R^{2}}\,P_{H}\!\left(\frac{x}{R^{\frac{2}{3}}}\right).

Then

1R3HR+div(HRHR)+PR=0,divHR=0.\frac{1}{R}\,\partial_{3}H_{R}+\operatorname{div}(H_{R}\otimes H_{R})+\nabla P_{R}=0,\qquad\operatorname{div}H_{R}=0. (2.1)

More generally, for e𝕊2e\in\mathbb{S}^{2}, choose QeSO(3)Q_{e}\in SO(3) with Qee3=eQ_{e}e_{3}=e, and define

HR,e(x):=QeHR(QeTx),PR,e(x):=PR(QeTx).H_{R,e}(x):=Q_{e}H_{R}(Q_{e}^{T}x),\qquad P_{R,e}(x):=P_{R}(Q_{e}^{T}x).

The definition is independent of the particular choice of QeQ_{e}, because the Hill profile is axisymmetric about e3e_{3}. The field HR,eH_{R,e} is oriented along ee, travels intrinsically in the direction e-e, and satisfies

1R(e)HR,e+div(HR,eHR,e)+PR,e=0,divHR,e=0.\frac{1}{R}(e\cdot\nabla)H_{R,e}+\operatorname{div}(H_{R,e}\otimes H_{R,e})+\nabla P_{R,e}=0,\qquad\operatorname{div}H_{R,e}=0.

Equivalently,

(x,t)HR,e(x+tRe)(x,t)\longmapsto H_{R,e}\!\left(x+\frac{t}{R}e\right)

is a traveling Euler solution whose center moves with velocity R1e-R^{-1}e.

Fix 0<RR0<10<R\leq R_{0}<1 and 0<α<2/30<\alpha<2/3. Let χC(3)\chi\in C^{\infty}(\mathbb{R}^{3}) be radial, with χ=0\chi=0 on B1B_{1}, χ=1\chi=1 on 3B2\mathbb{R}^{3}\setminus B_{2}, and 0χ10\leq\chi\leq 1. Set

χα(x):=χ(xRα).\chi_{\alpha}(x):=\chi\!\left(\frac{x}{R^{\alpha}}\right).

Since R2/3<RαR^{2/3}<R^{\alpha}, the transition annulus

AR:=B2Rα(0)B¯Rα(0)A_{R}:=B_{2R^{\alpha}}(0)\setminus\overline{B}_{R^{\alpha}}(0)

lies strictly outside the spherical vorticity core. For |x|R2/3|x|\geq R^{2/3}, the rescaled profile is a gradient. Indeed, the (3)(-3)-homogeneity of Φ\nabla\Phi gives

HR=1RH(xR23)=1RΦ(xR23)=RΦ(x).H_{R}=\frac{1}{R}\,H\!\left(\frac{x}{R^{\frac{2}{3}}}\right)=\frac{1}{R}\,\nabla\Phi\!\left(\frac{x}{R^{\frac{2}{3}}}\right)=R\nabla\Phi(x).

The scalar potential and the localized Hill profile are therefore defined by

ΠR:=RχαΦ,H¯R:=HRΠR=HRR(χαΦ).\Pi_{R}:=R\chi_{\alpha}\Phi,\qquad\bar{H}_{R}:=H_{R}-\nabla\Pi_{R}=H_{R}-R\nabla(\chi_{\alpha}\Phi). (2.2)

Although Φ\Phi is singular at the origin, ΠR\Pi_{R} is smooth because χα\chi_{\alpha} vanishes in a neighborhood of the origin. Thus H¯R=HR\bar{H}_{R}=H_{R} on BRαB_{R^{\alpha}}, while H¯R=0\bar{H}_{R}=0 on 3B2Rα\mathbb{R}^{3}\setminus B_{2R^{\alpha}}. In particular, the gradient correction preserves the vorticity exactly:

×H¯R=×HR.\nabla\times\bar{H}_{R}=\nabla\times H_{R}.

It introduces only a divergence error in the annulus ARA_{R}. Since ΔΦ=0\Delta\Phi=0 on 3{0}\mathbb{R}^{3}\setminus\{0\},

divH¯R=RΔ(χαΦ)=R(Δχα)Φ2RχαΦ,suppdivH¯RA¯R.\operatorname{div}\bar{H}_{R}=-R\Delta(\chi_{\alpha}\Phi)=-R(\Delta\chi_{\alpha})\Phi-2R\nabla\chi_{\alpha}\cdot\nabla\Phi,\qquad\operatorname{supp}\operatorname{div}\bar{H}_{R}\subseteq\overline{A}_{R}.
Remark 2.2.

As shown in Lemma 2.3, the scaling and radial localization give

1R3H¯R(x)𝑑x=2πe3,\frac{1}{R}\int_{\mathbb{R}^{3}}\bar{H}_{R}(x)\,\mathrm{d}x=-2\pi e_{3},

independently of RR. The same scaling produces the factor R1R^{-1} in the traveling equation and in the trajectory equation of Proposition 3.1.

2.2 Estimates for the building block

We collect the estimates for the localized profile. The first lemma records its support, Lebesgue norms, derivative bounds, and directional integral. We then derive the approximate traveling equation and the identity obtained by differentiating in RR, and finally mollify the spherical interface.

Lemma 2.3.

The fields H¯R\bar{H}_{R} and ΠR\Pi_{R}, defined in (2.2), satisfy the following properties, with constants independent of R(0,R0]R\in(0,R_{0}]. The constants may depend on α\alpha, R0R_{0}, and the cutoff χ\chi, and also on the displayed Lebesgue exponent.

  1. 1.

    The localization identities are

    H¯R=HR,ΠR=0on BRα(0),H¯R=0,ΠR=HRon 3B2Rα(0).\bar{H}_{R}=H_{R},\quad\Pi_{R}=0\quad\text{on }B_{R^{\alpha}}(0),\qquad\bar{H}_{R}=0,\quad\nabla\Pi_{R}=H_{R}\quad\text{on }\mathbb{R}^{3}\setminus B_{2R^{\alpha}}(0).

    Consequently, suppH¯RB¯2Rα(0)\operatorname{supp}\bar{H}_{R}\subseteq\overline{B}_{2R^{\alpha}}(0) and suppdivH¯RA¯R\operatorname{supp}\operatorname{div}\bar{H}_{R}\subseteq\overline{A}_{R}.

  2. 2.

    H¯RL1CR(1+|logR|)\|\bar{H}_{R}\|_{L^{1}}\leq CR(1+|\log R|) and H¯RLpCR2p1\|\bar{H}_{R}\|_{L^{p}}\leq CR^{\frac{2}{p}-1} for every 1<p1<p\leq\infty.

  3. 3.

    For every 1p1\leq p\leq\infty, H¯RLpCR2p53\|\nabla\bar{H}_{R}\|_{L^{p}}\leq CR^{\frac{2}{p}-\frac{5}{3}},

    2H¯RLp(3BR2/3)CR2p73,divH¯RLpCR14α+3αp.\|\nabla^{2}\bar{H}_{R}\|_{L^{p}(\mathbb{R}^{3}\setminus\partial B_{R^{2/3}})}\leq CR^{\frac{2}{p}-\frac{7}{3}},\qquad\|\operatorname{div}\bar{H}_{R}\|_{L^{p}}\leq CR^{1-4\alpha+\frac{3\alpha}{p}}.
  4. 4.
    1R3H¯R(x)𝑑x=(002π).\frac{1}{R}\int_{\mathbb{R}^{3}}\bar{H}_{R}(x)\,\mathrm{d}x=\begin{pmatrix}0\\ 0\\ -2\pi\end{pmatrix}. (2.3)
Proof.

The identities in Part 1 follow from the definition of the cutoff and the exterior formula HR=RΦH_{R}=R\nabla\Phi.

For the norm estimates, the explicit formulas for HH and Φ\Phi give, for n=0,1,2n=0,1,2,

|nHR(x)|{CR12n3,|x|<R2/3,CR|x|n3,|x|>R2/3,|\nabla^{n}H_{R}(x)|\leq\begin{cases}CR^{-1-\frac{2n}{3}},&|x|<R^{2/3},\\ CR|x|^{-n-3},&|x|>R^{2/3},\end{cases} (2.4)

where the estimate for n=2n=2 is understood away from the interface. Moreover, on the support of a derivative of χα\chi_{\alpha} one has |x|Rα|x|\simeq R^{\alpha}. Hence, for n=0,1,2n=0,1,2,

|nΠR(x)|CR|x|n2,x0.|\nabla^{n}\Pi_{R}(x)|\leq CR|x|^{-n-2},\qquad x\neq 0. (2.5)

Combining (2.4) and (2.5), we obtain

|nH¯R(x)|{CR12n3,|x|<R2/3,CR|x|n3,R2/3<|x|<2Rα,|\nabla^{n}\bar{H}_{R}(x)|\leq\begin{cases}CR^{-1-\frac{2n}{3}},&|x|<R^{2/3},\\ CR|x|^{-n-3},&R^{2/3}<|x|<2R^{\alpha},\end{cases} (2.6)

again with n=2n=2 understood away from BR2/3\partial B_{R^{2/3}}. Integrating (2.6) in polar coordinates proves the LpL^{p}-bounds in Parts 2 and 3. At p=1p=1, the exterior contribution to H¯RL1\|\bar{H}_{R}\|_{L^{1}} is CRR2/32Rαr1𝑑rCR\int_{R^{2/3}}^{2R^{\alpha}}r^{-1}\,\mathrm{d}r, which accounts for the factor 1+|logR|1+|\log R|.

It remains to estimate the divergence. On ARA_{R}, |kχα|CRkα|\nabla^{k}\chi_{\alpha}|\leq CR^{-k\alpha}, while |Φ|CR2α|\Phi|\leq CR^{-2\alpha} and |Φ|CR3α|\nabla\Phi|\leq CR^{-3\alpha}. Thus

|divH¯R|CR14α𝟏AR,|\operatorname{div}\bar{H}_{R}|\leq CR^{1-4\alpha}\mathbf{1}_{A_{R}},

which gives divH¯RLpCR14α+3α/p\|\operatorname{div}\bar{H}_{R}\|_{L^{p}}\leq CR^{1-4\alpha+3\alpha/p}. The warning concerning the second derivative is essential: HH is Lipschitz across the spherical interface, but it need not have a classical second derivative there. The mollification below removes this singularity.

Finally, compact support of H¯R\bar{H}_{R} and integration by parts give, componentwise,

1R3H¯R(x)𝑑x\displaystyle\frac{1}{R}\int_{\mathbb{R}^{3}}\bar{H}_{R}(x)\,\mathrm{d}x =1R3xdivH¯R(x)dx\displaystyle=-\frac{1}{R}\int_{\mathbb{R}^{3}}x\,\operatorname{div}\bar{H}_{R}(x)\,\mathrm{d}x
=3x((Δχα)Φ+2χαΦ)dx\displaystyle=\int_{\mathbb{R}^{3}}x\bigl((\Delta\chi_{\alpha})\Phi+2\nabla\chi_{\alpha}\cdot\nabla\Phi\bigr)\,\mathrm{d}x
=3Φχαdx+3x(χαΦ)dx.\displaystyle=-\int_{\mathbb{R}^{3}}\Phi\nabla\chi_{\alpha}\,\mathrm{d}x+\int_{\mathbb{R}^{3}}x(\nabla\chi_{\alpha}\cdot\nabla\Phi)\,\mathrm{d}x.

Write χα(r)=ddrχ(r/Rα)\chi_{\alpha}^{\prime}(r)=\frac{\mathrm{d}}{\mathrm{d}r}\chi(r/R^{\alpha}). Since Φ=cosθ/(2r2)\Phi=\cos\theta/(2r^{2}) and rΦ=cosθ/r3\partial_{r}\Phi=-\cos\theta/r^{3}, the last line equals

32(0χα(r)dr)02π0πcosθr^sinθdθdφ.-\frac{3}{2}\left(\int_{0}^{\infty}\chi_{\alpha}^{\prime}(r)\,\mathrm{d}r\right)\int_{0}^{2\pi}\!\int_{0}^{\pi}\cos\theta\,\widehat{r}\,\sin\theta\,\mathrm{d}\theta\,\mathrm{d}\varphi.

The radial integral is one. The first two angular components vanish, and the third is

2π0πcos2θsinθ𝑑θ=4π3.2\pi\int_{0}^{\pi}\cos^{2}\theta\sin\theta\,\mathrm{d}\theta=\frac{4\pi}{3}.

This proves (2.3). ∎

The next proposition shows that the truncated block H¯R\bar{H}_{R} satisfies the traveling Euler-profile equation up to error terms. We also compute RH¯R\partial_{R}\bar{H}_{R}, because the scale varies along the moving trajectory. We use the following Bogovskiĭ notation; see [9, 51] and, for the scaling-invariant LpL^{p} bound used below, [1]. If f=(f1,f2,f3)f=(f_{1},f_{2},f_{3}) is a vector field supported in a ball BrB_{r} and Brfi𝑑x=0\int_{B_{r}}f_{i}\,\mathrm{d}x=0 for each ii, we define the componentwise Bogovskiĭ tensor by

(rf)ij:=(rfi)j.(\mathcal{B}_{r}f)_{ij}:=(\mathcal{B}_{r}f_{i})_{j}.

It is extended by zero outside BrB_{r} and satisfies

divrf=f,supprfB¯r,rfLpCrfLp,1<p<.\operatorname{div}\mathcal{B}_{r}f=f,\qquad\operatorname{supp}\mathcal{B}_{r}f\subseteq\overline{B}_{r},\qquad\|\mathcal{B}_{r}f\|_{L^{p}}\leq Cr\|f\|_{L^{p}},\quad 1<p<\infty.

This componentwise tensor is not required to be symmetric; symmetry is restored later by the symmetric inverse-divergence operator on the torus.

Proposition 2.4.

Let α(0,2/3)\alpha\in(0,2/3). Then the truncated block H¯R\bar{H}_{R} satisfies the following identities in the sense of distributions on 3\mathbb{R}^{3}.

1R3H¯R+div(H¯RH¯R)+P1=divF1,\frac{1}{R}\,\partial_{3}\bar{H}_{R}+\operatorname{div}(\bar{H}_{R}\otimes\bar{H}_{R})+\nabla P_{1}=\operatorname{div}F_{1}, (2.7)
RH¯R=1RH¯R+P2+divF2,\partial_{R}\bar{H}_{R}=\frac{1}{R}\bar{H}_{R}+\nabla P_{2}+\operatorname{div}F_{2}, (2.8)

where the error and pressure terms have the following properties:

  1. 1.

    After fixing the additive constant in P1P_{1},

    suppP1,suppP2,suppF1,suppF2B¯2Rα(0).\operatorname{supp}P_{1},\ \operatorname{supp}P_{2},\ \operatorname{supp}F_{1},\ \operatorname{supp}F_{2}\subseteq\overline{B}_{2R^{\alpha}}(0).
  2. 2.

    For every p(1,)p\in(1,\infty), F1LpCR26α+3α/p\|F_{1}\|_{L^{p}}\leq CR^{2-6\alpha+3\alpha/p} and F2LpCR2/p4/3\|F_{2}\|_{L^{p}}\leq CR^{2/p-4/3}.

  3. 3.
    P2LCR3α,2P2LCR4α,divF2LCR2,\|\nabla P_{2}\|_{L^{\infty}}\leq CR^{-3\alpha},\qquad\|\nabla^{2}P_{2}\|_{L^{\infty}}\leq CR^{-4\alpha},\qquad\|\operatorname{div}F_{2}\|_{L^{\infty}}\leq CR^{-2},

    and, away from the spherical interface,

    divF2L(3BR2/3)CR8/3.\|\nabla\operatorname{div}F_{2}\|_{L^{\infty}(\mathbb{R}^{3}\setminus\partial B_{R^{2/3}})}\leq CR^{-8/3}.
Proof.

The calculation follows the localization mechanism in [14, Proposition 2.1]. Since H¯R=HRΠR\bar{H}_{R}=H_{R}-\nabla\Pi_{R} and HRH_{R} satisfies (2.1), we have

1R3H¯R+1R3ΠR+div(H¯RH¯R)+div(ΠRH¯R)+div(H¯RΠR)+div(ΠRΠR)+PR=0.\frac{1}{R}\,\partial_{3}\bar{H}_{R}+\frac{1}{R}\,\partial_{3}\nabla\Pi_{R}+\operatorname{div}(\bar{H}_{R}\otimes\bar{H}_{R})+\operatorname{div}(\nabla\Pi_{R}\otimes\bar{H}_{R})\\ +\operatorname{div}(\bar{H}_{R}\otimes\nabla\Pi_{R})+\operatorname{div}(\nabla\Pi_{R}\otimes\nabla\Pi_{R})+\nabla P_{R}=0.

We use the identity

div(ΠRΠR)=(ΔΠR)ΠR+12|ΠR|2.\operatorname{div}(\nabla\Pi_{R}\otimes\nabla\Pi_{R})=(\Delta\Pi_{R})\nabla\Pi_{R}+\frac{1}{2}\nabla|\nabla\Pi_{R}|^{2}.

The vector field gR:=(ΔΠR)ΠRg_{R}:=(\Delta\Pi_{R})\nabla\Pi_{R} is supported in A¯R\overline{A}_{R}. To apply 2Rα\mathcal{B}_{2R^{\alpha}}, we verify that it has zero mean. The identity

gR=div(ΠRΠR12|ΠR|2I)g_{R}=\operatorname{div}\!\left(\nabla\Pi_{R}\otimes\nabla\Pi_{R}-\frac{1}{2}|\nabla\Pi_{R}|^{2}I\right)

and the exterior decay ΠR=RΦ=O(R|x|3)\nabla\Pi_{R}=R\nabla\Phi=O(R|x|^{-3}) show, by integration over BLB_{L} and passage to the limit LL\to\infty, that

3gR𝑑x=0.\int_{\mathbb{R}^{3}}g_{R}\,\mathrm{d}x=0.

Indeed, the boundary flux is O(R2L4)O(R^{2}L^{-4}). Thus every component of gRg_{R} satisfies the compatibility condition for the componentwise Bogovskiĭ operator.

Equation (2.7) for the truncated block follows upon setting

P1=PR+1R3ΠR+12|ΠR|2,P_{1}=P_{R}+\frac{1}{R}\partial_{3}\Pi_{R}+\frac{1}{2}|\nabla\Pi_{R}|^{2},
F1=ΠRH¯RH¯RΠR2RαgR.F_{1}=-\nabla\Pi_{R}\otimes\bar{H}_{R}-\bar{H}_{R}\otimes\nabla\Pi_{R}-\mathcal{B}_{2R^{\alpha}}g_{R}. (2.9)

On the exterior of B2RαB_{2R^{\alpha}}, we have ΠR=HR\nabla\Pi_{R}=H_{R} and ΔΠR=0\Delta\Pi_{R}=0. The potential-flow form of (2.1) therefore implies P1=0\nabla P_{1}=0 there. We fix the additive constant so that P1=0P_{1}=0 in the exterior. The stated support properties of P1P_{1} and F1F_{1} now follow from the support-preserving property of 2Rα\mathcal{B}_{2R^{\alpha}}.

The support of ΠRH¯R\nabla\Pi_{R}\otimes\bar{H}_{R} lies in A¯R\overline{A}_{R} by Lemma 2.3. On this annulus,

|H¯R|+|ΠR|CR13α,|2ΠR|CR14α.|\bar{H}_{R}|+|\nabla\Pi_{R}|\leq CR^{1-3\alpha},\qquad|\nabla^{2}\Pi_{R}|\leq CR^{1-4\alpha}.

Since |AR|CR3α|A_{R}|\leq CR^{3\alpha}, it follows that

ΠRH¯R+H¯RΠRLp\displaystyle\|\nabla\Pi_{R}\otimes\bar{H}_{R}+\bar{H}_{R}\otimes\nabla\Pi_{R}\|_{L^{p}} CR26α+3αp,\displaystyle\leq CR^{2-6\alpha+\frac{3\alpha}{p}},
gRLp\displaystyle\|g_{R}\|_{L^{p}} CR27α+3αp.\displaystyle\leq CR^{2-7\alpha+\frac{3\alpha}{p}}.

The scale-RαR^{\alpha} Bogovskiĭ estimate then yields

2RαgRLpCRαgRLpCR26α+3αp.\|\mathcal{B}_{2R^{\alpha}}g_{R}\|_{L^{p}}\leq CR^{\alpha}\|g_{R}\|_{L^{p}}\leq CR^{2-6\alpha+\frac{3\alpha}{p}}.

Combining the preceding estimates with (2.9) proves the bound for F1F_{1}.

Next, we compute RHR\partial_{R}H_{R}.

RHR=1RHR23xRHR=1RHR23div(HRxR).\partial_{R}H_{R}=-\frac{1}{R}H_{R}-\frac{2}{3}\frac{x}{R}\cdot\nabla H_{R}=\frac{1}{R}H_{R}-\frac{2}{3}\operatorname{div}\!\left(H_{R}\otimes\frac{x}{R}\right).

Differentiating the cutoff term as well gives

RH¯R=1RH¯R(RΦRχα)23DR,DR:=div(HRxR).\partial_{R}\bar{H}_{R}=\frac{1}{R}\bar{H}_{R}-\nabla(R\Phi\,\partial_{R}\chi_{\alpha})-\frac{2}{3}D_{R},\qquad D_{R}:=\operatorname{div}\!\left(H_{R}\otimes\frac{x}{R}\right). (2.10)

In the exterior region, HR=RΦH_{R}=R\nabla\Phi is homogeneous of degree 3-3, and therefore DR=0D_{R}=0 for |x|>R2/3|x|>R^{2/3}. Thus suppDRB¯R2/3\operatorname{supp}D_{R}\subseteq\overline{B}_{R^{2/3}}. Integrating (2.10) and using (2.3), we also obtain

3DRdx=32RR(1R3H¯Rdx)=0.\int_{\mathbb{R}^{3}}D_{R}\,\mathrm{d}x=-\frac{3}{2}R\,\partial_{R}\!\left(\frac{1}{R}\int_{\mathbb{R}^{3}}\bar{H}_{R}\,\mathrm{d}x\right)=0.

We may therefore set

P2:=RΦRχα,F2:=23R2/3DR.P_{2}:=-R\Phi\,\partial_{R}\chi_{\alpha},\qquad F_{2}:=-\frac{2}{3}\mathcal{B}_{R^{2/3}}D_{R}.

This proves (2.8). From (2.4),

DRLpCR2+2p,DRLCR2,DRL(3BR2/3)CR8/3.\|D_{R}\|_{L^{p}}\leq CR^{-2+\frac{2}{p}},\qquad\|D_{R}\|_{L^{\infty}}\leq CR^{-2},\qquad\|\nabla D_{R}\|_{L^{\infty}(\mathbb{R}^{3}\setminus\partial B_{R^{2/3}})}\leq CR^{-8/3}.

The scale-R2/3R^{2/3} Bogovskiĭ estimate gives

F2LpCR2/3DRLpCR2p43.\|F_{2}\|_{L^{p}}\leq CR^{2/3}\|D_{R}\|_{L^{p}}\leq CR^{\frac{2}{p}-\frac{4}{3}}.

Finally,

Rχα(x)=αR(xRαχ(xRα))\partial_{R}\chi_{\alpha}(x)=-\frac{\alpha}{R}\left(\frac{x}{R^{\alpha}}\cdot\nabla\chi\!\left(\frac{x}{R^{\alpha}}\right)\right)

is supported in A¯R\overline{A}_{R}. The bounds for P2P_{2}, divF2=23DR\operatorname{div}F_{2}=-\frac{2}{3}D_{R}, and its piecewise gradient now follow directly. ∎

Corollary 2.5 (Mollified Hill block).

Fix p(1,)p\in(1,\infty) and a radial function ρCc(B1)\rho\in C_{c}^{\infty}(B_{1}) such that ρ0\rho\geq 0 and 3ρ𝑑x=1\int_{\mathbb{R}^{3}}\rho\,\mathrm{d}x=1. Set

β:=143+3α2p6α,ρRβ(x):=R3βρ(x/Rβ),H~R:=ρRβH¯R.\beta:=\frac{14}{3}+\frac{3\alpha-2}{p}-6\alpha,\qquad\rho_{R^{\beta}}(x):=R^{-3\beta}\rho(x/R^{\beta}),\qquad\widetilde{H}_{R}:=\rho_{R^{\beta}}\ast\bar{H}_{R}.

Then β>2/3\beta>2/3, and there exist P~1,P~2,F~1,F~2\widetilde{P}_{1},\widetilde{P}_{2},\widetilde{F}_{1},\widetilde{F}_{2} such that

1R3H~R+div(H~RH~R)+P~1\displaystyle\frac{1}{R}\partial_{3}\widetilde{H}_{R}+\operatorname{div}(\widetilde{H}_{R}\otimes\widetilde{H}_{R})+\nabla\widetilde{P}_{1} =divF~1,\displaystyle=\operatorname{div}\widetilde{F}_{1}, (2.11)
RH~R\displaystyle\partial_{R}\widetilde{H}_{R} =1RH~R+P~2+divF~2.\displaystyle=\frac{1}{R}\widetilde{H}_{R}+\nabla\widetilde{P}_{2}+\operatorname{div}\widetilde{F}_{2}. (2.12)

Moreover,

F~1LpCR26α+3αp,F~2LpCR2p43,\|\widetilde{F}_{1}\|_{L^{p}}\leq CR^{2-6\alpha+\frac{3\alpha}{p}},\qquad\|\widetilde{F}_{2}\|_{L^{p}}\leq CR^{\frac{2}{p}-\frac{4}{3}},

and

P~2LCR3α,2P~2LCR4α,divF~2LCR2,\|\nabla\widetilde{P}_{2}\|_{L^{\infty}}\leq CR^{-3\alpha},\qquad\|\nabla^{2}\widetilde{P}_{2}\|_{L^{\infty}}\leq CR^{-4\alpha},\qquad\|\operatorname{div}\widetilde{F}_{2}\|_{L^{\infty}}\leq CR^{-2},
divF~2LCR2β.\|\nabla\operatorname{div}\widetilde{F}_{2}\|_{L^{\infty}}\leq CR^{-2-\beta}. (2.13)

For every 1<q1<q\leq\infty, the mollified profile also satisfies

H~RLqCR2q1,H~RLqCR2q53,2H~RLqCR2q53β,\|\widetilde{H}_{R}\|_{L^{q}}\leq CR^{\frac{2}{q}-1},\qquad\|\nabla\widetilde{H}_{R}\|_{L^{q}}\leq CR^{\frac{2}{q}-\frac{5}{3}},\qquad\|\nabla^{2}\widetilde{H}_{R}\|_{L^{q}}\leq CR^{\frac{2}{q}-\frac{5}{3}-\beta},

and

divH~RLqCR14α+3αq.\|\operatorname{div}\widetilde{H}_{R}\|_{L^{q}}\leq CR^{1-4\alpha+\frac{3\alpha}{q}}.

At q=1q=1, the corresponding endpoint estimates are

H~RL1CR(1+|logR|),H~RL1CR1/3,\|\widetilde{H}_{R}\|_{L^{1}}\leq CR(1+|\log R|),\qquad\|\nabla\widetilde{H}_{R}\|_{L^{1}}\leq CR^{1/3},
2H~RL1CR1/3β,divH~RL1CR1α.\|\nabla^{2}\widetilde{H}_{R}\|_{L^{1}}\leq CR^{1/3-\beta},\qquad\|\operatorname{div}\widetilde{H}_{R}\|_{L^{1}}\leq CR^{1-\alpha}.

The fields H~R\widetilde{H}_{R}, P~1\widetilde{P}_{1}, P~2\widetilde{P}_{2}, F~1\widetilde{F}_{1}, and F~2\widetilde{F}_{2} are supported in B¯3Rα(0)\overline{B}_{3R^{\alpha}}(0), and

1R3H~R𝑑x=2πe3.\frac{1}{R}\int_{\mathbb{R}^{3}}\widetilde{H}_{R}\,\mathrm{d}x=-2\pi e_{3}.
Proof.

Mollifying (2.7) in space gives (2.11) with

P~1:=P1ρRβ\widetilde{P}_{1}:=P_{1}\ast\rho_{R^{\beta}}

and

F~1:=F1ρRβ+H~RH~R(H¯RH¯R)ρRβ.\widetilde{F}_{1}:=F_{1}\ast\rho_{R^{\beta}}+\widetilde{H}_{R}\otimes\widetilde{H}_{R}-(\bar{H}_{R}\otimes\bar{H}_{R})\ast\rho_{R^{\beta}}.

Young’s convolution inequality gives ρRβF1LpCR26α+3α/p\|\rho_{R^{\beta}}\ast F_{1}\|_{L^{p}}\leq CR^{2-6\alpha+3\alpha/p}. Set

𝒞R:=(H¯RH¯R)ρRβ(H¯RρRβ)(H¯RρRβ).\mathcal{C}_{R}:=(\bar{H}_{R}\otimes\bar{H}_{R})\ast\rho_{R^{\beta}}-(\bar{H}_{R}\ast\rho_{R^{\beta}})\otimes(\bar{H}_{R}\ast\rho_{R^{\beta}}).

Then

𝒞RLp\displaystyle\|\mathcal{C}_{R}\|_{L^{p}} CRβH¯RL2pH¯RL2p\displaystyle\leq CR^{\beta}\|\bar{H}_{R}\|_{L^{2p}}\|\nabla\bar{H}_{R}\|_{L^{2p}}
CRβ+2p83=CR26α+3αp.\displaystyle\leq CR^{\beta+\frac{2}{p}-\frac{8}{3}}=CR^{2-6\alpha+\frac{3\alpha}{p}}.

Here we used precisely the stated choice of β\beta. Since 3α2<03\alpha-2<0 and p>1p>1,

β>143+(3α2)6α=833α>23.\beta>\frac{14}{3}+(3\alpha-2)-6\alpha=\frac{8}{3}-3\alpha>\frac{2}{3}.

This proves the estimate for F~1\widetilde{F}_{1}.

We next compute the derivative with respect to RR. Since the mollification scale depends on RR,

RH~R=(RH¯R)ρRβ+H¯RRρRβ.\partial_{R}\widetilde{H}_{R}=(\partial_{R}\bar{H}_{R})\ast\rho_{R^{\beta}}+\bar{H}_{R}\ast\partial_{R}\rho_{R^{\beta}}.

Mollifying (2.8) gives

(RH¯R)ρRβ=1RH~R+(P2ρRβ)+div(F2ρRβ).(\partial_{R}\bar{H}_{R})\ast\rho_{R^{\beta}}=\frac{1}{R}\widetilde{H}_{R}+\nabla(P_{2}\ast\rho_{R^{\beta}})+\operatorname{div}(F_{2}\ast\rho_{R^{\beta}}).

For vector fields F,GF,G, define the second-order tensor FGF\circledast G by (FG)ij:=FiGj(F\circledast G)_{ij}:=F_{i}\ast G_{j}, and set

KR(x):=xRρRβ(x).K_{R}(x):=\frac{x}{R}\rho_{R^{\beta}}(x).

A direct differentiation of the rescaled kernel gives

RρRβ=βR(3ρRβ+xρRβ)=βdivKR.\partial_{R}\rho_{R^{\beta}}=-\frac{\beta}{R}\left(3\rho_{R^{\beta}}+x\cdot\nabla\rho_{R^{\beta}}\right)=-\beta\,\operatorname{div}K_{R}.

Consequently,

H¯RRρRβ=βdiv(H¯RKR).\bar{H}_{R}\ast\partial_{R}\rho_{R^{\beta}}=-\beta\,\operatorname{div}(\bar{H}_{R}\circledast K_{R}).

Thus (2.12) holds with

P~2:=P2ρRβ,F~2:=F2ρRββH¯RKR.\widetilde{P}_{2}:=P_{2}\ast\rho_{R^{\beta}},\qquad\widetilde{F}_{2}:=F_{2}\ast\rho_{R^{\beta}}-\beta\,\bar{H}_{R}\circledast K_{R}.

The kernel satisfies KRL1CRβ1\|K_{R}\|_{L^{1}}\leq CR^{\beta-1} and KRL1CR1\|\nabla K_{R}\|_{L^{1}}\leq CR^{-1}. Hence

H¯RKRLpCKRL1H¯RLpCRβ+2p2CR2p43.\displaystyle\|\bar{H}_{R}\circledast K_{R}\|_{L^{p}}\leq C\|K_{R}\|_{L^{1}}\|\bar{H}_{R}\|_{L^{p}}\leq CR^{\beta+\frac{2}{p}-2}\leq CR^{\frac{2}{p}-\frac{4}{3}}.

We used β>2/3\beta>2/3 in the last inequality. Similarly,

div(H¯RKR)L\displaystyle\|\operatorname{div}(\bar{H}_{R}\circledast K_{R})\|_{L^{\infty}} CKRL1H¯RLCRβ83CR2,\displaystyle\leq C\|K_{R}\|_{L^{1}}\|\nabla\bar{H}_{R}\|_{L^{\infty}}\leq CR^{\beta-\frac{8}{3}}\leq CR^{-2},
div(H¯RKR)L\displaystyle\|\nabla\operatorname{div}(\bar{H}_{R}\circledast K_{R})\|_{L^{\infty}} CKRL1H¯RLCR8/3.\displaystyle\leq C\|\nabla K_{R}\|_{L^{1}}\|\nabla\bar{H}_{R}\|_{L^{\infty}}\leq CR^{-8/3}.

Since 0<R<10<R<1 and β>2/3\beta>2/3,

R8/3R2β.R^{-8/3}\leq R^{-2-\beta}.

Thus this term satisfies the bound asserted in (2.13). Because HH is only Lipschitz, two derivatives cannot be taken uniformly across the spherical interface before mollification. Instead, we place one derivative on the mollifier:

div(F2ρRβ)LCdivF2LρRβL1CR2β.\|\nabla\operatorname{div}(F_{2}\ast\rho_{R^{\beta}})\|_{L^{\infty}}\leq C\|\operatorname{div}F_{2}\|_{L^{\infty}}\|\nabla\rho_{R^{\beta}}\|_{L^{1}}\leq CR^{-2-\beta}.

Together with the preceding estimates and Young’s inequality, this proves all asserted bounds for P~2\widetilde{P}_{2} and F~2\widetilde{F}_{2}.

The estimates for H~R\widetilde{H}_{R} follow from Lemma 2.3; for the second derivative, use

2H~RLqH¯RLqρRβL1CR2q53β.\|\nabla^{2}\widetilde{H}_{R}\|_{L^{q}}\leq\|\nabla\bar{H}_{R}\|_{L^{q}}\|\nabla\rho_{R^{\beta}}\|_{L^{1}}\leq CR^{\frac{2}{q}-\frac{5}{3}-\beta}.

Convolution preserves the integral. Finally, β>2/3>α\beta>2/3>\alpha implies Rβ<RαR^{\beta}<R^{\alpha}, so convolution enlarges each support by at most RβR^{\beta}; this yields the stated support in B¯3Rα\overline{B}_{3R^{\alpha}}. ∎

For e𝕊2e\in\mathbb{S}^{2}, we use the rotated notation

H~R,e(x):=QeH~R(QeTx),P~j,R,e(x):=P~j(QeTx),\widetilde{H}_{R,e}(x):=Q_{e}\widetilde{H}_{R}(Q_{e}^{T}x),\qquad\widetilde{P}_{j,R,e}(x):=\widetilde{P}_{j}(Q_{e}^{T}x),

and

F~j,R,e(x):=QeF~j(QeTx)QeT,j{1,2}.\widetilde{F}_{j,R,e}(x):=Q_{e}\widetilde{F}_{j}(Q_{e}^{T}x)Q_{e}^{T},\qquad j\in\{1,2\}.

Equations (2.11)–(2.12) and all the preceding estimates are rotation invariant, while

1R3H~R,e𝑑x=2πe.\frac{1}{R}\int_{\mathbb{R}^{3}}\widetilde{H}_{R,e}\,\mathrm{d}x=-2\pi e.

3 The moving Hill block

We now modulate the amplitude and scale of the localized Hill profile and translate its center along a time-dependent trajectory. The velocity of the center is chosen to match the intrinsic traveling speed of the profile; this cancels the leading transport term against the quadratic Euler term. Scale and amplitude modulation leave a distinguished vector source whose spatial mean is prescribed by (2.3). All remaining terms are placed in a symmetric stress. A Helmholtz correction restores incompressibility, and the final corollary incorporates viscosity.

Proposition 3.1 (Moving Hill block).

Let II\subset\mathbb{R} be an interval, fix e𝕊2e\in\mathbb{S}^{2} and p(1,)p\in(1,\infty), and choose

β=143+3α2p6α\beta=\frac{14}{3}+\frac{3\alpha-2}{p}-6\alpha

as in Corollary 2.5. Shrinking R0R_{0} if necessary, assume

3R0α<12.3R_{0}^{\alpha}<\frac{1}{2}.

Let

ηCc(I),C1(𝕋3,(0,R0]).\eta\in C_{c}^{\infty}(I),\qquad\mathfrak{R}\in C^{1}(\mathbb{T}^{3};(0,R_{0}]).

Choose t0It_{0}\in I and x0𝕋3x_{0}\in\mathbb{T}^{3}, and let XX solve

{X(t)=η(t)(X(t))e,X(t0)=x0.\begin{cases}X^{\prime}(t)=-\dfrac{\eta(t)}{\mathfrak{R}(X(t))}e,\\ X(t_{0})=x_{0}.\end{cases} (3.1)

Set R(t):=(X(t))R(t):=\mathfrak{R}(X(t)).

Define the principal block

Vp(x,t):=η(t)H~R(t),e(xX(t)).V^{p}(x,t):=\eta(t)\,\widetilde{H}_{R(t),e}(x-X(t)). (3.2)

We suppress the parameters RR and ee on the pressure and error terms when no confusion can arise. The profile identities are

1ReH~R,e+div(H~R,eH~R,e)+P~1=divF~1,\frac{1}{R}\,e\cdot\nabla\widetilde{H}_{R,e}+\operatorname{div}(\widetilde{H}_{R,e}\otimes\widetilde{H}_{R,e})+\nabla\widetilde{P}_{1}=\operatorname{div}\widetilde{F}_{1},
RH~R,e=1RH~R,e+P~2+divF~2.\partial_{R}\widetilde{H}_{R,e}=\frac{1}{R}\widetilde{H}_{R,e}+\nabla\widetilde{P}_{2}+\operatorname{div}\widetilde{F}_{2}.

The support condition on R0R_{0} allows the compactly supported Euclidean profiles to be periodized on 𝕋3=(/)3\mathbb{T}^{3}=(\mathbb{R}/\mathbb{Z})^{3} without overlap between distinct copies.

Since VpV^{p} is periodic,

𝕋3divVp(x,t)𝑑x=0,\int_{\mathbb{T}^{3}}\operatorname{div}V^{p}(x,t)\,\mathrm{d}x=0,

so the periodic inverse Laplacian below is well defined on divVp\operatorname{div}V^{p}. To restore incompressibility on 𝕋3\mathbb{T}^{3}, define

Vc:=Δ1divVp,V:=Vp+Vc.V^{c}:=-\nabla\Delta^{-1}\operatorname{div}V^{p},\qquad V:=V^{p}+V^{c}.

Then

𝕋3Vc(x,t)𝑑x=0,divV(,t)=0\int_{\mathbb{T}^{3}}V^{c}(x,t)\,\mathrm{d}x=0,\qquad\operatorname{div}V(\cdot,t)=0

for every tIt\in I, and

tV+div(VV)+P\displaystyle\partial_{t}V+\operatorname{div}(V\otimes V)+\nabla P =ddt(η(t)R(t))1R(t)H~R(t),e(xX(t))+divF,\displaystyle=\frac{\mathrm{d}}{\mathrm{d}t}(\eta(t)R(t))\frac{1}{R(t)}\widetilde{H}_{R(t),e}(x-X(t))+\operatorname{div}F, (3.3)

where FF is a symmetric matrix field. The following estimates hold:

  1. 1.

    The stress satisfies

    FLtLx1CηL2RκL(I)(1+logL),\|F\|_{L_{t}^{\infty}L_{x}^{1}}\leq C\|\eta\|_{L^{\infty}}^{2}\|R^{\kappa}\|_{L^{\infty}(I)}(1+\|\nabla\log\mathfrak{R}\|_{L^{\infty}}),

    where

    κ=min{2+3α2p4α,26α+3αp,2p43}.\kappa=\min\left\{\frac{2+3\alpha}{2p}-4\alpha,2-6\alpha+\frac{3\alpha}{p},\frac{2}{p}-\frac{4}{3}\right\}.
  2. 2.

    For every q(1,)q\in(1,\infty), the displayed spatial estimates below are understood uniformly in tIt\in I; all powers of the variable R(t)R(t) are taken in L(I)L^{\infty}(I), and all unlabelled norms of \mathfrak{R} are over 𝕋3\mathbb{T}^{3}:

    VLtLxq\displaystyle\|V\|_{L_{t}^{\infty}L_{x}^{q}} CηR2q1L(I),\displaystyle\leq C\|\eta\|_{\infty}\|R^{\frac{2}{q}-1}\|_{L^{\infty}(I)},
    VLtLxq\displaystyle\|\nabla V\|_{L_{t}^{\infty}L_{x}^{q}} CηR2q53L(I),\displaystyle\leq C\|\eta\|_{\infty}\|R^{\frac{2}{q}-\frac{5}{3}}\|_{L^{\infty}(I)},
    tVLtLxq\displaystyle\|\partial_{t}V\|_{L_{t}^{\infty}L_{x}^{q}} Cη2R3L(I)(1+)+CηR1L(I),\displaystyle\leq C\|\eta\|_{\infty}^{2}\|R^{-3}\|_{L^{\infty}(I)}(1+\|\nabla\mathfrak{R}\|_{\infty})+C\|\eta^{\prime}\|_{\infty}\|R^{-1}\|_{L^{\infty}(I)},
    tVLtLxq\displaystyle\|\partial_{t}\nabla V\|_{L_{t}^{\infty}L_{x}^{q}} Cη2R3βL(I)(1+)+CηR53L(I).\displaystyle\leq C\|\eta\|_{\infty}^{2}\|R^{-3-\beta}\|_{L^{\infty}(I)}(1+\|\nabla\mathfrak{R}\|_{\infty})+C\|\eta^{\prime}\|_{\infty}\|R^{-\frac{5}{3}}\|_{L^{\infty}(I)}.
  3. 3.

    For every q(1,)q\in(1,\infty), R1H~R,eLqCR2q2\|R^{-1}\widetilde{H}_{R,e}\|_{L^{q}}\leq CR^{\frac{2}{q}-2}, and

    𝕋31RH~R,e𝑑x=2πe.\int_{\mathbb{T}^{3}}\frac{1}{R}\widetilde{H}_{R,e}\,\mathrm{d}x=-2\pi e.

In particular,

𝕋3V(x,t)𝑑x=2πη(t)R(t)e.\int_{\mathbb{T}^{3}}V(x,t)\,\mathrm{d}x=-2\pi\eta(t)R(t)e.

Thus the block is not itself mean zero; the distinguished vector source in (3.3) is exactly the time derivative of its spatial mean.

Proof.

Write Y:=xX(t)Y:=x-X(t). Differentiating (3.2) gives

tVp(x,t)\displaystyle\partial_{t}V^{p}(x,t) =η(t)H~R(t),e(Y)η(t)X(t)H~R(t),e(Y)\displaystyle=\eta^{\prime}(t)\widetilde{H}_{R(t),e}(Y)-\eta(t)X^{\prime}(t)\cdot\nabla\widetilde{H}_{R(t),e}(Y)
+η(t)R(t)[RH~R,e]R=R(t)(Y).\displaystyle\quad+\eta(t)R^{\prime}(t)\left[\partial_{R}\widetilde{H}_{R,e}\right]_{R=R(t)}(Y). (3.4)

Moreover,

div(VpVp)(x,t)=η(t)2div(H~R(t),eH~R(t),e)(Y).\operatorname{div}(V^{p}\otimes V^{p})(x,t)=\eta(t)^{2}\,\operatorname{div}\bigl(\widetilde{H}_{R(t),e}\otimes\widetilde{H}_{R(t),e}\bigr)(Y).

By Corollary 2.5,

div(H~R,eH~R,e)+P~1=1R(e)H~R,e+divF~1.\operatorname{div}(\widetilde{H}_{R,e}\otimes\widetilde{H}_{R,e})+\nabla\widetilde{P}_{1}=-\frac{1}{R}(e\cdot\nabla)\widetilde{H}_{R,e}+\operatorname{div}\widetilde{F}_{1}.

The scale derivative satisfies

RH~R,e=1RH~R,e+P~2+divF~2.\partial_{R}\widetilde{H}_{R,e}=\frac{1}{R}\widetilde{H}_{R,e}+\nabla\widetilde{P}_{2}+\operatorname{div}\widetilde{F}_{2}.

Combining these identities with the trajectory equation (3.1), the transport term cancels and we obtain

tVp+div(VpVp)+Pp=ddt(ηR)1RH~R,e(Y)+divA,\partial_{t}V^{p}+\operatorname{div}(V^{p}\otimes V^{p})+\nabla P^{p}=\frac{\mathrm{d}}{\mathrm{d}t}(\eta R)\frac{1}{R}\widetilde{H}_{R,e}(Y)+\operatorname{div}A, (3.5)

where all profiles on the right are evaluated at R=R(t)R=R(t), and

Pp(x,t):=η(t)2P~1,R(t),e(Y)η(t)R(t)P~2,R(t),e(Y),P^{p}(x,t):=\eta(t)^{2}\widetilde{P}_{1,R(t),e}(Y)-\eta(t)R^{\prime}(t)\widetilde{P}_{2,R(t),e}(Y),
A(x,t):=η(t)2F~1,R(t),e(Y)+η(t)R(t)F~2,R(t),e(Y).A(x,t):=\eta(t)^{2}\widetilde{F}_{1,R(t),e}(Y)+\eta(t)R^{\prime}(t)\widetilde{F}_{2,R(t),e}(Y).

Since tVc=tΔ1divVp\partial_{t}V^{c}=-\nabla\partial_{t}\Delta^{-1}\operatorname{div}V^{p}, this term can be absorbed into the pressure. Let \mathcal{R} denote the symmetric inverse-divergence operator on 𝕋3\mathbb{T}^{3} introduced in [42]; we use its LpL^{p} and order-(1)(-1) bounds in the form established in [23, 26]. The vector field divA\operatorname{div}A has zero spatial mean, and hence

div(divA)=divA.\operatorname{div}\mathcal{R}(\operatorname{div}A)=\operatorname{div}A.

Define

P\displaystyle P :=Pp+tΔ1divVp,\displaystyle:=P^{p}+\partial_{t}\Delta^{-1}\operatorname{div}V^{p},
F\displaystyle F :=(divA)+VpVc+VcVp+VcVc.\displaystyle:=\mathcal{R}(\operatorname{div}A)+V^{p}\otimes V^{c}+V^{c}\otimes V^{p}+V^{c}\otimes V^{c}. (3.6)

The tensor FF is symmetric. Adding the equation for VcV^{c} to (3.5) now proves (3.3).

It remains to establish the estimates. The chain rule and (3.1) give

R(t)=(X(t))X(t)=η(t)elog(X(t)).R^{\prime}(t)=\nabla\mathfrak{R}(X(t))\cdot X^{\prime}(t)=-\eta(t)e\cdot\nabla\log\mathfrak{R}(X(t)). (3.7)

Set F3:=(divA)F_{3}:=\mathcal{R}(\operatorname{div}A). Since div\mathcal{R}\operatorname{div} is a Calderón–Zygmund operator on 𝕋3\mathbb{T}^{3} [74], Corollary 2.5 and (3.7) give

F3LtLx1\displaystyle\|F_{3}\|_{L_{t}^{\infty}L_{x}^{1}} CF3LtLxp\displaystyle\leq C\|F_{3}\|_{L_{t}^{\infty}L_{x}^{p}}
CηL2(R26α+3αpL(I)+logLR2p43L(I)).\displaystyle\leq C\|\eta\|_{L^{\infty}}^{2}\left(\|R^{2-6\alpha+\frac{3\alpha}{p}}\|_{L^{\infty}(I)}+\|\nabla\log\mathfrak{R}\|_{L^{\infty}}\|R^{\frac{2}{p}-\frac{4}{3}}\|_{L^{\infty}(I)}\right). (3.8)

We use two complementary bounds for the Helmholtz correction. For every s(1,)s\in(1,\infty), Calderón–Zygmund boundedness gives

VcLsCVpLs,\|V^{c}\|_{L^{s}}\leq C\|V^{p}\|_{L^{s}},

while Poincaré’s inequality and the definition of VcV^{c} give

VcLsCVcLsCdivVpLs.\|V^{c}\|_{L^{s}}\leq C\|\nabla V^{c}\|_{L^{s}}\leq C\|\operatorname{div}V^{p}\|_{L^{s}}.

In particular, at s=2ps=2p,

VpL2pCηLR1p1,VcL2pCηLR14α+3α2p.\|V^{p}\|_{L^{2p}}\leq C\|\eta\|_{L^{\infty}}R^{\frac{1}{p}-1},\qquad\|V^{c}\|_{L^{2p}}\leq C\|\eta\|_{L^{\infty}}R^{1-4\alpha+\frac{3\alpha}{2p}}.

The first of the two correction bounds also implies VcVcLpCVpL2pVcL2p\|V^{c}\otimes V^{c}\|_{L^{p}}\leq C\|V^{p}\|_{L^{2p}}\|V^{c}\|_{L^{2p}}. Therefore,

VpVc+VcVp+VcVcLpCηL2R2+3α2p4α.\|V^{p}\otimes V^{c}+V^{c}\otimes V^{p}+V^{c}\otimes V^{c}\|_{L^{p}}\leq C\|\eta\|_{L^{\infty}}^{2}R^{\frac{2+3\alpha}{2p}-4\alpha}. (3.9)

Combining (3.8), (3.9), and (3.6), and using |𝕋3|=1|\mathbb{T}^{3}|=1, yields the asserted stress estimate with

κ=min{2+3α2p4α, 26α+3αp,2p43}.\kappa=\min\left\{\frac{2+3\alpha}{2p}-4\alpha,\,2-6\alpha+\frac{3\alpha}{p},\,\frac{2}{p}-\frac{4}{3}\right\}.

For the remaining estimates, fix q(1,)q\in(1,\infty). The profile estimates in Corollary 2.5 give

VpLqC|η|R2q1,VpLqC|η|R2q53.\|V^{p}\|_{L^{q}}\leq C|\eta|R^{\frac{2}{q}-1},\qquad\|\nabla V^{p}\|_{L^{q}}\leq C|\eta|R^{\frac{2}{q}-\frac{5}{3}}.

The Calderón–Zygmund bounds for the Helmholtz projection give

VcLq\displaystyle\|V^{c}\|_{L^{q}} CVpLq,\displaystyle\leq C\|V^{p}\|_{L^{q}}, VcLq\displaystyle\|\nabla V^{c}\|_{L^{q}} CVpLq,\displaystyle\leq C\|\nabla V^{p}\|_{L^{q}},
tVcLq\displaystyle\|\partial_{t}V^{c}\|_{L^{q}} CtVpLq,\displaystyle\leq C\|\partial_{t}V^{p}\|_{L^{q}}, tVcLq\displaystyle\|\partial_{t}\nabla V^{c}\|_{L^{q}} CtVpLq.\displaystyle\leq C\|\partial_{t}\nabla V^{p}\|_{L^{q}}.

It remains to estimate the two time derivatives of VpV^{p}. Equation (3.4) and Corollary 2.5 yield, at each fixed tt,

tVpL\displaystyle\|\partial_{t}V^{p}\|_{L^{\infty}} |η|2RH~R,eL+|η|H~R,eL\displaystyle\leq\frac{|\eta|^{2}}{R}\|\nabla\widetilde{H}_{R,e}\|_{L^{\infty}}+|\eta^{\prime}|\|\widetilde{H}_{R,e}\|_{L^{\infty}}
+|ηR|(1RH~R,eL+P~2L+divF~2L)\displaystyle\quad+|\eta R^{\prime}|\left(\frac{1}{R}\|\widetilde{H}_{R,e}\|_{L^{\infty}}+\|\nabla\widetilde{P}_{2}\|_{L^{\infty}}+\|\operatorname{div}\widetilde{F}_{2}\|_{L^{\infty}}\right)
C(|η|2R83+|η|R1+|ηR|R2),\displaystyle\leq C\left(|\eta|^{2}R^{-\frac{8}{3}}+|\eta^{\prime}|R^{-1}+|\eta R^{\prime}|R^{-2}\right),

and

tVpL\displaystyle\|\partial_{t}\nabla V^{p}\|_{L^{\infty}} |η|2R2H~R,eL+|η|H~R,eL\displaystyle\leq\frac{|\eta|^{2}}{R}\|\nabla^{2}\widetilde{H}_{R,e}\|_{L^{\infty}}+|\eta^{\prime}|\|\nabla\widetilde{H}_{R,e}\|_{L^{\infty}}
+|ηR|(1RH~R,eL+2P~2L+divF~2L)\displaystyle\quad+|\eta R^{\prime}|\left(\frac{1}{R}\|\nabla\widetilde{H}_{R,e}\|_{L^{\infty}}+\|\nabla^{2}\widetilde{P}_{2}\|_{L^{\infty}}+\|\nabla\operatorname{div}\widetilde{F}_{2}\|_{L^{\infty}}\right)
C(|η|2R83β+|η|R53+|ηR|R2β).\displaystyle\leq C\left(|\eta|^{2}R^{-\frac{8}{3}-\beta}+|\eta^{\prime}|R^{-\frac{5}{3}}+|\eta R^{\prime}|R^{-2-\beta}\right).

In the last two estimates we used α<2/3\alpha<2/3 and β>2/3\beta>2/3 to dominate the pressure terms by the displayed powers of RR. Using (3.7) in the form

|R(t)||η(t)|R(t)1L,|R^{\prime}(t)|\leq|\eta(t)|R(t)^{-1}\|\nabla\mathfrak{R}\|_{L^{\infty}},

together with RR0<1R\leq R_{0}<1, gives the asserted time-derivative bounds. The LqL^{q}-estimates follow from the LL^{\infty}-bounds because |𝕋3|=1|\mathbb{T}^{3}|=1.

The final assertion follows from Corollary 2.5 and is unchanged by periodization. ∎

Corollary 3.2 (Navier–Stokes moving Hill block).

Under the assumptions of Proposition 3.1, the divergence-free block VV satisfies

tV+div(VV)νΔV+P=ddt(η(t)R(t))1R(t)H~R(t),e(xX(t))+divFNS,\partial_{t}V+\operatorname{div}(V\otimes V)-\nu\Delta V+\nabla P=\frac{\mathrm{d}}{\mathrm{d}t}(\eta(t)R(t))\frac{1}{R(t)}\widetilde{H}_{R(t),e}(x-X(t))+\operatorname{div}F^{NS}, (3.10)

where FNSF^{NS} is symmetric and satisfies

FNSLtLx1CηL2RκL(I)(1+logL)+CνηLR2p53L(I).\|F^{NS}\|_{L_{t}^{\infty}L_{x}^{1}}\leq C\|\eta\|_{L^{\infty}}^{2}\|R^{\kappa}\|_{L^{\infty}(I)}(1+\|\nabla\log\mathfrak{R}\|_{L^{\infty}})+C\nu\|\eta\|_{L^{\infty}}\|R^{\frac{2}{p}-\frac{5}{3}}\|_{L^{\infty}(I)}.
Proof.

Since divV=0\operatorname{div}V=0,

νΔV=div[ν(V+(V)T)].-\nu\Delta V=\operatorname{div}\!\left[-\nu\bigl(\nabla V+(\nabla V)^{T}\bigr)\right].

Thus, treating viscosity as part of the stress gives

tV+div(VV)νΔV+P\displaystyle\partial_{t}V+\operatorname{div}(V\otimes V)-\nu\Delta V+\nabla P =ddt(η(t)R(t))1R(t)H~R(t),e(xX(t))\displaystyle=\frac{\mathrm{d}}{\mathrm{d}t}(\eta(t)R(t))\frac{1}{R(t)}\widetilde{H}_{R(t),e}(x-X(t))
+div(Fν(V+(V)T)).\displaystyle\quad+\operatorname{div}\!\left(F-\nu(\nabla V+(\nabla V)^{T})\right).

Thus (3.10) follows after setting

FNS:=Fν(V+(V)T).F^{NS}:=F-\nu(\nabla V+(\nabla V)^{T}).

This tensor is symmetric. By Proposition 3.1,

ν(V+(V)T)LtLx1CνVLtLxpCνηLR2p53L(I).\|\nu(\nabla V+(\nabla V)^{T})\|_{L_{t}^{\infty}L_{x}^{1}}\leq C\nu\|\nabla V\|_{L_{t}^{\infty}L_{x}^{p}}\leq C\nu\|\eta\|_{L^{\infty}}\|R^{\frac{2}{p}-\frac{5}{3}}\|_{L^{\infty}(I)}.

4 The iteration step

We carry out one stage of the Navier–Stokes–Reynolds iteration. Starting from an admissible triple (uq,pq,q)(u_{q},p_{q},\mathcal{E}_{q}), we regularize the background flow, decompose the mollified stress into rank-one components, and assign each component to a moving Hill block on a short time interval. An auxiliary source and a temporal corrector then convert the orbit-averaged cancellation into a pointwise-in-time equation. Here  admissible  means that the velocity is continuous in time and the triple is smooth in the interior of each time cell, with bounded one-sided derivatives at the cell interfaces; the Navier–Stokes–Reynolds system is understood distributionally. This class is preserved by the construction below and becomes smooth after the mollification at the beginning of the next stage.

To avoid boundary artifacts in the space–time convolution, all triples are constructed on a fixed open interval I[0,1]I_{\ast}\supset[0,1], and the iteration is restricted to [0,1][0,1] only after mollification. All time-dependent estimates below are understood on II_{\ast}; this harmless convention will not be repeated.

We begin by fixing the parameter hierarchy. At the qqth stage, λq\lambda_{q} controls the density of the rational orbits, δq\delta_{q} measures the Reynolds stress, rqr_{q} is the base concentration scale, and τq\tau_{q} is the length of a time cell. For q0q\in\mathbb{Z}_{\geq 0}, set

λq+1=λqσ,δq=λ12γλqγ,rq+1=λq+1μ,τq+1=λq+1η.\lambda_{q+1}=\lambda_{q}^{\sigma},\quad\delta_{q}=\lambda_{1}^{2\gamma}\lambda_{q}^{-\gamma},\quad r_{q+1}=\lambda_{q+1}^{-\mu},\quad\tau_{q+1}=\lambda_{q+1}^{-\eta}.

The constants μ,η,γ,σ\mu,\eta,\gamma,\sigma are positive, while λ0\lambda_{0} depends on the initial data and will be chosen sufficiently large. We also take λ0\lambda_{0}, σ\sigma, and η\eta to be integers. For the intrinsic moving-block estimates we fix, throughout this section,

p0=2827,α=211,β=502231,κ=12.p_{0}=\frac{28}{27},\qquad\alpha=\frac{2}{11},\qquad\beta=\frac{502}{231},\qquad\kappa=\frac{1}{2}. (4.1)

The numerical choices of the remaining parameters, and the verification of all exponent inequalities, are given in the parameter-selection subsection 5.3 below.

Suppose that the Navier–Stokes–Reynolds system at the qqth stage is

tuq+div(uquq)νΔuq+pq\displaystyle\partial_{t}u_{q}+\operatorname{div}(u_{q}\otimes u_{q})-\nu\Delta u_{q}+\nabla p_{q} =div(q),\displaystyle=\operatorname{div}(\mathcal{E}_{q}), (4.2)
divuq\displaystyle\operatorname{div}u_{q} =0.\displaystyle=0.

The triple is admissible on 𝕋3×I\mathbb{T}^{3}\times I_{\ast}, and the induction assumptions are

qLtLx1δq+1,uqLtLx22δ012δq12,(xuq,tuq)LtLx4λqn.\|\mathcal{E}_{q}\|_{L_{t}^{\infty}L_{x}^{1}}\leq\delta_{q+1},\quad\|u_{q}\|_{L_{t}^{\infty}L_{x}^{2}}\leq 2\delta_{0}^{\frac{1}{2}}-\delta_{q}^{\frac{1}{2}},\quad\|(\nabla_{x}u_{q},\partial_{t}u_{q})\|_{L_{t}^{\infty}L_{x}^{4}}\leq\lambda_{q}^{n}. (4.3)

Here n>0n>0 is fixed in the parameter selection below.

Proposition 4.1.

Let p¯=65+5×105\bar{p}=\frac{6}{5}+5\times 10^{-5}. Choose the constants μ,η,γ,σ\mu,\eta,\gamma,\sigma as in the parameter selection below, and let λ0\lambda_{0} be sufficiently large. If (uq,pq,q)(u_{q},p_{q},\mathcal{E}_{q}) is admissible and satisfies (4.2) and (4.3), then there exists an admissible triple (uq+1,pq+1,q+1)(u_{q+1},p_{q+1},\mathcal{E}_{q+1}) satisfying (4.2) and the following bounds:

  1. 1.

    q+1LtLx1δq+2\|\mathcal{E}_{q+1}\|_{L_{t}^{\infty}L_{x}^{1}}\leq\delta_{q+2}, uq+1LtLx22δ01/2δq+11/2\|u_{q+1}\|_{L_{t}^{\infty}L_{x}^{2}}\leq 2\delta_{0}^{1/2}-\delta_{q+1}^{1/2}, and (xuq+1,tuq+1)LtLx4λq+1n\|(\nabla_{x}u_{q+1},\partial_{t}u_{q+1})\|_{L_{t}^{\infty}L_{x}^{4}}\leq\lambda_{q+1}^{n},

  2. 2.

    uq+1uqLtLx2Cδq+11/2\|u_{q+1}-u_{q}\|_{L_{t}^{\infty}L_{x}^{2}}\leq C\delta_{q+1}^{1/2},

  3. 3.

    There exist α0,ϑ>0\alpha_{0},\vartheta>0, independent of qq, such that

    uq+1Ctα0Lxp¯uqCtα0Lxp¯+Cδq+1ϑ,\|\nabla u_{q+1}\|_{C_{t}^{\alpha_{0}}L_{x}^{\bar{p}}}\leq\|\nabla u_{q}\|_{C_{t}^{\alpha_{0}}L_{x}^{\bar{p}}}+C\delta_{q+1}^{\vartheta},
  4. 4.

    uq+1(,0)uq(,0)L2Cλq1/5\|u_{q+1}(\cdot,0)-u_{q}(\cdot,0)\|_{L^{2}}\leq C\lambda_{q}^{-1/5} and uq+1(,1)uq(,1)L2Cλq1/5\|u_{q+1}(\cdot,1)-u_{q}(\cdot,1)\|_{L^{2}}\leq C\lambda_{q}^{-1/5}.

4.1 Mollification step

We regularize the background flow and Reynolds stress at a space–time scale ll. This provides the derivative bounds needed to define the space-dependent radii and trajectories of the vortex cores. The commutator generated by mollifying the nonlinear term is included in the new Reynolds stress. Fix a sufficiently small absolute constant c0>0c_{0}>0 and set

l:=c0λq+1n/σγ.l:=c_{0}\lambda_{q+1}^{-n/\sigma-\gamma}.

Let ρl(t,x)=l4ρ(t/l,x/l)\rho_{l}(t,x)=l^{-4}\rho(t/l,x/l) be a smooth space–time mollifier on ×𝕋3\mathbb{R}\times\mathbb{T}^{3}, where ρ\rho is supported in the unit space–time ball, and set

ul=ρluq,pl=ρlpq,l=ρlq+ulul(uquq)ρl.u_{l}=\rho_{l}\ast u_{q},\quad p_{l}=\rho_{l}\ast p_{q},\quad\mathcal{E}_{l}=\rho_{l}\ast\mathcal{E}_{q}+u_{l}\otimes u_{l}-(u_{q}\otimes u_{q})\ast\rho_{l}. (4.4)

Then (ul,pl,l)(u_{l},p_{l},\mathcal{E}_{l}) solves (4.2) and satisfies

lLtLx1\displaystyle\|\mathcal{E}_{l}\|_{L_{t}^{\infty}L_{x}^{1}} ρlqLtLx1+ulul(uquq)ρlLtLx1\displaystyle\leq\|\rho_{l}\ast\mathcal{E}_{q}\|_{L_{t}^{\infty}L_{x}^{1}}+\|u_{l}\otimes u_{l}-(u_{q}\otimes u_{q})\ast\rho_{l}\|_{L_{t}^{\infty}L_{x}^{1}}
δq+1+CluqLtLx2(xuq,tuq)LtLx2\displaystyle\leq\delta_{q+1}+Cl\|u_{q}\|_{L_{t}^{\infty}L_{x}^{2}}\|(\nabla_{x}u_{q},\partial_{t}u_{q})\|_{L_{t}^{\infty}L_{x}^{2}}
δq+1+Cc0δ012λq+1γ\displaystyle\leq\delta_{q+1}+Cc_{0}\delta_{0}^{\frac{1}{2}}\lambda_{q+1}^{-\gamma}
2δq+1.\displaystyle\leq 2\delta_{q+1}.

Here the last inequality follows from δ01/2λ12γ\delta_{0}^{1/2}\leq\lambda_{1}^{2\gamma} and the definition of δq+1\delta_{q+1}. This verifies that the smaller scale still controls the mollification commutator.

We also check the inverse powers of ll. At q=0q=0 the initial triple is fixed and smooth before λ0\lambda_{0} is chosen, so the following bounds hold after increasing λ0\lambda_{0}. For q1q\geq 1, we use λq+1λ2=λ1σ\lambda_{q+1}\geq\lambda_{2}=\lambda_{1}^{\sigma} and W1,4(𝕋3)L(𝕋3)W^{1,4}(\mathbb{T}^{3})\hookrightarrow L^{\infty}(\mathbb{T}^{3}) to obtain

lCx,t0\displaystyle\|\mathcal{E}_{l}\|_{C^{0}_{x,t}} Cl3qLtLx1+Cλq2n\displaystyle\leq Cl^{-3}\|\mathcal{E}_{q}\|_{L_{t}^{\infty}L_{x}^{1}}+C\lambda_{q}^{2n}
Cλ12γλq+13n/σ+2γ+Cλq+12n/σCλq+13n/σ+3γ,\displaystyle\leq C\lambda_{1}^{2\gamma}\lambda_{q+1}^{3n/\sigma+2\gamma}+C\lambda_{q+1}^{2n/\sigma}\leq C\lambda_{q+1}^{3n/\sigma+3\gamma},
lC˙x,t1\displaystyle\|\mathcal{E}_{l}\|_{\dot{C}^{1}_{x,t}} Cl4qLtLx1+Cl1λq2n\displaystyle\leq Cl^{-4}\|\mathcal{E}_{q}\|_{L_{t}^{\infty}L_{x}^{1}}+Cl^{-1}\lambda_{q}^{2n}
Cλ12γλq+14n/σ+3γ+Cλq+13n/σ+γCλq+14n/σ+4γ.\displaystyle\leq C\lambda_{1}^{2\gamma}\lambda_{q+1}^{4n/\sigma+3\gamma}+C\lambda_{q+1}^{3n/\sigma+\gamma}\leq C\lambda_{q+1}^{4n/\sigma+4\gamma}.

In the last inequalities we used λ12γλq+12γ/σ\lambda_{1}^{2\gamma}\leq\lambda_{q+1}^{2\gamma/\sigma}. Thus all subsequent bounds involving powers of ll retain the exponents used below.

4.2 Error decomposition

The decomposition of a symmetric matrix into nine positive rank-one components is the geometric lemma of [83, 42, 23]. The refinement producing directions with rational component ratios and orbit periods comparable to λq+12\lambda_{q+1}^{2} follows [14]; the perturbation matrix KK and the density argument in item (i) below are specific to the present three-dimensional setting.

We resolve the mollified Reynolds stress, up to a scalar pressure, into finitely many positive rank-one components. The directions are chosen to have rational components, periods comparable to λq+12\lambda_{q+1}^{2}, and O(λq+11)O(\lambda_{q+1}^{-1})-dense trajectories; they will later determine the trajectories of the moving vortex cores. The positive coefficients determine both the amplitudes and the spatial scales of the corresponding perturbations.

Lemma 4.2 (Error Decomposition).

Given λq+1192\lambda_{q+1}\geq 192 and δq+1>0\delta_{q+1}>0, there exist unit vectors ξi3\xi_{i}\in\mathbb{R}^{3}, i=1,,9i=1,\dots,9, such that, for every lC(𝕋3×I,Sym3)\mathcal{E}_{l}\in C^{\infty}(\mathbb{T}^{3}\times I_{\ast};\operatorname{Sym}_{3}), the following statements hold.

  1. (i)

    The curve ssξis\mapsto s\xi_{i} on 𝕋3\mathbb{T}^{3} has minimal period ciλq+12c_{i}\lambda_{q+1}^{2} for some ci[1/4,2]c_{i}\in[1/4,2], and its image is C0λq+11C_{0}\lambda_{q+1}^{-1}-dense in 𝕋3\mathbb{T}^{3}, where C0C_{0} is independent of qq and ii.

  2. (ii)

    The following decomposition holds:

    div(l)=div(i=19ai(x,t)ξiξi)ζ.\displaystyle-\operatorname{div}(\mathcal{E}_{l})=\operatorname{div}\left(\sum_{i=1}^{9}a_{i}(x,t)\xi_{i}\otimes\xi_{i}\right)-\nabla\zeta. (4.5)
  3. (iii)

    The functions ai(x,t)a_{i}(x,t) are smooth and satisfy

    ai(x,t)\displaystyle a_{i}(x,t) δq+1,\displaystyle\geq\delta_{q+1}, (4.6)
    aiLtLx1\displaystyle\|a_{i}\|_{L_{t}^{\infty}L_{x}^{1}} 192δq+1,\displaystyle\leq 192\delta_{q+1},
    aiCx,t0\displaystyle\|a_{i}\|_{C^{0}_{x,t}} C(δq+1+lCx,t0),\displaystyle\leq C\bigl(\delta_{q+1}+\|\mathcal{E}_{l}\|_{C^{0}_{x,t}}\bigr),
    aiCx,t1\displaystyle\|a_{i}\|_{C^{1}_{x,t}} C(δq+1+lCx,t1).\displaystyle\leq C\bigl(\delta_{q+1}+\|\mathcal{E}_{l}\|_{C^{1}_{x,t}}\bigr).
Proof.

Define the following nine unit vectors:

e1\displaystyle e_{1} =(1,0,0)T,\displaystyle=(1,0,0)^{T}, e2\displaystyle e_{2} =(0,1,0)T,\displaystyle=(0,1,0)^{T}, e3\displaystyle e_{3} =(0,0,1)T,\displaystyle=(0,0,1)^{T},
e4\displaystyle e_{4} =21/2(1,1,0)T,\displaystyle=2^{-1/2}(1,1,0)^{T}, e5\displaystyle e_{5} =21/2(0,1,1)T,\displaystyle=2^{-1/2}(0,1,1)^{T}, e6\displaystyle e_{6} =21/2(1,0,1)T,\displaystyle=2^{-1/2}(1,0,1)^{T},
e7\displaystyle e_{7} =21/2(1,1,0)T,\displaystyle=2^{-1/2}(1,-1,0)^{T}, e8\displaystyle e_{8} =21/2(0,1,1)T,\displaystyle=2^{-1/2}(0,1,-1)^{T}, e9\displaystyle e_{9} =21/2(1,0,1)T.\displaystyle=2^{-1/2}(1,0,-1)^{T}.

For a symmetric 3×33\times 3 matrix ¯\bar{\mathcal{E}}, use the decomposition

¯=i=19Γ¯i(¯)eiei,\displaystyle\bar{\mathcal{E}}=\sum_{i=1}^{9}\bar{\Gamma}_{i}(\bar{\mathcal{E}})\,e_{i}\otimes e_{i}, (4.7)

where Γ¯i\bar{\Gamma}_{i} are smooth functions given by

Γ¯1(¯)\displaystyle\bar{\Gamma}_{1}(\bar{\mathcal{E}}) :=¯11¯12¯1312,\displaystyle:=\bar{\mathcal{E}}_{11}-\bar{\mathcal{E}}_{12}-\bar{\mathcal{E}}_{13}-\frac{1}{2},
Γ¯2(¯)\displaystyle\bar{\Gamma}_{2}(\bar{\mathcal{E}}) :=¯22¯12¯2312,\displaystyle:=\bar{\mathcal{E}}_{22}-\bar{\mathcal{E}}_{12}-\bar{\mathcal{E}}_{23}-\frac{1}{2},
Γ¯3(¯)\displaystyle\bar{\Gamma}_{3}(\bar{\mathcal{E}}) :=¯33¯23¯1312,\displaystyle:=\bar{\mathcal{E}}_{33}-\bar{\mathcal{E}}_{23}-\bar{\mathcal{E}}_{13}-\frac{1}{2},
Γ¯4(¯)\displaystyle\bar{\Gamma}_{4}(\bar{\mathcal{E}}) :=2¯12+14,\displaystyle:=2\bar{\mathcal{E}}_{12}+\frac{1}{4}, Γ¯5(¯)\displaystyle\bar{\Gamma}_{5}(\bar{\mathcal{E}}) :=2¯23+14,\displaystyle:=2\bar{\mathcal{E}}_{23}+\frac{1}{4},
Γ¯6(¯)\displaystyle\bar{\Gamma}_{6}(\bar{\mathcal{E}}) :=2¯13+14,\displaystyle:=2\bar{\mathcal{E}}_{13}+\frac{1}{4}, Γ¯7(¯)\displaystyle\bar{\Gamma}_{7}(\bar{\mathcal{E}}) :=14,\displaystyle:=\frac{1}{4},
Γ¯8(¯)\displaystyle\bar{\Gamma}_{8}(\bar{\mathcal{E}}) :=14,\displaystyle:=\frac{1}{4}, Γ¯9(¯)\displaystyle\bar{\Gamma}_{9}(\bar{\mathcal{E}}) :=14.\displaystyle:=\frac{1}{4}.

If ¯I3×3<1/16\|\bar{\mathcal{E}}-I_{3\times 3}\|_{\infty}<1/16, then 1/8Γ¯i(¯)21/8\leq\bar{\Gamma}_{i}(\bar{\mathcal{E}})\leq 2, and maxi,j,k|Γ¯i¯j,k|2\max_{i,j,k}\left|\frac{\partial\bar{\Gamma}_{i}}{\partial\bar{\mathcal{E}}_{j,k}}\right|\leq 2.

Put N=λq+1N=\lambda_{q+1}, and let KK denote the matrix

K=1N2(N21NNN2+111NN2+2).K=\frac{1}{N^{2}}\begin{pmatrix}N^{2}&1&N\\ N&N^{2}+1&1\\ 1&N&N^{2}+2\end{pmatrix}.

Define vectors ξ1,,ξ93\xi_{1},\dots,\xi_{9}\in\mathbb{R}^{3}, whose component ratios are rational, by

ξiKei|Kei|,i=1,,9.\displaystyle\xi_{i}\coloneqq-\frac{Ke_{i}}{|Ke_{i}|},\qquad i=1,\dots,9.

To verify item (i), write

vi=ei(i=1,2,3),vi=2ei(i=4,,9),v_{i}=e_{i}\quad(i=1,2,3),\qquad v_{i}=\sqrt{2}\,e_{i}\quad(i=4,\ldots,9),

so that vi3v_{i}\in\mathbb{Z}^{3}, and set

M=N2K=N2I+NA+B,mi=Mvi,M=N^{2}K=N^{2}I+NA+B,\qquad m_{i}=Mv_{i},

where

A=(001100010),B=(010011102).A=\begin{pmatrix}0&0&1\\ 1&0&0\\ 0&1&0\end{pmatrix},\qquad B=\begin{pmatrix}0&1&0\\ 0&1&1\\ 1&0&2\end{pmatrix}.

Then KeiKe_{i} is parallel to mim_{i}, and hence ξi=mi/|mi|\xi_{i}=-m_{i}/|m_{i}|. For example,

m1=(N2,N,1),m4=(N2+1,N2+N+1,N+1),m6=(N2+N,N+1,N2+3).m_{1}=(N^{2},N,1),\quad m_{4}=(N^{2}+1,N^{2}+N+1,N+1),\quad m_{6}=(N^{2}+N,N+1,N^{2}+3).

The vectors mim_{i} need not themselves be primitive. If did_{i} denotes the greatest common divisor of their components, a direct calculation gives

di=1(i6,9),d6=gcd(N+1,4),d9=gcd(N1,2).d_{i}=1\quad(i\neq 6,9),\qquad d_{6}=\gcd(N+1,4),\qquad d_{9}=\gcd(N-1,2).

Thus 1di41\leq d_{i}\leq 4, and m^i:=mi/di\widehat{m}_{i}:=m_{i}/d_{i} has relatively prime components. In particular,

ξi=m^i|m^i|=mi|mi|.\xi_{i}=-\frac{\widehat{m}_{i}}{|\widehat{m}_{i}|}=-\frac{m_{i}}{|m_{i}|}.

Since AA is orthogonal, B8\|B\|\leq\sqrt{8}, and |vi|2|v_{i}|\leq\sqrt{2}, the columns of MM and the reverse triangle inequality give, for N192N\geq 192,

N2|mi|2N2.N^{2}\leq|m_{i}|\leq 2N^{2}.

Since m^i\widehat{m}_{i} is primitive, the minimal period is

|m^i|=ciN2.|\widehat{m}_{i}|=c_{i}N^{2}.

As 1di41\leq d_{i}\leq 4 and N2|mi|2N2N^{2}\leq|m_{i}|\leq 2N^{2}, we have

14ci=|mi|diN22.\frac{1}{4}\leq c_{i}=\frac{|m_{i}|}{d_{i}N^{2}}\leq 2.

This proves the period assertion in item (i) without any parity assumption on NN.

It remains to verify the density assertion. Notice first that mim_{i} and m^i\widehat{m}_{i} have the same annihilator lattice. A direct computation gives

(det(vi,Avi,Bvi))i=19=(1,1,1,1,1,4,1,1,2),\bigl(\det(v_{i},Av_{i},Bv_{i})\bigr)_{i=1}^{9}=(1,1,1,1,1,4,-1,-1,-2),

so vi,Avi,Bviv_{i},Av_{i},Bv_{i} span 3\mathbb{R}^{3} for every ii. If n3n\in\mathbb{Z}^{3} satisfies nmi=0n\cdot m_{i}=0, then

N2(nvi)+N(nAvi)+nBvi=0.N^{2}(n\cdot v_{i})+N(n\cdot Av_{i})+n\cdot Bv_{i}=0.

The three scalar products are integers. If 0<|n|<N/40<|n|<N/4 and nvi0n\cdot v_{i}\neq 0, then

N2N2|n|+4|n|<24N2+N<N2,N^{2}\leq N\sqrt{2}\,|n|+4|n|<\frac{\sqrt{2}}{4}N^{2}+N<N^{2},

a contradiction. Hence nvi=0n\cdot v_{i}=0. If nAvi0n\cdot Av_{i}\neq 0, then N|nBvi|4|n|<NN\leq|n\cdot Bv_{i}|\leq 4|n|<N, again a contradiction. Thus nn is orthogonal to vi,Avi,Bviv_{i},Av_{i},Bv_{i}, and hence n=0n=0. Consequently,

min{|n|:n3{0},nmi=0}N4.\min\{|n|:n\in\mathbb{Z}^{3}\setminus\{0\},\ n\cdot m_{i}=0\}\geq\frac{N}{4}.

Let πi\pi_{i} be the orthogonal projection onto mim_{i}^{\perp}. The dual of the two-dimensional lattice πi(3)\pi_{i}(\mathbb{Z}^{3}) is {n3:nmi=0}\{n\in\mathbb{Z}^{3}:n\cdot m_{i}=0\}. The standard two-dimensional transference estimate for the covering radius therefore gives

supx𝕋3dist(x,{sξi:s})C0N.\sup_{x\in\mathbb{T}^{3}}\operatorname{dist}\bigl(x,\{s\xi_{i}:s\in\mathbb{R}\}\bigr)\leq\frac{C_{0}}{N}.

For a symmetric 3×33\times 3 matrix \mathcal{E}, apply (4.7) to ¯=K1KT\bar{\mathcal{E}}=K^{-1}\mathcal{E}K^{-T} and multiply on the left by KK and on the right by KTK^{T}. This gives

=i=19Γi()ξiξi,where Γi()|Kei|2Γ¯i(K1KT),\displaystyle\mathcal{E}=\sum_{i=1}^{9}\Gamma_{i}(\mathcal{E})\,\xi_{i}\otimes\xi_{i},\qquad\mbox{where }\Gamma_{i}(\mathcal{E})\coloneqq|Ke_{i}|^{2}\,\bar{\Gamma}_{i}(K^{-1}\mathcal{E}K^{-T}),
maxi,j,k|Γij,k|4.\displaystyle\max_{i,j,k}\left|\frac{\partial\Gamma_{i}}{\partial\mathcal{E}_{j,k}}\right|\leq 4. (4.8)

Since K=I+O(N1)K=I+O(N^{-1}), the condition N192N\geq 192 and the choice

ζ=32(|l|2+δq+12)1/2\zeta=32\bigl(|\mathcal{E}_{l}|^{2}+\delta_{q+1}^{2}\bigr)^{1/2}

ensure that

K1(Ilζ)KTI<116.\left\|K^{-1}\left(I-\frac{\mathcal{E}_{l}}{\zeta}\right)K^{-T}-I\right\|_{\infty}<\frac{1}{16}.

Thus the argument of every Γi\Gamma_{i} used below lies in the positivity neighborhood of the geometric decomposition.

Next, we define

ai(x,t)ζ(x,t)Γi(I3×31ζ(x,t)l(x,t)),whereζ(x,t)32(|l(x,t)|2+δq+12)12.\displaystyle a_{i}(x,t)\coloneqq\zeta(x,t)\,\Gamma_{i}\left(I_{3\times 3}-\frac{1}{\zeta(x,t)}\mathcal{E}_{l}(x,t)\right),\qquad\text{where}\quad\zeta(x,t)\coloneqq 32\left(|\mathcal{E}_{l}(x,t)|^{2}+\delta_{q+1}^{2}\right)^{\frac{1}{2}}.

It follows that

ai(x,t)ξiξi=l(x,t)+ζ(x,t)I3×3.\displaystyle\sum a_{i}(x,t)\xi_{i}\otimes\xi_{i}=-\mathcal{E}_{l}(x,t)+\zeta(x,t)I_{3\times 3}.

Thus item (ii) holds. The bounds 1/8Γi21/8\leq\Gamma_{i}\leq 2, together with ζ32δq+1\zeta\geq 32\delta_{q+1}, give ai4δq+1a_{i}\geq 4\delta_{q+1}, and hence the stated lower bound. Moreover, ζ32(|l|+δq+1)\zeta\leq 32(|\mathcal{E}_{l}|+\delta_{q+1}); using lLtLx12δq+1\|\mathcal{E}_{l}\|_{L_{t}^{\infty}L_{x}^{1}}\leq 2\delta_{q+1} gives the claimed LtLx1L_{t}^{\infty}L_{x}^{1}-estimate. Finally, differentiating the formula for aia_{i}, using |x,tζ|32|x,tl||\nabla_{x,t}\zeta|\leq 32|\nabla_{x,t}\mathcal{E}_{l}|, and applying (4.8) gives

aiCx,t0C(δq+1+lCx,t0),aiCx,t1C(δq+1+lCx,t1).\displaystyle\|a_{i}\|_{C^{0}_{x,t}}\leq C(\delta_{q+1}+\|\mathcal{E}_{l}\|_{C^{0}_{x,t}}),\qquad\|a_{i}\|_{C^{1}_{x,t}}\leq C\bigl(\delta_{q+1}+\|\mathcal{E}_{l}\|_{C^{1}_{x,t}}\bigr).

4.3 Time partition and cutoff functions

The nine directions from Lemma 4.2 are activated successively, thereby avoiding interactions between distinct directional families. We partition time into cells and divide each cell into nine subintervals, one for each direction. On every cell the coefficients are frozen at their temporal averages; the resulting discrepancy will later be included in the temporal error. Smooth cutoffs make the perturbations vanish near the endpoints of their active intervals.

Because τq+11\tau_{q+1}^{-1}\in\mathbb{N}, set 𝒦q+1:=\mathcal{K}_{q+1}:=\mathbb{Z} and partition the time axis into cells

𝒯k[kτq+1,(k+1)τq+1),k𝒦q+1.\displaystyle\mathcal{T}^{k}\coloneqq[k\tau_{q+1},(k+1)\tau_{q+1}),\qquad k\in\mathcal{K}_{q+1}.

Only the finitely many cells meeting II_{\ast} enter the construction on that interval. The integrality assumption makes both 00 and 11 cell interfaces.

Each interval 𝒯k\mathcal{T}^{k} is further divided into nine subintervals of equal length:

𝒯ik[τq+1(k+i19),τq+1(k+i9)),i=1,9,k𝒦q+1.\mathcal{T}^{k}_{i}\coloneqq\left[\tau_{q+1}\left(k+\frac{i-1}{9}\right),\;\tau_{q+1}\left(k+\frac{i}{9}\right)\right)\,,\quad i=1,\dots 9\,,\quad k\in\mathcal{K}_{q+1}\,.

Thus 𝒯k=i=19𝒯ik\mathcal{T}^{k}=\bigcup_{i=1}^{9}\mathcal{T}^{k}_{i}. For the cutoff construction, we also use the slightly shorter interval

𝒯¯ik[τq+1(k+i19+1λq+1),τq+1(k+i91λq+1)),i=1,2,,9,k𝒦q+1.\displaystyle\bar{\mathcal{T}}^{k}_{i}\coloneqq\left[\tau_{q+1}\left(k+\frac{i-1}{9}+\frac{1}{\lambda_{q+1}}\right),\;\tau_{q+1}\left(k+\frac{i}{9}-\frac{1}{\lambda_{q+1}}\right)\right)\,,\quad i=1,2,\dots,9\,,\quad k\in\mathcal{K}_{q+1}\,. (4.9)

We use the coefficients ai(x,t)a_{i}(x,t) from Lemma 4.2 and denote their time averages by

aik(x):=1τq+1𝒯kai(x,t)𝑑t.a_{i}^{k}(x):=\frac{1}{\tau_{q+1}}\int_{\mathcal{T}^{k}}a_{i}(x,t)\,\mathrm{d}t.

Equation (4.6) gives

aik(x)δq+1,aikLx1192δq+1,aikCx0Cλq+13nσ+3γ,aikCx1Cλq+14nσ+4γ.\displaystyle a_{i}^{k}(x)\geq\delta_{q+1}\,,\quad\|a_{i}^{k}\|_{L^{1}_{x}}\leq 192\delta_{q+1}\,,\quad\|a_{i}^{k}\|_{C^{0}_{x}}\leq C\lambda^{3\frac{n}{\sigma}+3\gamma}_{q+1}\,,\quad\|a_{i}^{k}\|_{C^{1}_{x}}\leq C\lambda^{4\frac{n}{\sigma}+4\gamma}_{q+1}\,. (4.10)

Moreover,

aikaiLt(𝒯k,Lx1)τq+1taiLt(𝒯k,Lx1)τq+1λq+14nσ+4γ.\|a_{i}^{k}-a_{i}\|_{L_{t}^{\infty}(\mathcal{T}^{k};L_{x}^{1})}\leq\tau_{q+1}\|\partial_{t}a_{i}\|_{L_{t}^{\infty}(\mathcal{T}^{k};L_{x}^{1})}\leq\tau_{q+1}\lambda^{4\frac{n}{\sigma}+4\gamma}_{q+1}.

Thus the freezing error is small when τq+1\tau_{q+1} is sufficiently small.

For k𝒦q+1k\in\mathcal{K}_{q+1} and i{1,,9}i\in\{1,\dots,9\}, choose a smooth cutoff ζik:[0,1]\zeta_{i}^{k}:\mathbb{R}\to[0,1] such that suppζikint(𝒯ik)\operatorname{supp}\zeta_{i}^{k}\subset\operatorname{int}(\mathcal{T}_{i}^{k}), ζik1\zeta_{i}^{k}\equiv 1 on 𝒯¯ik\bar{\mathcal{T}}_{i}^{k}, and

ddtζikLt10λq+1τq+1.\|\frac{\mathrm{d}}{\mathrm{d}t}\zeta_{i}^{k}\|_{L^{\infty}_{t}}\leq 10\frac{\lambda_{q+1}}{\tau_{q+1}}. (4.11)

4.4 Space-dependent vortex scale

We couple the radius of each core to the local size of the corresponding frozen stress coefficient. This choice produces the weighted orbit average needed to recover the tensor aikξiξia_{i}^{k}\xi_{i}\otimes\xi_{i}, while rq+1r_{q+1} determines the overall concentration scale. The separation condition below ensures that the localized cores remain narrower than the spacing of the rational orbits. We set

ik(x)rq+1aik(x).\displaystyle\mathfrak{R}^{k}_{i}(x)\coloneqq r_{q+1}a^{k}_{i}(x)\,. (4.12)

Because suppH~R,eB3Rα\operatorname{supp}\widetilde{H}_{R,e}\subset B_{3R^{\alpha}}, we choose rq+1r_{q+1} small enough that

6supx𝕋3(ik(x))αλq+11,i=1,,9,k𝒦q+1.6\sup_{x\in\mathbb{T}^{3}}(\mathfrak{R}_{i}^{k}(x))^{\alpha}\leq\lambda_{q+1}^{-1},\qquad i=1,\dots,9,\quad k\in\mathcal{K}_{q+1}. (4.13)

Thus the diameter of every principal core is at most the geometric spacing scale λq+11\lambda_{q+1}^{-1}. In particular, the Hill source and the auxiliary source introduced below are contained, after a common translation, in a ball of radius λq+11\lambda_{q+1}^{-1}.

4.5 Trajectory of the vortex core

We next choose the amplitude and trajectory of each core. The amplitude is normalized by the spatial mean of aika_{i}^{k}, while the center moves at the intrinsic Hill speed in the direction ξi\xi_{i}. The initial point is selected so that the average of aika_{i}^{k} along one rational orbit agrees with its torus average. This normalization produces the desired directional stress after time averaging.

The cutoff used in Proposition 3.1 is the scalar multiple of ζik\zeta_{i}^{k} given by

η(t)=ηikζik(t),\displaystyle\eta(t)=\eta^{k}_{i}\zeta^{k}_{i}(t),

where ηik\eta_{i}^{k} is chosen to produce exact cancellation:

(ηik)2=92π𝕋3aik(x)𝑑x[δq+1,400δq+1].\displaystyle(\eta_{i}^{k})^{2}=\frac{9}{2\pi}\int_{\mathbb{T}^{3}}a_{i}^{k}(x)\,\mathrm{d}x\in[\delta_{q+1},400\delta_{q+1}]. (4.14)

The bounds for ηik\eta_{i}^{k} follow from (4.10). This value is chosen now so that the averaged rank-one tensor has the required normalization in the cancellation below.

Next, we define the trajectory of the center of the core as

ddtxik(t)=ηikζik(t)ik(xik(t))ξi,t𝒯ik.\frac{\mathrm{d}}{\mathrm{d}t}x^{k}_{i}(t)=\frac{\eta_{i}^{k}\zeta_{i}^{k}(t)}{\mathfrak{R}_{i}^{k}(x^{k}_{i}(t))}\xi_{i},\qquad t\in\mathcal{T}_{i}^{k}. (4.15)

For later use, set

Rik(t):=ik(xik(t)).R_{i}^{k}(t):=\mathfrak{R}_{i}^{k}(x_{i}^{k}(t)).

Set t0:=τq+1(k+(i1)/9+λq+11)t_{0}:=\tau_{q+1}(k+(i-1)/9+\lambda_{q+1}^{-1}) and choose xik(t0)x_{i}^{k}(t_{0}) so that

1ciλq+120ciλq+12aik(xik(t0)+sξi)𝑑s=𝕋3aik(x)𝑑x=2π(ηik)29.\frac{1}{c_{i}\lambda^{2}_{q+1}}\int_{0}^{c_{i}\lambda_{q+1}^{2}}a_{i}^{k}(x_{i}^{k}(t_{0})+s\xi_{i})\,\mathrm{d}s=\int_{\mathbb{T}^{3}}a_{i}^{k}(x)\,\mathrm{d}x=\frac{2\pi(\eta_{i}^{k})^{2}}{9}.

Such a point exists: the orbit-average on the left is a continuous function on the connected quotient of 𝕋3\mathbb{T}^{3} by the closed ξi\xi_{i}-orbit, and its average over that quotient is precisely the spatial mean of aika_{i}^{k}. It must therefore attain that mean.

Solve the ODE (4.15) forward and backward from xik(t0)x_{i}^{k}(t_{0}) to obtain a trajectory on the whole interval 𝒯ik\mathcal{T}_{i}^{k}. We impose

λq+13rq+1δq+11/2τq+1C,\displaystyle\lambda_{q+1}^{3}r_{q+1}\delta_{q+1}^{1/2}\leq\frac{\tau_{q+1}}{C_{\ast}}, (4.16)

where CC_{\ast} is a sufficiently large absolute constant. This condition is verified uniformly, including at q=0q=0, in Section 5.3.

On the plateau 𝒯¯ik\bar{\mathcal{T}}_{i}^{k} where ζik=1\zeta_{i}^{k}=1, the trajectory is periodic with period

Tik=0ciλq+12rq+1ηikaik(xik(t0)+sξi)𝑑s=2πciλq+12rq+1ηik9Cciλq+12rq+1δq+11/2τq+110λq+1.T_{i}^{k}=\int_{0}^{c_{i}\lambda_{q+1}^{2}}\frac{r_{q+1}}{\eta_{i}^{k}}a_{i}^{k}(x_{i}^{k}(t_{0})+s\xi_{i})\,\mathrm{d}s=\frac{2\pi c_{i}\lambda_{q+1}^{2}r_{q+1}\eta_{i}^{k}}{9}\leq Cc_{i}\lambda_{q+1}^{2}r_{q+1}\delta_{q+1}^{1/2}\leq\frac{\tau_{q+1}}{10\lambda_{q+1}}. (4.17)

Condition (4.16) is intended to guarantee that many complete periods lie inside 𝒯¯ik\bar{\mathcal{T}}_{i}^{k}. Let MikM_{i}^{k} be the largest nonnegative integer such that

t0+MikTikτq+1(k+i9λq+11).t_{0}+M_{i}^{k}T_{i}^{k}\leq\tau_{q+1}\left(k+\frac{i}{9}-\lambda_{q+1}^{-1}\right).

By the maximality of MikM_{i}^{k}, the completed periods differ from τq+1/9\tau_{q+1}/9 by at most the two cutoff layers and one additional period:

019τq+1MikTik2τq+1λq+1+TikCτq+1λq+1.0\leq\frac{1}{9}\tau_{q+1}-M_{i}^{k}T_{i}^{k}\leq\frac{2\tau_{q+1}}{\lambda_{q+1}}+T_{i}^{k}\leq C\frac{\tau_{q+1}}{\lambda_{q+1}}. (4.18)

4.6 Estimates of the building block

We apply Corollary 3.2 with its intrinsic exponent set equal to p0p_{0} from (4.1). We take profile direction e=ξie=-\xi_{i}, amplitude ηikζik\eta_{i}^{k}\zeta_{i}^{k}, radius ik(xik(t))\mathfrak{R}_{i}^{k}(x_{i}^{k}(t)), and center xik(t)x_{i}^{k}(t). The sign is determined by the normalization of the Hill impulse: with this choice the resulting block VikV_{i}^{k} moves and has impulse in the +ξi+\xi_{i} direction. It satisfies

tVik+div(VikVik)νΔVik+Pik=ddt(ηikζik(t)Rik(t))1Rik(t)H~Rik(t),ξi(xxik(t))+div(Fik).\partial_{t}V^{k}_{i}+\operatorname{div}(V^{k}_{i}\otimes V^{k}_{i})-\nu\Delta V^{k}_{i}+\nabla P^{k}_{i}=\frac{\mathrm{d}}{\mathrm{d}t}(\eta^{k}_{i}\zeta^{k}_{i}(t)R^{k}_{i}(t))\frac{1}{R^{k}_{i}(t)}\tilde{H}_{R^{k}_{i}(t),-\xi_{i}}(x-x_{i}^{k}(t))+\operatorname{div}(F^{k}_{i}). (4.19)

With these choices of radius and amplitude, Proposition 3.1 and Corollary 3.2 give the following estimates. Since ik=rq+1aik\mathfrak{R}_{i}^{k}=r_{q+1}a_{i}^{k},

logikLx\displaystyle\|\nabla\log\mathfrak{R}_{i}^{k}\|_{L_{x}^{\infty}} =aikaikLx\displaystyle=\left\|\frac{\nabla a_{i}^{k}}{a_{i}^{k}}\right\|_{L_{x}^{\infty}}
Cδq+11λq4n+4γσCλq+14nσ+5γ.\displaystyle\leq C\delta_{q+1}^{-1}\lambda_{q}^{4n+4\gamma\sigma}\leq C\lambda_{q+1}^{\frac{4n}{\sigma}+5\gamma}.

Using the bounds for ηik\eta_{i}^{k}, RikR_{i}^{k}, and logik\nabla\log\mathfrak{R}_{i}^{k}, we obtain

FikLtLx1\displaystyle\|F_{i}^{k}\|_{L_{t}^{\infty}L_{x}^{1}} C(ηik)2RikLtκ(1+logikLx)\displaystyle\leq C(\eta_{i}^{k})^{2}\|R_{i}^{k}\|_{L_{t}^{\infty}}^{\kappa}\left(1+\|\nabla\log\mathfrak{R}_{i}^{k}\|_{L_{x}^{\infty}}\right)
+CνηikRikLt2p053\displaystyle\quad+C\nu\eta_{i}^{k}\|R_{i}^{k}\|_{L_{t}^{\infty}}^{\frac{2}{p_{0}}-\frac{5}{3}}
Cδq+1rq+1κλq+1κ(3nσ+3γ)+4nσ+5γ\displaystyle\leq C\delta_{q+1}r_{q+1}^{\kappa}\lambda_{q+1}^{\kappa\left(\frac{3n}{\sigma}+3\gamma\right)+\frac{4n}{\sigma}+5\gamma}
+Cνδq+11/2rq+12p053λq+1(3nσ+3γ)(2p053).\displaystyle\quad+C\nu\delta_{q+1}^{1/2}r_{q+1}^{\frac{2}{p_{0}}-\frac{5}{3}}\lambda_{q+1}^{\left(\frac{3n}{\sigma}+3\gamma\right)\left(\frac{2}{p_{0}}-\frac{5}{3}\right)}. (4.20)

The velocity satisfies

VikLtLx3/2\displaystyle\|V_{i}^{k}\|_{L_{t}^{\infty}L_{x}^{3/2}} CηikRikLt1/3Cδq+11/2rq+11/3λq+1nσ+γ,\displaystyle\leq C\eta_{i}^{k}\|R_{i}^{k}\|_{L_{t}^{\infty}}^{1/3}\leq C\delta_{q+1}^{1/2}r_{q+1}^{1/3}\lambda_{q+1}^{\frac{n}{\sigma}+\gamma}, (4.21)
VikLtLx2\displaystyle\|V_{i}^{k}\|_{L_{t}^{\infty}L_{x}^{2}} CηikCδq+11/2.\displaystyle\leq C\eta_{i}^{k}\leq C\delta_{q+1}^{1/2}. (4.22)

For 1<s6/51<s\leq 6/5, the exponent 2/s5/32/s-5/3 is nonnegative. Using the upper bound for RikR_{i}^{k}, we obtain

VikLtLxs\displaystyle\|\nabla V_{i}^{k}\|_{L_{t}^{\infty}L_{x}^{s}} Csηik(Rik)2s53Lt\displaystyle\leq C_{s}\eta_{i}^{k}\left\|(R_{i}^{k})^{\frac{2}{s}-\frac{5}{3}}\right\|_{L_{t}^{\infty}}
Csδq+11/2rq+12s53λq+1(3nσ+3γ)(2s53),1<s65.\displaystyle\leq C_{s}\delta_{q+1}^{1/2}r_{q+1}^{\frac{2}{s}-\frac{5}{3}}\lambda_{q+1}^{\left(\frac{3n}{\sigma}+3\gamma\right)\left(\frac{2}{s}-\frac{5}{3}\right)},\qquad 1<s\leq\frac{6}{5}. (4.23)

For 6/5<s<6/5<s<\infty, the exponent is negative. Using Rikrq+1δq+1R_{i}^{k}\geq r_{q+1}\delta_{q+1}, we instead obtain

VikLtLxs\displaystyle\|\nabla V_{i}^{k}\|_{L_{t}^{\infty}L_{x}^{s}} Csηik(Rik)2s53Lt\displaystyle\leq C_{s}\eta_{i}^{k}\left\|(R_{i}^{k})^{\frac{2}{s}-\frac{5}{3}}\right\|_{L_{t}^{\infty}}
Csδq+11/2rq+12s53δq+12s53,65<s<.\displaystyle\leq C_{s}\delta_{q+1}^{1/2}r_{q+1}^{\frac{2}{s}-\frac{5}{3}}\delta_{q+1}^{\frac{2}{s}-\frac{5}{3}},\qquad\frac{6}{5}<s<\infty. (4.24)

The following time-derivative bounds hold for every s(1,)s\in(1,\infty).

tVikLtLxs\displaystyle\|\partial_{t}V^{k}_{i}\|_{L^{\infty}_{t}L^{s}_{x}} Cs(ηik)2(Rik)3Lt(1+ikLx)+Csηik(ζik)Lt(Rik)1Lt\displaystyle\leq C_{s}(\eta^{k}_{i})^{2}\|(R^{k}_{i})^{-3}\|_{L^{\infty}_{t}}\left(1+\|\nabla\mathfrak{R}^{k}_{i}\|_{L^{\infty}_{x}}\right)+C_{s}\eta^{k}_{i}\|(\zeta^{k}_{i})^{\prime}\|_{L^{\infty}_{t}}\|(R^{k}_{i})^{-1}\|_{L^{\infty}_{t}}
Cδq+12rq+13(1+rq+1λq+14nσ+4γ)+Cδq+112(λq+1τq+11)rq+11\displaystyle\leq C\delta_{q+1}^{-2}r_{q+1}^{-3}(1+r_{q+1}\lambda_{q+1}^{4\frac{n}{\sigma}+4\gamma})+C\delta_{q+1}^{-\frac{1}{2}}(\lambda_{q+1}\tau_{q+1}^{-1})r_{q+1}^{-1}
Cδq+12rq+13(1+rq+1λq+14nσ+4γ).\displaystyle\leq C\delta_{q+1}^{-2}r_{q+1}^{-3}(1+r_{q+1}\lambda_{q+1}^{4\frac{n}{\sigma}+4\gamma}). (4.25)

The last inequality follows from (4.16). Similarly,

tVikLtLxs\displaystyle\|\partial_{t}\nabla V^{k}_{i}\|_{L^{\infty}_{t}L^{s}_{x}} Cs(ηik)2(Rik)3βLt(1+ikLx)+Csηik(ζik)Lt(Rik)53Lt\displaystyle\leq C_{s}(\eta^{k}_{i})^{2}\|(R^{k}_{i})^{-3-\beta}\|_{L^{\infty}_{t}}\left(1+\|\nabla\mathfrak{R}^{k}_{i}\|_{L^{\infty}_{x}}\right)+C_{s}\eta^{k}_{i}\|(\zeta^{k}_{i})^{\prime}\|_{L^{\infty}_{t}}\|(R^{k}_{i})^{-\frac{5}{3}}\|_{L^{\infty}_{t}}
Cδq+12βrq+13β(1+rq+1λq+14nσ+4γ)+Cδq+176(λq+1τq+11)rq+153\displaystyle\leq C\delta_{q+1}^{-2-\beta}r_{q+1}^{-3-\beta}(1+r_{q+1}\lambda_{q+1}^{4\frac{n}{\sigma}+4\gamma})+C\delta_{q+1}^{-\frac{7}{6}}(\lambda_{q+1}\tau_{q+1}^{-1})r_{q+1}^{-\frac{5}{3}}
Cδq+12βrq+13β(1+rq+1λq+14nσ+4γ).\displaystyle\leq C\delta_{q+1}^{-2-\beta}r_{q+1}^{-3-\beta}(1+r_{q+1}\lambda_{q+1}^{4\frac{n}{\sigma}+4\gamma}). (4.26)

The last estimate again uses (4.16).

4.7 Auxiliary building block

The source generated by the moving Hill block has the correct spatial mean but remains concentrated at the core scale. To compare its time average with the prescribed rank-one stress, we replace it by an orbit-adapted auxiliary source. Its profile is normalized both in space and along the rational trajectory, so that its time average recovers div(aikξiξi)\operatorname{div}(a_{i}^{k}\xi_{i}\otimes\xi_{i}) up to a small error tensor. The difference between the original and auxiliary sources will be handled by a symmetric antidivergence. For each i,ki,k, define

Uik(x,t):=ddt(ηikζik(t)Rik(t))U~ik(xxik(t))ξi,t𝒯ik.U_{i}^{k}(x,t):=\frac{\mathrm{d}}{\mathrm{d}t}\left(\eta_{i}^{k}\zeta_{i}^{k}(t)R_{i}^{k}(t)\right)\tilde{U}_{i}^{k}(x-x_{i}^{k}(t))\xi_{i},\quad t\in\mathcal{T}_{i}^{k}. (4.27)

Extend UikU_{i}^{k} by zero and set the locally finite sum

Uq+1:=k𝒦q+1i=19Uik.U_{q+1}:=\sum_{k\in\mathcal{K}_{q+1}}\sum_{i=1}^{9}U_{i}^{k}.

Each component UikU_{i}^{k} replaces the corresponding concentrated Hill source

ddt(ηikζik(t)Rik(t))1Rik(t)H~Rik(t),ξi.\frac{\mathrm{d}}{\mathrm{d}t}\left(\eta_{i}^{k}\zeta_{i}^{k}(t)R_{i}^{k}(t)\right)\frac{1}{R_{i}^{k}(t)}\tilde{H}_{R_{i}^{k}(t),-\xi_{i}}.

The auxiliary profile is chosen so that the antidivergence of the difference between these two sources is small. In addition, U~ik\widetilde{U}_{i}^{k} has the following properties:

  • (i)

    The profile has mass 2π2\pi, matching the impulse of R1H~R,ξiR^{-1}\widetilde{H}_{R,-\xi_{i}}:

    𝕋3U~ik(x)𝑑x=2π,\int_{\mathbb{T}^{3}}\tilde{U}_{i}^{k}(x)\,\mathrm{d}x=2\pi\,, (4.28)
  • (ii)

    For every x𝕋3x\in\mathbb{T}^{3}, its full-orbit average satisfies

    1ciλq+120ciλq+12U~ik(x(xik(t0)+sξi))𝑑s=2π,\frac{1}{c_{i}\lambda^{2}_{q+1}}\int_{0}^{c_{i}\lambda_{q+1}^{2}}\tilde{U}_{i}^{k}(x-(x_{i}^{k}(t_{0})+s\xi_{i}))\,\mathrm{d}s=2\pi\,, (4.29)
  • (iii)

    suppU~ikBCλq+11(0)\operatorname{supp}\widetilde{U}_{i}^{k}\subset B_{C\lambda_{q+1}^{-1}}(0), and for every p[1,]p\in[1,\infty],

    U~ikLpC(p)λq+133p,andU~ikLpC(p)λq+143p.\|\tilde{U}_{i}^{k}\|_{L^{p}}\leq C(p)\lambda_{q+1}^{3-\frac{3}{p}}\,,\qquad\text{and}\qquad\|\nabla\tilde{U}_{i}^{k}\|_{L^{p}}\leq C(p)\lambda_{q+1}^{4-\frac{3}{p}}\,. (4.30)

Only these normalization, orbit-average, and localization properties are used below. For completeness, we recall the standard normalized periodization construction from [14]. The special rational geodesics chosen in Lemma 4.2 are C0λq+11C_{0}\lambda_{q+1}^{-1}-dense, with a uniform constant C0C_{0}. Choose a nonnegative φCc(B2C0)\varphi\in C_{c}^{\infty}(B_{2C_{0}}) that is strictly positive on B¯C0\overline{B}_{C_{0}}. We regard the rescaled bump below as a function on 𝕋3\mathbb{T}^{3} by 3\mathbb{Z}^{3}-periodization and set

φλq+1(x):=λq+13φ(λq+1x).\varphi_{\lambda_{q+1}}(x):=\lambda_{q+1}^{3}\varphi(\lambda_{q+1}x).

Define the orbit average without inserting the initial translation,

Φλq+1(x):=1ciλq+120ciλq+12φλq+1(xsξi)𝑑s,U~ik(x):=2πφλq+1(x)Φλq+1(x).\Phi_{\lambda_{q+1}}(x):=\frac{1}{c_{i}\lambda_{q+1}^{2}}\int_{0}^{c_{i}\lambda_{q+1}^{2}}\varphi_{\lambda_{q+1}}(x-s\xi_{i})\,\mathrm{d}s,\qquad\widetilde{U}_{i}^{k}(x):=\frac{2\pi\varphi_{\lambda_{q+1}}(x)}{\Phi_{\lambda_{q+1}}(x)}. (4.31)

The covering property of the orbit gives C1Φλq+1CC^{-1}\leq\Phi_{\lambda_{q+1}}\leq C and Φλq+1LCλq+1\|\nabla\Phi_{\lambda_{q+1}}\|_{L^{\infty}}\leq C\lambda_{q+1}. Moreover, Φλq+1\Phi_{\lambda_{q+1}} is invariant under translation along the ξi\xi_{i}-orbit. Consequently, averaging U~ik(x(xik(t0)+sξi))\widetilde{U}_{i}^{k}(x-(x_{i}^{k}(t_{0})+s\xi_{i})) cancels the denominator in (4.31) and proves (4.29). Fubini’s theorem then yields (4.28), while the quotient rule and the support of φλq+1\varphi_{\lambda_{q+1}} give (4.30).

Proposition 4.3.

Let Uq+1U_{q+1} be the locally finite sum defined above. Then

Uq+1LtLxp+λq+11xUq+1LtLxpC(p)λq+133psupi,kaikC1.\|U_{q+1}\|_{L^{\infty}_{t}L^{p}_{x}}+\lambda_{q+1}^{-1}\|\nabla_{x}U_{q+1}\|_{L^{\infty}_{t}L^{p}_{x}}\leq C(p)\lambda_{q+1}^{3-\frac{3}{p}}\sup_{i,k}\|a^{k}_{i}\|_{C^{1}}. (4.32)

Moreover, for every ii and kk, there exists a smooth symmetric tensor Gik=Gik(x)G_{i}^{k}=G_{i}^{k}(x) such that

1τq+1𝒯kUq+1(x,t)𝑑t=i=19div(aik(x)ξiξi+Gik(x)),\frac{1}{\tau_{q+1}}\int_{\mathcal{T}^{k}}U_{q+1}(x,t)\,\mathrm{d}t=\sum_{i=1}^{9}\operatorname{div}\left(a_{i}^{k}(x)\xi_{i}\otimes\xi_{i}+G_{i}^{k}(x)\right), (4.33)
GikLx1CaikC1λq+1.\displaystyle\|G_{i}^{k}\|_{L_{x}^{1}}\leq C\frac{\|a_{i}^{k}\|_{C^{1}}}{\lambda_{q+1}}\,. (4.34)
Proof of Proposition 4.3.

The definition (4.27) of UikU_{i}^{k} and (4.30) imply, for every t𝒯ikt\in\mathcal{T}_{i}^{k},

Uik(t)Lxp+λq+11xUik(t)Lxp\displaystyle\|U_{i}^{k}(t)\|_{L^{p}_{x}}+\lambda_{q+1}^{-1}\|\nabla_{x}U_{i}^{k}(t)\|_{L^{p}_{x}} sups𝒯ik|dds(ηikζik(s)Rik(s))|(U~ikLxp+λq+11U~ikLxp)\displaystyle\leq\sup_{s\in\mathcal{T}^{k}_{i}}\Big|\frac{\mathrm{d}}{\mathrm{d}s}(\eta_{i}^{k}\zeta_{i}^{k}(s)R_{i}^{k}(s))\Big|\Big(\|\tilde{U}_{i}^{k}\|_{L^{p}_{x}}+\lambda_{q+1}^{-1}\|\nabla\tilde{U}_{i}^{k}\|_{L^{p}_{x}}\Big)
C(p)λq+133psups𝒯ik|dds(ηikζik(s)Rik(s))|.\displaystyle\leq C(p)\lambda_{q+1}^{3-\frac{3}{p}}\sup_{s\in\mathcal{T}^{k}_{i}}\Big|\frac{\mathrm{d}}{\mathrm{d}s}(\eta_{i}^{k}\zeta_{i}^{k}(s)R_{i}^{k}(s))\Big|. (4.35)

Using (4.12), (4.14), and (4.11), we estimate the supremum in (4.7), for every s𝒯iks\in\mathcal{T}_{i}^{k}, by

|dds(ηikζik(s)Rik(s))|\displaystyle\Big|\frac{\mathrm{d}}{\mathrm{d}s}(\eta_{i}^{k}\zeta_{i}^{k}(s)R_{i}^{k}(s))\Big| |ηikRik(s)dζikds|+|(ηikζik)2RikRik|\displaystyle\leq\Big|\eta_{i}^{k}R_{i}^{k}(s)\frac{\mathrm{d}\zeta_{i}^{k}}{\mathrm{d}s}\Big|+\Big|(\eta^{k}_{i}\zeta^{k}_{i})^{2}\frac{\nabla R^{k}_{i}}{R^{k}_{i}}\Big|
Cδq+112rq+1aikLxλq+1τq+1+Cδq+1aikaikLx\displaystyle\leq C\delta_{q+1}^{\frac{1}{2}}r_{q+1}\|a^{k}_{i}\|_{L^{\infty}_{x}}\,\frac{\lambda_{q+1}}{\tau_{q+1}}+C\delta_{q+1}\|\frac{\nabla a_{i}^{k}}{a_{i}^{k}}\|_{L^{\infty}_{x}}
CaikCx1.\displaystyle\leq C\|a^{k}_{i}\|_{C^{1}_{x}}\,. (4.36)

For the second term we used aikδq+1a_{i}^{k}\geq\delta_{q+1}, while (4.16) controls the first term. Combining this estimate with (4.7) proves (4.32).

To prove (4.33), it suffices to establish

1τq+1𝒯ikUik(x,t)𝑑t=div(aik(x)ξiξi+Gik(x)),x𝕋3,\displaystyle\frac{1}{\tau_{q+1}}\int_{\mathcal{T}_{i}^{k}}U_{i}^{k}(x,t)\,\mathrm{d}t=\operatorname{div}\left(a_{i}^{k}(x)\xi_{i}\otimes\xi_{i}+G_{i}^{k}(x)\right)\,,\quad x\in\mathbb{T}^{3}\,,

and then sum over i=1,,9i=1,\dots,9. Integration by parts gives

𝒯ikUik(x,t)𝑑t\displaystyle\int_{\mathcal{T}_{i}^{k}}U_{i}^{k}(x,t)\,\mathrm{d}t =𝒯ikddt(ηikζik(t)Rik(t))U~ik(xxik(t))ξi𝑑t\displaystyle=\int_{\mathcal{T}_{i}^{k}}\frac{\mathrm{d}}{\mathrm{d}t}\left(\eta_{i}^{k}\zeta_{i}^{k}(t)R_{i}^{k}(t)\right)\tilde{U}_{i}^{k}(x-x_{i}^{k}(t))\xi_{i}\,\mathrm{d}t
=𝒯ikηikζik(t)Rik(t)ddt(U~ik(xxik(t)))ξidt\displaystyle=-\int_{\mathcal{T}_{i}^{k}}\eta_{i}^{k}\zeta_{i}^{k}(t)R_{i}^{k}(t)\frac{\mathrm{d}}{\mathrm{d}t}\left(\tilde{U}_{i}^{k}(x-x_{i}^{k}(t))\right)\,\xi_{i}\,\mathrm{d}t
=𝒯ik(ηikζik(t))2div(U~ik(xxik(t))ξiξi)𝑑t\displaystyle=\int_{\mathcal{T}_{i}^{k}}\left(\eta_{i}^{k}\zeta_{i}^{k}(t)\right)^{2}\operatorname{div}\left(\tilde{U}_{i}^{k}(x-x_{i}^{k}(t))\xi_{i}\otimes\xi_{i}\right)\,\mathrm{d}t
=div(ξiξi𝒯ik(ηikζik(t))2U~ik(xxik(t))dt).\displaystyle=\operatorname{div}\left(\xi_{i}\otimes\xi_{i}\int_{\mathcal{T}_{i}^{k}}\left(\eta_{i}^{k}\zeta_{i}^{k}(t)\right)^{2}\tilde{U}_{i}^{k}(x-x_{i}^{k}(t))\,\mathrm{d}t\right)\,. (4.37)

Recall t0t_{0}, TikT_{i}^{k}, and MikM_{i}^{k} from Section 4.5, and set 𝒯~ik=[t0,t0+MikTik]\widetilde{\mathcal{T}}_{i}^{k}=[t_{0},t_{0}+M_{i}^{k}T_{i}^{k}]. By (4.9), 𝒯~ik𝒯¯ik\widetilde{\mathcal{T}}_{i}^{k}\subseteq\bar{\mathcal{T}}_{i}^{k}, and hence ζik(t)=1\zeta_{i}^{k}(t)=1 for t𝒯~ikt\in\widetilde{\mathcal{T}}_{i}^{k}.

Next, we write

𝒯ik\displaystyle\int_{\mathcal{T}_{i}^{k}} (ηikζik(t))2U~ik(xxik(t))dt\displaystyle\left(\eta_{i}^{k}\zeta_{i}^{k}(t)\right)^{2}\tilde{U}_{i}^{k}(x-x_{i}^{k}(t))\,\mathrm{d}t
=(ηik)2𝒯~ikU~ik(xxik(t))𝑑t+(ηik)2𝒯ik𝒯~ikζik(t)2U~ik(xxik(t))𝑑tI+II.\displaystyle=\big(\eta_{i}^{k}\big)^{2}\int_{\tilde{\mathcal{T}}_{i}^{k}}\tilde{U}_{i}^{k}(x-x_{i}^{k}(t))\,\mathrm{d}t+\big(\eta_{i}^{k}\big)^{2}\int_{\mathcal{T}_{i}^{k}\setminus\tilde{\mathcal{T}}_{i}^{k}}\zeta_{i}^{k}(t)^{2}\tilde{U}_{i}^{k}(x-x_{i}^{k}(t))\,\mathrm{d}t\eqqcolon I+II\,. (4.38)

The tensor IIξiξiII\,\xi_{i}\otimes\xi_{i} contributes to GikG_{i}^{k}. By (4.30),

IIL1(ηik)2U~ikL1𝒯ik𝒯~ik(ζik(t))2𝑑tCδq+1τq+1λq+11.\|II\|_{L^{1}}\leq(\eta_{i}^{k})^{2}\|\tilde{U}_{i}^{k}\|_{L^{1}}\int_{\mathcal{T}_{i}^{k}\setminus\tilde{\mathcal{T}}_{i}^{k}}(\zeta_{i}^{k}(t))^{2}\,\mathrm{d}t\leq C\delta_{q+1}\tau_{q+1}\lambda_{q+1}^{-1}\,. (4.39)

Next, we investigate the main term II. Make the change of variables t=t(s)𝒯~ikt=t(s)\in\widetilde{\mathcal{T}}_{i}^{k}, determined by xik(t(s))=xik(t0)+sξix_{i}^{k}(t(s))=x_{i}^{k}(t_{0})+s\xi_{i} and t(0)=t0t(0)=t_{0}. Then

t(s)=rq+1ηikζik(t(s))aik(xik(t0)+sξi).t^{\prime}(s)=\frac{r_{q+1}}{\eta_{i}^{k}\zeta_{i}^{k}(t(s))}a_{i}^{k}(x_{i}^{k}(t_{0})+s\xi_{i})\,.

This change of variables gives

I\displaystyle I =ηikrq+10ciMikλq+12aik(xik(t0)+sξi)U~ik(x(xik(t0)+sξi))𝑑s\displaystyle=\eta_{i}^{k}r_{q+1}\int_{0}^{c_{i}M_{i}^{k}\lambda_{q+1}^{2}}a_{i}^{k}(x_{i}^{k}(t_{0})+s\xi_{i})\tilde{U}_{i}^{k}(x-(x_{i}^{k}(t_{0})+s\xi_{i}))\,\mathrm{d}s
=ηikrq+1aik(x)0ciMikλq+12U~ik(x(xik(t0)+sξi))𝑑s\displaystyle=\eta_{i}^{k}r_{q+1}a_{i}^{k}(x)\int_{0}^{c_{i}M_{i}^{k}\lambda_{q+1}^{2}}\tilde{U}_{i}^{k}(x-(x_{i}^{k}(t_{0})+s\xi_{i}))\,\mathrm{d}s
+ηikrq+10ciMikλq+12(aik(xik(t0)+sξi)aik(x))U~ik(x(xik(t0)+sξi))ds\displaystyle+\eta_{i}^{k}r_{q+1}\int_{0}^{c_{i}M_{i}^{k}\lambda_{q+1}^{2}}(a_{i}^{k}(x_{i}^{k}(t_{0})+s\xi_{i})-a_{i}^{k}(x))\tilde{U}_{i}^{k}(x-(x_{i}^{k}(t_{0})+s\xi_{i}))\,\mathrm{d}s
I+II,\displaystyle\eqqcolon I^{\prime}+II^{\prime}, (4.40)

where II^{\prime} is the main term and IIII^{\prime} will be part of the error GikG^{k}_{i}. By (4.29), we rewrite the main term as

I\displaystyle I^{\prime} =ηikrq+1aik(x)0ciMikλq+12U~ik(x(xik(t0)+sξi))𝑑s\displaystyle=\eta_{i}^{k}r_{q+1}a_{i}^{k}(x)\int_{0}^{c_{i}M_{i}^{k}\lambda_{q+1}^{2}}\widetilde{U}_{i}^{k}(x-(x_{i}^{k}(t_{0})+s\xi_{i}))\,\mathrm{d}s
=ηikrq+12πciMikλq+12aik(x)=(τq+1+Eik)aik(x),\displaystyle=\eta_{i}^{k}r_{q+1}2\pi c_{i}M_{i}^{k}\lambda_{q+1}^{2}a_{i}^{k}(x)=(\tau_{q+1}+E_{i}^{k})a_{i}^{k}(x), (4.41)

where Eik:=9TikMikτq+1E_{i}^{k}:=9T_{i}^{k}M_{i}^{k}-\tau_{q+1}. By (4.17) and (4.18),

|Eik|Cτq+1λq+1.|E_{i}^{k}|\leq C\frac{\tau_{q+1}}{\lambda_{q+1}}. (4.42)

The term IIII^{\prime} in (4.40) satisfies

IIL1Cηikrq+12πciMikλq+12aikC1λq+1C(τq+1+|Eik|)aikC1λq+1Cτq+1aikC1λq+1.\displaystyle\|II^{\prime}\|_{L^{1}}\leq C\eta_{i}^{k}r_{q+1}2\pi c_{i}M_{i}^{k}\lambda^{2}_{q+1}\frac{\|a_{i}^{k}\|_{C^{1}}}{\lambda_{q+1}}\leq C\left(\tau_{q+1}+|E_{i}^{k}|\right)\frac{\|a_{i}^{k}\|_{C^{1}}}{\lambda_{q+1}}\leq C\tau_{q+1}\frac{\|a_{i}^{k}\|_{C^{1}}}{\lambda_{q+1}}. (4.43)

Combining (4.37), (4.38), (4.40), and (4.41), we obtain

1τq+1𝒯ikUik(x,t)𝑑t\displaystyle\frac{1}{\tau_{q+1}}\int_{\mathcal{T}_{i}^{k}}U_{i}^{k}(x,t)\,\mathrm{d}t =div(aik(x)ξiξi+Gik(x)),\displaystyle=\operatorname{div}\left(a_{i}^{k}(x)\xi_{i}\otimes\xi_{i}+G_{i}^{k}(x)\right),
Gik(x)\displaystyle G_{i}^{k}(x) :=1τq+1(II+II+Eikaik(x))ξiξi.\displaystyle:=\frac{1}{\tau_{q+1}}\left(II+II^{\prime}+E_{i}^{k}a_{i}^{k}(x)\right)\xi_{i}\otimes\xi_{i}.

Finally, (4.39), (4.42), and (4.43) give

GikL1Cδq+1λq+1+CaikC1λq+1+CaikL1λq+1CaikC1λq+1.\displaystyle\|G^{k}_{i}\|_{L^{1}}\leq C\frac{\delta_{q+1}}{\lambda_{q+1}}+C\frac{\|a_{i}^{k}\|_{C^{1}}}{\lambda_{q+1}}+C\frac{\|a_{i}^{k}\|_{L^{1}}}{\lambda_{q+1}}\leq C\frac{\|a_{i}^{k}\|_{C^{1}}}{\lambda_{q+1}}.

4.8 The temporal corrector

The auxiliary source cancels the Reynolds stress only after averaging over a complete time cell. We therefore introduce a temporal corrector as the primitive of its zero-mean oscillatory part. The cellwise cancellation confines this primitive to an interval of length at most τq+1\tau_{q+1}, producing the small factor needed in the estimates, while the Leray projection preserves incompressibility. Here =IdΔ1div\mathbb{P}=\operatorname{Id}-\nabla\Delta^{-1}\operatorname{div}, where Δ1\Delta^{-1} is the inverse Laplacian on the periodic domain 𝕋3\mathbb{T}^{3}, acting on mean-zero scalar functions. Define Qq+1:𝕋3×I3Q_{q+1}:\mathbb{T}^{3}\times I_{\ast}\to\mathbb{R}^{3} by

Qq+1(x,t)kτq+1t(Uq+1(x,s)1τq+1𝒯kUq+1(x,z)𝑑z)𝑑s,t𝒯k.\displaystyle-Q_{q+1}(x,t)\coloneqq\mathbb{P}\int_{k\tau_{q+1}}^{t}\left(U_{q+1}(x,s)-\frac{1}{\tau_{q+1}}\int_{\mathcal{T}^{k}}U_{q+1}(x,z)\,\mathrm{d}z\right)\mathrm{d}s,\qquad t\in\mathcal{T}^{k}. (4.44)

The integrand in (4.44) has zero integral over every complete cell [kτq+1,(k+1)τq+1][k\tau_{q+1},(k+1)\tau_{q+1}]. Consequently, only the current cell contributes to the primitive, and its effective time length is at most τq+1\tau_{q+1}.

Qq+1(x,t)=kτq+1t(Uq+1(x,s)1τq+1𝒯kUq+1(x,τ)𝑑τ)𝑑s.-Q_{q+1}(x,t)=\mathbb{P}\int_{k\tau_{q+1}}^{t}\left(U_{q+1}(x,s)-\frac{1}{\tau_{q+1}}\int_{\mathcal{T}^{k}}U_{q+1}(x,\tau)\mathrm{d}\tau\right)\,\mathrm{d}s. (4.45)

In particular, Qq+1Q_{q+1} and Qq+1\nabla Q_{q+1} vanish at every cell interface. Their time derivatives may have bounded jumps there, so Qq+1Q_{q+1} is continuous and piecewise smooth, in agreement with the admissibility convention at the beginning of this section. Since the velocity itself is continuous, these jumps create no temporal Dirac masses in the distributional equation.

The norms of Qq+1Q_{q+1} are estimated using (4.32). By (4.45) and the Calderón–Zygmund bounds for \mathbb{P},

Qq+1LtLxp\displaystyle\|Q_{q+1}\|_{L_{t}^{\infty}L_{x}^{p}} Ckτq+1tUq+1(,s)Lxp𝑑sCτq+1Uq+1LtLxp,\displaystyle\leq C\int_{k\tau_{q+1}}^{t}\|U_{q+1}(\cdot,s)\|_{L_{x}^{p}}\,\mathrm{d}s\leq C\tau_{q+1}\|U_{q+1}\|_{L_{t}^{\infty}L_{x}^{p}},
Qq+1LtLxp\displaystyle\|\nabla Q_{q+1}\|_{L_{t}^{\infty}L_{x}^{p}} Ckτq+1tUq+1(,s)Lxp𝑑sCτq+1xUq+1LtLxp.\displaystyle\leq C\int_{k\tau_{q+1}}^{t}\|\nabla U_{q+1}(\cdot,s)\|_{L_{x}^{p}}\,\mathrm{d}s\leq C\tau_{q+1}\|\nabla_{x}U_{q+1}\|_{L_{t}^{\infty}L_{x}^{p}}. (4.46)

These estimates hold for every p(1,)p\in(1,\infty) and t𝒯kt\in\mathcal{T}^{k}. Equation (4.44) also gives

tQq+1(x,t)\displaystyle\partial_{t}Q_{q+1}(x,t) =Uq+1(x,t)+1τq+1𝒯kUq+1(x,s)𝑑s,\displaystyle=-\mathbb{P}U_{q+1}(x,t)+\frac{1}{\tau_{q+1}}\int_{\mathcal{T}^{k}}\mathbb{P}U_{q+1}(x,s)\,\mathrm{d}s,
tQq+1LtLxp\displaystyle\|\partial_{t}Q_{q+1}\|_{L_{t}^{\infty}L_{x}^{p}} 2Uq+1LtLxpCUq+1LtLxp.\displaystyle\leq 2\|\mathbb{P}U_{q+1}\|_{L_{t}^{\infty}L_{x}^{p}}\leq C\|U_{q+1}\|_{L_{t}^{\infty}L_{x}^{p}}. (4.47)

Similarly,

tQq+1LtLxp2Uq+1LtLxpCUq+1LtLxp.\displaystyle\|\partial_{t}\nabla Q_{q+1}\|_{L^{\infty}_{t}L^{p}_{x}}\leq 2\|\nabla\mathbb{P}U_{q+1}\|_{L^{\infty}_{t}L^{p}_{x}}\leq C\|\nabla U_{q+1}\|_{L^{\infty}_{t}L^{p}_{x}}. (4.48)

4.9 Construction of the next Reynolds flow

All components of the perturbation are now available. We add the moving Hill blocks and the temporal corrector to the mollified background flow. Substitution into the equation produces the next Navier–Stokes–Reynolds system, with the remaining terms grouped into the linear interaction, corrector, temporal-freezing, source-replacement, and building-block errors.

Define the velocity field uq+1u_{q+1} by

uq+1(x,t)ul(x,t)+vq+1(x,t)+Qq+1(x,t),x𝕋3,tI.u_{q+1}(x,t)\coloneqq u_{l}(x,t)+v_{q+1}(x,t)+Q_{q+1}(x,t)\,,\quad\quad x\in\mathbb{T}^{3}\,,\,\,t\in I_{\ast}\,. (4.49)

Here the main velocity perturbation is

vq+1(x,t)=k𝒦q+1i=19Vik(x,t).v_{q+1}(x,t)=\sum_{k\in\mathcal{K}_{q+1}}\sum_{i=1}^{9}V_{i}^{k}(x,t).

The fields VikV_{i}^{k} are the adapted building blocks, and Qq+1Q_{q+1} is the temporal corrector constructed above.

Remark 4.4.

For every grid index k{0,,τq+11}k\in\{0,\dots,\tau_{q+1}^{-1}\}, vq+1(x,kτq+1)=Qq+1(x,kτq+1)=0v_{q+1}(x,k\tau_{q+1})=Q_{q+1}(x,k\tau_{q+1})=0 by the cutoff and (4.45). Thus

uq+1(x,kτq+1)=ul(x,kτq+1),for every grid index k and x𝕋3.u_{q+1}(x,k\tau_{q+1})=u_{l}(x,k\tau_{q+1}),\quad\text{for every grid index $k$ and $x\in\mathbb{T}^{3}$}\,.

In particular, for j{0,1}j\in\{0,1\},

uq+1(,j)uq(,j)L2uqulLtLx2Cl(xuq,tuq)LtLx2Cc0λq+1γ=Cc0λq1/5.\|u_{q+1}(\cdot,j)-u_{q}(\cdot,j)\|_{L^{2}}\leq\|u_{q}-u_{l}\|_{L_{t}^{\infty}L_{x}^{2}}\leq Cl\|(\nabla_{x}u_{q},\partial_{t}u_{q})\|_{L_{t}^{\infty}L_{x}^{2}}\leq Cc_{0}\lambda_{q+1}^{-\gamma}=Cc_{0}\lambda_{q}^{-1/5}. (4.50)

We define the new pressure field as

pq+1\displaystyle\nabla p_{q+1}\coloneqq{} plζ+k𝒦q+1i=19Pik\displaystyle\nabla p_{l}-\nabla\zeta+\sum_{k\in\mathcal{K}_{q+1}}\sum_{i=1}^{9}\nabla P_{i}^{k}
(Id)(Uq+1(x,t)1τq+1𝒯kUq+1(x,τ)𝑑τ),t𝒯k.\displaystyle-(\mathrm{Id}-\mathbb{P})\left(U_{q+1}(x,t)-\frac{1}{\tau_{q+1}}\int_{\mathcal{T}^{k}}U_{q+1}(x,\tau)\,\mathrm{d}\tau\right),\qquad t\in\mathcal{T}^{k}.

Here plp_{l}, ζ\zeta, and PikP_{i}^{k} are defined in (4.4), (4.5), and (4.19), respectively. The last term is the gradient part of the temporal-corrector source. The locally finite pressure sum is defined up to a function of time. The fields uq+1u_{q+1} and pq+1p_{q+1} satisfy the Navier–Stokes–Reynolds system distributionally with stress

q+1q+1(l)+q+1(c)+q+1(t)+q+1(s)+i=19(Fik+Gik),t𝒯k.\mathcal{E}_{q+1}\coloneqq\mathcal{E}_{q+1}^{(l)}+\mathcal{E}_{q+1}^{(c)}+\mathcal{E}_{q+1}^{(t)}+\mathcal{E}_{q+1}^{(s)}+\sum_{i=1}^{9}(F_{i}^{k}+G_{i}^{k}),\qquad t\in\mathcal{T}^{k}. (4.51)

Here FikF_{i}^{k} is defined in (4.19) and GikG_{i}^{k} in Proposition 4.3. The stress q+1(l)\mathcal{E}_{q+1}^{(l)} contains terms linear in the principal perturbation, whereas q+1(c)\mathcal{E}_{q+1}^{(c)} contains the temporal-corrector terms:

q+1(l)\displaystyle\mathcal{E}_{q+1}^{(l)} vq+1ul+ulvq+1,\displaystyle\coloneqq v_{q+1}\otimes u_{l}+u_{l}\otimes v_{q+1}\,,
q+1(c)\displaystyle\mathcal{E}_{q+1}^{(c)} Qq+1(ul+vq+1)+(ul+vq+1)Qq+1+Qq+1Qq+1ν(Qq+1+(Qq+1)T).\displaystyle\coloneqq Q_{q+1}\otimes(u_{l}+v_{q+1})+(u_{l}+v_{q+1})\otimes Q_{q+1}+Q_{q+1}\otimes Q_{q+1}-\nu(\nabla Q_{q+1}+(\nabla Q_{q+1})^{T})\,.

Finally, for t𝒯kt\in\mathcal{T}^{k}, define q+1(t)\mathcal{E}_{q+1}^{(t)} as the coefficient-freezing error and q+1(s)\mathcal{E}_{q+1}^{(s)} as the source-replacement error:

q+1(t)(x,t)\displaystyle\mathcal{E}_{q+1}^{(t)}(x,t) i=19(aik(x)ai(x,t))ξiξi,t𝒯k,\displaystyle\coloneqq\sum_{i=1}^{9}(a_{i}^{k}(x)-a_{i}(x,t))\xi_{i}\otimes\xi_{i},\qquad t\in\mathcal{T}^{k},
Sik(x,t)\displaystyle S_{i}^{k}(x,t) [1Rik(t)H~Rik(t),ξi(xxik(t))U~ik(xxik(t))ξi]\displaystyle\coloneqq\left[\frac{1}{R_{i}^{k}(t)}\widetilde{H}_{R_{i}^{k}(t),-\xi_{i}}(\,x-x_{i}^{k}(t))-\widetilde{U}_{i}^{k}(\,x-x_{i}^{k}(t))\xi_{i}\right]
×ddt(ηikζik(t)Rik(t)),\displaystyle\quad\times\frac{\mathrm{d}}{\mathrm{d}t}\bigl(\eta_{i}^{k}\zeta_{i}^{k}(t)R_{i}^{k}(t)\bigr),
q+1(s)(x,t)\displaystyle\mathcal{E}_{q+1}^{(s)}(x,t) i=19(Sik(,t))(x),t𝒯k.\displaystyle\coloneqq\sum_{i=1}^{9}\mathcal{R}(S_{i}^{k}(\cdot,t))(x),\qquad t\in\mathcal{T}^{k}.

The impulse identity for the Hill source and (4.28) give

𝕋3Sik(x,t)𝑑x=0,\int_{\mathbb{T}^{3}}S_{i}^{k}(x,t)\,\mathrm{d}x=0,

so the standard symmetric inverse-divergence \mathcal{R} on the torus is applicable. By (4.13) and property (iii) of U~ik\widetilde{U}_{i}^{k}, both terms are supported in a common ball of radius Cλq+11C\lambda_{q+1}^{-1}. Poincaré’s inequality on that ball gives SikW1,pCpλq+11SikLp\|S_{i}^{k}\|_{W^{-1,p}}\leq C_{p}\lambda_{q+1}^{-1}\|S_{i}^{k}\|_{L^{p}}; the order-1-1 estimate for \mathcal{R} therefore yields, for 1<p<1<p<\infty,

divSik=Sik,SikLpCpλq+11SikLp.\operatorname{div}\mathcal{R}S_{i}^{k}=S_{i}^{k},\qquad\|\mathcal{R}S_{i}^{k}\|_{L^{p}}\leq C_{p}\lambda_{q+1}^{-1}\|S_{i}^{k}\|_{L^{p}}.

Finally, substituting (4.19), (4.44), (4.33), and (4.5) into (4.49) gives (4.2) with the stress (4.51); the signs of q+1(t)\mathcal{E}_{q+1}^{(t)} and of the pressure correction ζ-\nabla\zeta are exactly those dictated by (4.5).

5 Proof of Proposition 4.1

We verify the conclusions of Proposition 4.1. We first control the velocity increment and its space–time regularity, then estimate each component of the new Reynolds stress, and finally choose the parameters so that all the resulting inequalities hold simultaneously.

5.1 Velocity estimates

We begin with the bounds for the new velocity. The L2L^{2} estimate controls the size of the increment, the Ctα0Lxp¯C_{t}^{\alpha_{0}}L_{x}^{\bar{p}} estimate propagates the target gradient regularity, and the derivative estimates preserve the inductive L4L^{4} bound. Each estimate yields an explicit restriction on the iteration parameters. By (4.50), (4.22), and (4.8),

At each time, at most one pair (i,k)(i,k) is active. Hence the norm of the sum of moving blocks is controlled by the supremum over (i,k)(i,k), as used below.

uq+1uqLtLx2\displaystyle\|u_{q+1}-u_{q}\|_{L_{t}^{\infty}L_{x}^{2}} uluqLtLx2+supi,kVikLtLx2+Qq+1LtLx2\displaystyle\leq\|u_{l}-u_{q}\|_{L_{t}^{\infty}L_{x}^{2}}+\sup_{i,k}\|V_{i}^{k}\|_{L_{t}^{\infty}L_{x}^{2}}+\|Q_{q+1}\|_{L_{t}^{\infty}L_{x}^{2}}
Cλq+1γ+Cδq+112+Cτq+1Uq+1LtLx2\displaystyle\leq C\lambda_{q+1}^{-\gamma}+C\delta_{q+1}^{\frac{1}{2}}+C\tau_{q+1}\|U_{q+1}\|_{L_{t}^{\infty}L_{x}^{2}}
Cλq+1γ+Cλ1γλq+1γ2+Cτq+1λq+132+4nσ+4γ.\displaystyle\leq C\lambda_{q+1}^{-\gamma}+C\lambda_{1}^{\gamma}\lambda_{q+1}^{-\frac{\gamma}{2}}+C\tau_{q+1}\lambda_{q+1}^{\frac{3}{2}+4\frac{n}{\sigma}+4\gamma}.

To obtain uq+1uqLtLx2Cδq+11/2=Cλ1γλq+1γ/2\|u_{q+1}-u_{q}\|_{L_{t}^{\infty}L_{x}^{2}}\leq C\delta_{q+1}^{1/2}=C\lambda_{1}^{\gamma}\lambda_{q+1}^{-\gamma/2}, it is sufficient that

λq+1η+32+4γ+4nσλq+1γ2δq+11/2.\lambda_{q+1}^{-\eta+\frac{3}{2}+4\gamma+4\frac{n}{\sigma}}\leq\lambda_{q+1}^{-\frac{\gamma}{2}}\leq\delta_{q+1}^{1/2}. (5.1)

Moreover,

uq+1LtLx22δ012δq12+uq+1uqLtLx22δ012δq12+Cδq+1122δ012δq+112,\|u_{q+1}\|_{L_{t}^{\infty}L_{x}^{2}}\leq 2\delta_{0}^{\frac{1}{2}}-\delta_{q}^{\frac{1}{2}}+\|u_{q+1}-u_{q}\|_{L_{t}^{\infty}L_{x}^{2}}\leq 2\delta_{0}^{\frac{1}{2}}-\delta_{q}^{\frac{1}{2}}+C\delta_{q+1}^{\frac{1}{2}}\leq 2\delta_{0}^{\frac{1}{2}}-\delta_{q+1}^{\frac{1}{2}},

provided that λ0\lambda_{0} is sufficiently large.

Remark 5.1.

For 2<s<42<s<4, the same argument gives the following LtLxsL_{t}^{\infty}L_{x}^{s}-bound:

uq+1uqLtLxs\displaystyle\|u_{q+1}-u_{q}\|_{L_{t}^{\infty}L_{x}^{s}} uluqLtLxs+supi,kVikLtLxs+Qq+1LtLxs\displaystyle\leq\|u_{l}-u_{q}\|_{L_{t}^{\infty}L_{x}^{s}}+\sup_{i,k}\|V_{i}^{k}\|_{L_{t}^{\infty}L_{x}^{s}}+\|Q_{q+1}\|_{L_{t}^{\infty}L_{x}^{s}}
Cl(xuq,tuq)LtLx4+Cδq+112R2s1Lt+Cτq+1Uq+1LtLxs\displaystyle\leq Cl\|(\nabla_{x}u_{q},\partial_{t}u_{q})\|_{L_{t}^{\infty}L_{x}^{4}}+C\delta_{q+1}^{\frac{1}{2}}\|R^{\frac{2}{s}-1}\|_{L_{t}^{\infty}}+C\tau_{q+1}\|U_{q+1}\|_{L_{t}^{\infty}L_{x}^{s}}
Cλq+1γ+Cλ1(4s1)γλq+1γ2+(12s)(γ+μ)+Cλq+1η+33s+4nσ+4γ.\displaystyle\leq C\lambda_{q+1}^{-\gamma}+C\lambda_{1}^{(\frac{4}{s}-1)\gamma}\lambda_{q+1}^{-\frac{\gamma}{2}+(1-\frac{2}{s})(\gamma+\mu)}+C\lambda_{q+1}^{-\eta+3-\frac{3}{s}+4\frac{n}{\sigma}+4\gamma}.

Since II_{\ast} has finite length, this also implies, for every time exponent 1r1\leq r\leq\infty,

uq+1uqLtr(I,Lxs)|I|1/ruq+1uqLt(I,Lxs).\|u_{q+1}-u_{q}\|_{L_{t}^{r}(I_{\ast};L_{x}^{s})}\leq|I_{\ast}|^{1/r}\|u_{q+1}-u_{q}\|_{L_{t}^{\infty}(I_{\ast};L_{x}^{s})}.

This formulation avoids incorrectly replacing the LtrL_{t}^{r}-norm of the sum over all time cells by the supremum of the individual cellwise LtrL_{t}^{r}-norms.

The perturbation also preserves the zero-mean condition. Indeed, Proposition 3.1 and the choice e=ξie=-\xi_{i} give

𝕋3Vik(x,t)𝑑x=2πηikζik(t)Rik(t)ξi.\int_{\mathbb{T}^{3}}V_{i}^{k}(x,t)\,\mathrm{d}x=2\pi\eta_{i}^{k}\zeta_{i}^{k}(t)R_{i}^{k}(t)\xi_{i}.

On the other hand, (4.28) and (4.27) show that 𝕋3Uik𝑑x=2πddt(ηikζikRik)ξi\int_{\mathbb{T}^{3}}U_{i}^{k}\,\mathrm{d}x=2\pi\frac{\mathrm{d}}{\mathrm{d}t}(\eta_{i}^{k}\zeta_{i}^{k}R_{i}^{k})\xi_{i}. The cell average of this spatial mean vanishes because ζik\zeta_{i}^{k} vanishes at the endpoints of its support. Taking the spatial mean in (4.44) therefore yields

𝕋3Qq+1(x,t)𝑑x=2πηikζik(t)Rik(t)ξi\int_{\mathbb{T}^{3}}Q_{q+1}(x,t)\,\mathrm{d}x=-2\pi\eta_{i}^{k}\zeta_{i}^{k}(t)R_{i}^{k}(t)\xi_{i}

on the active subinterval, and zero elsewhere. Thus vq+1+Qq+1v_{q+1}+Q_{q+1} has zero spatial mean; since mollification preserves the mean, so does uq+1u_{q+1}.

We next estimate uq+1\nabla u_{q+1}. By (4.23) and (4.8),

uq+1LtLx6/5\displaystyle\|\nabla u_{q+1}\|_{L_{t}^{\infty}L_{x}^{6/5}} ulLtLx6/5+supi,kVikLtLx6/5+Qq+1LtLx6/5\displaystyle\leq\|\nabla u_{l}\|_{L_{t}^{\infty}L_{x}^{6/5}}+\sup_{i,k}\|\nabla V_{i}^{k}\|_{L_{t}^{\infty}L_{x}^{6/5}}+\|\nabla Q_{q+1}\|_{L_{t}^{\infty}L_{x}^{6/5}}
uqLtLx6/5+Cδq+112+Cτq+1λq+132+4nσ+4γ.\displaystyle\leq\|\nabla u_{q}\|_{L_{t}^{\infty}L_{x}^{6/5}}+C\delta_{q+1}^{\frac{1}{2}}+C\tau_{q+1}\lambda_{q+1}^{\frac{3}{2}+4\frac{n}{\sigma}+4\gamma}\,.

The desired gain by Cδq+1ϵC\delta_{q+1}^{\epsilon} follows provided that

η+32+4nσ+4γ<0.-\eta+\frac{3}{2}+4\frac{n}{\sigma}+4\gamma<0. (5.2)
Remark 5.2.

For an exponent slightly larger than 6/56/5, the power of RikR_{i}^{k} is negative; hence one must use (4.24), rather than (4.23). Because rq+1r_{q+1} is much smaller than δq+1\delta_{q+1}, this loss restricts the attainable exponent. More precisely,

uq+1LtLxp¯\displaystyle\|\nabla u_{q+1}\|_{L_{t}^{\infty}L_{x}^{\bar{p}}} ulLtLxp¯+supi,kVikLtLxp¯+Qq+1LtLxp¯\displaystyle\leq\|\nabla u_{l}\|_{L_{t}^{\infty}L_{x}^{\bar{p}}}+\sup_{i,k}\|\nabla V_{i}^{k}\|_{L_{t}^{\infty}L_{x}^{\bar{p}}}+\|\nabla Q_{q+1}\|_{L_{t}^{\infty}L_{x}^{\bar{p}}}
uqLtLxp¯+Cδq+112rq+12p¯53δq+12p¯53+Cτq+1λq+143p¯+4nσ+4γ.\displaystyle\leq\|\nabla u_{q}\|_{L_{t}^{\infty}L_{x}^{\bar{p}}}+C\delta_{q+1}^{\frac{1}{2}}r_{q+1}^{\frac{2}{\bar{p}}-\frac{5}{3}}\delta_{q+1}^{\frac{2}{\bar{p}}-\frac{5}{3}}+C\tau_{q+1}\lambda_{q+1}^{4-\frac{3}{\bar{p}}+4\frac{n}{\sigma}+4\gamma}\,.

A gain by δq+1ϵ\delta_{q+1}^{\epsilon} follows if

γ2+(532p¯)(μ+γ)<0,η+43p¯+4nσ+4γ<0.-\frac{\gamma}{2}+(\frac{5}{3}-\frac{2}{\bar{p}})(\mu+\gamma)<0,\quad-\eta+4-\frac{3}{\bar{p}}+4\frac{n}{\sigma}+4\gamma<0. (5.3)

Taking s=4s=4 instead gives

uq+1LtLx4uqLtLx4+Cδq+112rq+176δq+176+Cτq+1λq+1134+4nσ+4γ.\|\nabla u_{q+1}\|_{L_{t}^{\infty}L_{x}^{4}}\leq\|\nabla u_{q}\|_{L_{t}^{\infty}L_{x}^{4}}+C\delta_{q+1}^{\frac{1}{2}}r_{q+1}^{-\frac{7}{6}}\delta_{q+1}^{-\frac{7}{6}}+C\tau_{q+1}\lambda_{q+1}^{\frac{13}{4}+4\frac{n}{\sigma}+4\gamma}\,.

To keep the induction assumption uq+1LtLx4λq+1n\|\nabla u_{q+1}\|_{L_{t}^{\infty}L_{x}^{4}}\leq\lambda_{q+1}^{n}, we need

γ2+76(μ+γ)<n,η+134+4nσ+4γ<n.-\frac{\gamma}{2}+\frac{7}{6}(\mu+\gamma)<n,\quad-\eta+\frac{13}{4}+4\frac{n}{\sigma}+4\gamma<n. (5.4)

We now justify the Hölder continuity in time without hiding any exponent loss. Set

Dq+1\displaystyle D_{q+1} :=δq+12βrq+13β(1+rq+1λq+14n/σ+4γ),\displaystyle:=\delta_{q+1}^{-2-\beta}r_{q+1}^{-3-\beta}\left(1+r_{q+1}\lambda_{q+1}^{4n/\sigma+4\gamma}\right),
B\displaystyle B :=max{(2+β)γ+(3+β)μ,(2+β)γ+(2+β)μ+4nσ+4γ}.\displaystyle:=\max\left\{(2+\beta)\gamma+(3+\beta)\mu,\,(2+\beta)\gamma+(2+\beta)\mu+\frac{4n}{\sigma}+4\gamma\right\}.

Thus Dq+1Cλq+1BD_{q+1}\leq C\lambda_{q+1}^{B}. For every Banach-valued function ff that is continuous and piecewise C1C^{1},

[f]Ctα0CfLt1α0tfLtα0.[f]_{C_{t}^{\alpha_{0}}}\leq C\|f\|_{L_{t}^{\infty}}^{1-\alpha_{0}}\|\partial_{t}f\|_{L_{t}^{\infty}}^{\alpha_{0}}.

This estimate applies globally here: the supports of the VikV_{i}^{k} are disjoint in time, each Vik\nabla V_{i}^{k} vanishes at the endpoints of its support, and Qq+1\nabla Q_{q+1} vanishes at the cell interfaces. Using (4.23), (4.26), (4.8), and (4.48), we obtain

[(vq+1+Qq+1)]Ctα0Lx6/5\displaystyle[\nabla(v_{q+1}+Q_{q+1})]_{C_{t}^{\alpha_{0}}L_{x}^{6/5}} Cδq+112(1α0)Dq+1α0+Cτq+11α0λq+132+4n/σ+4γ\displaystyle\leq C\delta_{q+1}^{\frac{1}{2}(1-\alpha_{0})}D_{q+1}^{\alpha_{0}}+C\tau_{q+1}^{1-\alpha_{0}}\lambda_{q+1}^{\frac{3}{2}+4n/\sigma+4\gamma}
Cλ1γ(1α0)λq+1γ2(1α0)+Bα0+Cλq+1η+32+4n/σ+4γ+ηα0.\displaystyle\leq C\lambda_{1}^{\gamma(1-\alpha_{0})}\lambda_{q+1}^{-\frac{\gamma}{2}(1-\alpha_{0})+B\alpha_{0}}+C\lambda_{q+1}^{-\eta+\frac{3}{2}+4n/\sigma+4\gamma+\eta\alpha_{0}}.

Both exponents are negative when α0>0\alpha_{0}>0 is sufficiently small, by (5.2).

For the target exponent p¯\bar{p}, set κp¯:=532p¯\kappa_{\bar{p}}:=\frac{5}{3}-\frac{2}{\bar{p}} and introduce the two positive margins

θV:=γ2κp¯(μ+γ),θQ:=η4+3p¯4nσ4γ.\theta_{V}:=\frac{\gamma}{2}-\kappa_{\bar{p}}(\mu+\gamma),\qquad\theta_{Q}:=\eta-4+\frac{3}{\bar{p}}-\frac{4n}{\sigma}-4\gamma.

Their positivity is precisely (5.3). The same interpolation then gives

[(vq+1+Qq+1)]Ctα0Lxp¯\displaystyle[\nabla(v_{q+1}+Q_{q+1})]_{C_{t}^{\alpha_{0}}L_{x}^{\bar{p}}} Cλ1(12κp¯)γ(1α0)λq+1θV(1α0)+Bα0+Cλq+1θQ+ηα0.\displaystyle\leq C\lambda_{1}^{(1-2\kappa_{\bar{p}})\gamma(1-\alpha_{0})}\lambda_{q+1}^{-\theta_{V}(1-\alpha_{0})+B\alpha_{0}}+C\lambda_{q+1}^{-\theta_{Q}+\eta\alpha_{0}}.

The displayed powers of λ1\lambda_{1} are retained explicitly. Once the base frequency is fixed they are independent of qq; the first stage is a single finite term, and the strict negative powers of λq+1\lambda_{q+1} control the summability of all later stages. Choose α0>0\alpha_{0}>0 so small that all four exponents above are strictly negative. Since δq+1\delta_{q+1} is a fixed multiple of λq+1γ\lambda_{q+1}^{-\gamma}, there is then a ϑ>0\vartheta>0, independent of qq, such that the preceding bound and the already established LtLxp¯L_{t}^{\infty}L_{x}^{\bar{p}} bound yield

uq+1Ctα0Lxp¯uqCtα0Lxp¯+Cλ1δq+1ϑ.\|\nabla u_{q+1}\|_{C_{t}^{\alpha_{0}}L_{x}^{\bar{p}}}\leq\|\nabla u_{q}\|_{C_{t}^{\alpha_{0}}L_{x}^{\bar{p}}}+C_{\lambda_{1}}\delta_{q+1}^{\vartheta}.

Here Cλ1<C_{\lambda_{1}}<\infty may depend on the fixed base frequency λ1\lambda_{1}, but is independent of qq. This dependence is harmless because λ1\lambda_{1} is fixed throughout the iteration.

Finally, (4.47) and (4.25) give the time-derivative estimate

tuq+1LtLxp\displaystyle\|\partial_{t}u_{q+1}\|_{L^{\infty}_{t}L^{p}_{x}} tulLtLxp+supi,ktVikLtLxp+tQq+1LtLxp\displaystyle\leq\|\partial_{t}u_{l}\|_{L^{\infty}_{t}L^{p}_{x}}+\sup_{i,k}\|\partial_{t}V_{i}^{k}\|_{L^{\infty}_{t}L^{p}_{x}}+\|\partial_{t}Q_{q+1}\|_{L^{\infty}_{t}L^{p}_{x}}
λqn+Cδq+12rq+13(1+rq+1λq+14nσ+4γ)+Cλq+14nσ+4γ+33p.\displaystyle\leq\lambda_{q}^{n}+C\delta_{q+1}^{-2}r_{q+1}^{-3}(1+r_{q+1}\lambda_{q+1}^{4\frac{n}{\sigma}+4\gamma})+C\lambda_{q+1}^{4\frac{n}{\sigma}+4\gamma+3-\frac{3}{p}}.

We apply this general estimate with p=4p=4. The bound tuq+1LtLx4λq+1n\|\partial_{t}u_{q+1}\|_{L_{t}^{\infty}L_{x}^{4}}\leq\lambda_{q+1}^{n} therefore requires

4nσ+4γ+334<n,3μ+2γ<n,2μ+2γ+4nσ+4γ<n.4\frac{n}{\sigma}+4\gamma+3-\frac{3}{4}<n,\quad 3\mu+2\gamma<n,\quad 2\mu+2\gamma+4\frac{n}{\sigma}+4\gamma<n. (5.5)

5.2 Reynolds-stress estimates

We estimate the components of the Reynolds stress defined in the preceding section. Each component will be bounded by a fixed fraction of the target level δq+2\delta_{q+2}. We treat successively the linear interaction, the temporal corrector, the freezing and source-replacement errors, and the intrinsic errors of the moving blocks.

By (4.21), Poincaré’s inequality, and Hölder’s inequality,

q+1(l)LtLx1\displaystyle\|\mathcal{E}^{(l)}_{q+1}\|_{L^{\infty}_{t}L^{1}_{x}} Cvq+1L32ulL3Cvq+1L32ulL4\displaystyle\leq C\|v_{q+1}\|_{L^{\frac{3}{2}}}\|u_{l}\|_{L^{3}}\leq C\|v_{q+1}\|_{L^{\frac{3}{2}}}\|\nabla u_{l}\|_{L^{4}}
Cδq+112rq+113(λq+1nσ+γ)λqn.\displaystyle\leq C\delta_{q+1}^{\frac{1}{2}}r_{q+1}^{\frac{1}{3}}\left(\lambda_{q+1}^{\frac{n}{\sigma}+\gamma}\right)\lambda_{q}^{n}.

When this and the other terms containing δq+11/2\delta_{q+1}^{1/2} are compared with δq+2\delta_{q+2}, we use the exact ratio

δq+11/2δq+2=λ1γλq+1γσγ/2.\frac{\delta_{q+1}^{1/2}}{\delta_{q+2}}=\lambda_{1}^{-\gamma}\lambda_{q+1}^{\gamma\sigma-\gamma/2}.

Thus the retained factor λ1γ\lambda_{1}^{-\gamma} is favorable, and the displayed exponent inequalities remain sufficient. After choosing λ0\lambda_{0} sufficiently large to absorb the fixed constant, the bound q+1(l)LtLx1δq+2/100\|\mathcal{E}^{(l)}_{q+1}\|_{L_{t}^{\infty}L_{x}^{1}}\leq\delta_{q+2}/100 follows from the exponent inequality

λq+12nσ+γμ3γ2<λq+1γσ.\lambda_{q+1}^{2\frac{n}{\sigma}+\gamma-\frac{\mu}{3}-\frac{\gamma}{2}}<\lambda_{q+1}^{-\gamma\sigma}. (5.6)

For the corrector stress, we estimate

q+1(c)LtLx1\displaystyle\|\mathcal{E}_{q+1}^{(c)}\|_{L_{t}^{\infty}L_{x}^{1}} CQq+1LtLx2(ulLtLx2+vq+1LtLx2+Qq+1LtLx2)+CQq+1LtLx6/5\displaystyle\leq C\|Q_{q+1}\|_{L_{t}^{\infty}L_{x}^{2}}\bigl(\|u_{l}\|_{L_{t}^{\infty}L_{x}^{2}}+\|v_{q+1}\|_{L_{t}^{\infty}L_{x}^{2}}+\|Q_{q+1}\|_{L_{t}^{\infty}L_{x}^{2}}\bigr)+C\|\nabla Q_{q+1}\|_{L_{t}^{\infty}L_{x}^{6/5}}
Cτq+1λq+132+4nσ+4γδ0121100δq+2.\displaystyle\leq C\tau_{q+1}\lambda_{q+1}^{\frac{3}{2}+4\frac{n}{\sigma}+4\gamma}\delta_{0}^{\frac{1}{2}}{\leq\frac{1}{100}\delta_{q+2}}.

It is therefore sufficient that

λq+14nσ+4γ+32η<λq+1γσ.\lambda_{q+1}^{4\frac{n}{\sigma}+4\gamma+\frac{3}{2}-\eta}<\lambda_{q+1}^{-\gamma\sigma}. (5.7)

For the coefficient-freezing error,

q+1(t)LtLx1\displaystyle\|\mathcal{E}_{q+1}^{(t)}\|_{L_{t}^{\infty}L_{x}^{1}} Cτq+1aiC˙1Cτq+1λq+14nσ+4γ1100δq+2,\displaystyle\leq C\tau_{q+1}\|a_{i}\|_{\dot{C}^{1}}\leq C\tau_{q+1}\lambda_{q+1}^{4\frac{n}{\sigma}+4\gamma}{\leq\frac{1}{100}\delta_{q+2}},

where the last inequality follows from (5.7).

Choose an exponent ps>1p_{s}>1 for the source-replacement estimate, independently of the exponent used in Proposition 3.1. From Proposition 3.1, (4.36), and (4.30),

q+1(s)LtLxps\displaystyle\|\mathcal{E}_{q+1}^{(s)}\|_{L^{\infty}_{t}L^{p_{s}}_{x}} C(ps)λq+11(1RikH~RikLtLxps+U~ikLtLxps)supi,k|ddt(ηikζikRik)|\displaystyle\leq C(p_{s})\lambda_{q+1}^{-1}\left(\|\frac{1}{R_{i}^{k}}\tilde{H}_{R_{i}^{k}}\|_{L^{\infty}_{t}L^{p_{s}}_{x}}+\|\tilde{U}_{i}^{k}\|_{L^{\infty}_{t}L^{p_{s}}_{x}}\right)\sup_{i,k}\Big|\frac{\mathrm{d}}{\mathrm{d}t}(\eta_{i}^{k}\zeta_{i}^{k}R_{i}^{k})\Big|
C(ps)λq+11(δq+12ps2rq+12ps2+λq+133ps)λq+14nσ+4γδq+2100.\displaystyle\leq C(p_{s})\lambda_{q+1}^{-1}(\delta_{q+1}^{\frac{2}{p_{s}}-2}r_{q+1}^{{\frac{2}{p_{s}}-2}}+\lambda_{q+1}^{3-\frac{3}{p_{s}}})\lambda^{4\frac{n}{\sigma}+4\gamma}_{q+1}{\leq\frac{\delta_{q+2}}{100}}.

Since Lps(𝕋3)L1(𝕋3)L^{p_{s}}(\mathbb{T}^{3})\hookrightarrow L^{1}(\mathbb{T}^{3}), the preceding bound controls the required L1L^{1} stress. It closes provided

1+4nσ+4γ+(μ+γ)(22ps)\displaystyle-1+\frac{4n}{\sigma}+4\gamma+(\mu+\gamma)\left(2-\frac{2}{p_{s}}\right) <γσ,\displaystyle<-\gamma\sigma, 1+4nσ+4γ+33ps\displaystyle-1+\frac{4n}{\sigma}+4\gamma+3-\frac{3}{p_{s}} <γσ.\displaystyle<-\gamma\sigma. (5.8)

Both inequalities hold by taking ps>1p_{s}>1 sufficiently close to one. It remains to use (4.20) and (4.34) for the building-block and averaging errors:

FikLtLx1\displaystyle\|F_{i}^{k}\|_{L_{t}^{\infty}L_{x}^{1}} Cδq+1rq+1κ(λq+13nσ+3γ)κ(λq+14n/σ+5γ)+Cνδq+112rq+12p053(λq+13nσ+3γ)2p053δq+2100,\displaystyle\leq C\delta_{q+1}\,r_{q+1}^{\kappa}\,(\lambda_{q+1}^{3\frac{n}{\sigma}+3\gamma})^{\kappa}\left(\lambda_{q+1}^{4n/\sigma+5\gamma}\right)+C\nu\delta^{\frac{1}{2}}_{q+1}r_{q+1}^{\frac{2}{p_{0}}-\frac{5}{3}}(\lambda_{q+1}^{3\frac{n}{\sigma}+3\gamma})^{\frac{2}{p_{0}}-\frac{5}{3}}\leq\frac{\delta_{q+2}}{100}, (5.9)
GikLx1\displaystyle\|G_{i}^{k}\|_{L_{x}^{1}} CaikC1λq+1Cλq+14nσ+4γ1δq+2100.\displaystyle\leq C\frac{\|a_{i}^{k}\|_{C^{1}}}{\lambda_{q+1}}\leq C\lambda_{q+1}^{4\frac{n}{\sigma}+4\gamma-1}\leq\frac{\delta_{q+2}}{100}\,.

At a fixed time there are four global error tensors, at most one active tensor FikF_{i}^{k}, and nine static tensors GikG_{i}^{k} on the current time cell. Consequently, after increasing λ0\lambda_{0} once more to absorb all fixed constants,

q+1LtLx114100δq+2<δq+2.\|\mathcal{E}_{q+1}\|_{L_{t}^{\infty}L_{x}^{1}}\leq\frac{14}{100}\,\delta_{q+2}<\delta_{q+2}.

5.3 Choice of parameters

We collect the restrictions obtained above and exhibit one choice for which they are all strict. We distinguish the intrinsic block exponent p0p_{0}, the source-replacement exponent psp_{s}, and the final regularity exponent p¯\bar{p}, since these exponents enter different estimates. The geometric condition (4.13) gives

1αμ+3α(nσ+γ)<0.1-\alpha\mu+3\alpha\left(\frac{n}{\sigma}+\gamma\right)<0.

For (4.16), the fixed prefactor in δq+11/2=λ1γλq+1γ/2\delta_{q+1}^{1/2}=\lambda_{1}^{\gamma}\lambda_{q+1}^{-\gamma/2} must also be retained. Indeed,

λq+13rq+1δq+11/2τq+1=λ1γλq+13μγ/2+η.\frac{\lambda_{q+1}^{3}r_{q+1}\delta_{q+1}^{1/2}}{\tau_{q+1}}=\lambda_{1}^{\gamma}\lambda_{q+1}^{3-\mu-\gamma/2+\eta}.

Thus the stronger first-stage condition

3μ+γ2<η3-\mu+\frac{\gamma}{2}<-\eta

is sufficient uniformly for every q0q\geq 0 after increasing λ1\lambda_{1}. We next collect (5.1), (5.2),(5.4), (5.5)–(5.9). Since σ\sigma is a positive integer, (5.7) implies (5.1) and (5.2). The remaining restrictions reduce to

4nσ+4γ+334<n,3μ+2γ<n,2μ+2γ+4nσ+4γ<n,\displaystyle 4\frac{n}{\sigma}+4\gamma+3-\frac{3}{4}<n,\quad 3\mu+2\gamma<n,\quad 2\mu+2\gamma+4\frac{n}{\sigma}+4\gamma<n,
2nσμ3+γ2<γσ,4nσ+4γ+32η<γσ,4nσ+4γ1<γσ,\displaystyle 2\frac{n}{\sigma}-\frac{\mu}{3}+\frac{\gamma}{2}<-\gamma\sigma,\quad 4\frac{n}{\sigma}+4\gamma+\frac{3}{2}-\eta<-\gamma\sigma,\quad 4\frac{n}{\sigma}+4\gamma-1<-\gamma\sigma,
μκ+(3nσ+3γ)κ+4nσ+4γ<γσ,γ2+(3nσ+3γμ)(2p053)<γσ,\displaystyle-\mu\kappa+(3\frac{n}{\sigma}+3\gamma)\kappa+4\frac{n}{\sigma}+4\gamma<-\gamma\sigma,\quad-\frac{\gamma}{2}+(3\frac{n}{\sigma}+3\gamma-\mu)(\frac{2}{p_{0}}-\frac{5}{3})<-\gamma\sigma,
γ2+76(μ+γ)<n,η+134+4nσ+4γ<n.\displaystyle-\frac{\gamma}{2}+\frac{7}{6}(\mu+\gamma)<n,\quad-\eta+\frac{13}{4}+4\frac{n}{\sigma}+4\gamma<n.

These conditions are supplemented by the two source-exponent inequalities in (5.8). We first choose σ=200\sigma=200, n=20n=20, γ=11000\gamma=\frac{1}{1000}, μ=6+2γ=6.002\mu=6+2\gamma=6.002, and η=3\eta=3. For the intrinsic block estimates, set p0=2827p_{0}=\frac{28}{27} and α=211\alpha=\frac{2}{11}. Then

κ=min{2+3α2p04α,26α+3αp0,2p043}=12,\kappa=\min\left\{\frac{2+3\alpha}{2p_{0}}-4\alpha,2-6\alpha+\frac{3\alpha}{p_{0}},\frac{2}{p_{0}}-\frac{4}{3}\right\}=\frac{1}{2},

and we choose β=143+3α2p06α=502231\beta=\frac{14}{3}+\frac{3\alpha-2}{p_{0}}-6\alpha=\frac{502}{231}. Independently, take ps=101100p_{s}=\frac{101}{100} in (5.8). The two geometric left-hand sides are approximately 0.03618-0.03618 and 3.0015<η-3.0015<-\eta. Moreover,

λ1γλq+13μγ/2+η=λ1γλq+15γ/2λ13γ/2,\lambda_{1}^{\gamma}\lambda_{q+1}^{3-\mu-\gamma/2+\eta}=\lambda_{1}^{\gamma}\lambda_{q+1}^{-5\gamma/2}\leq\lambda_{1}^{-3\gamma/2},

which verifies (4.16), also for q=0q=0, once λ1\lambda_{1} is sufficiently large. The inequalities that become less favorable when μ\mu is increased have the values

3μ+2γ=18.008<20,2μ+2γ+4nσ+4γ=12.410<20,γ2+76(μ+γ)=7.003<20.3\mu+2\gamma=18.008<20,\qquad 2\mu+2\gamma+4\frac{n}{\sigma}+4\gamma=12.410<20,\qquad-\frac{\gamma}{2}+\frac{7}{6}(\mu+\gamma)=7.003<20.

The two source-exponent left-hand sides in (5.8) are approximately 0.47713-0.47713 and 0.56630-0.56630, both below γσ=0.2-\gamma\sigma=-0.2. The bounds in (5.6), (5.7), and the GikG_{i}^{k}-part of (5.9) have exponents 1.80017-1.80017, 1.096-1.096, and 0.596-0.596, respectively. The two μ\mu-dependent exponents in the FikF_{i}^{k}-part of (5.9) are 2.44550-2.44550 and 1.49310-1.49310. Hence all of these exponents are strictly below γσ=0.2-\gamma\sigma=-0.2, and direct substitution verifies the remaining strict inequalities as well.

For the final exponent p¯>6/5\bar{p}>6/5, the gradient estimates impose the additional restrictions in (5.3), namely

γ2+(532p¯)(μ+γ)<0,η+43p¯+4nσ+4γ<0.-\frac{\gamma}{2}+\left(\frac{5}{3}-\frac{2}{\bar{p}}\right)(\mu+\gamma)<0,\qquad-\eta+4-\frac{3}{\bar{p}}+4\frac{n}{\sigma}+4\gamma<0.

For σ=200\sigma=200, n=20n=20, γ=103\gamma=10^{-3}, μ=6+2γ=6.002\mu=6+2\gamma=6.002, and η=3\eta=3, both inequalities are strict when p¯=6/5+5×105\bar{p}=6/5+5\times 10^{-5}: their left-hand sides are approximately 8.31424×105-8.31424\times 10^{-5} and 1.09590-1.09590, respectively. In particular, the positive interpolation margins remain available, and the corresponding time Hölder exponent may still be chosen sufficiently small.

6 Proof of the main theorem

We first construct a smooth Reynolds solution on the fixed interval I[0,1]I_{\ast}\supset[0,1] that approximates the two prescribed endpoint fields. Consider

tu0+div(u0u0)νΔu0+p0=div0,divu0=0,\partial_{t}u_{0}+\operatorname{div}(u_{0}\otimes u_{0})-\nu\Delta u_{0}+\nabla p_{0}=\operatorname{div}\mathcal{E}_{0},\qquad\operatorname{div}u_{0}=0, (6.1)

where 0\mathcal{E}_{0} is symmetric.

Fix u(0),u(1)Lσ2(𝕋3)u^{(0)},u^{(1)}\in L^{2}_{\sigma}(\mathbb{T}^{3}), and let ρ\rho_{\ell} be a standard spatial mollifier. Choose χC(I,[0,1])\chi\in C^{\infty}(I_{\ast};[0,1]) such that

χ1on I(,1/4],χ0on I[3/4,).\chi\equiv 1\quad\hbox{on }I_{\ast}\cap(-\infty,1/4],\qquad\chi\equiv 0\quad\hbox{on }I_{\ast}\cap[3/4,\infty).

Let \mathcal{R} be a symmetric inverse-divergence operator on the torus, normalized so that

divf=fwhenever𝕋3f(x)𝑑x=0.\operatorname{div}\mathcal{R}f=f\qquad\text{whenever}\qquad\int_{\mathbb{T}^{3}}f(x)\,\mathrm{d}x=0.
Proposition 6.1 (Smooth initialization).

Define

u0\displaystyle u_{0} :=χ(t)(u(0)ρ)(x)+(1χ(t))(u(1)ρ)(x),\displaystyle:=\chi(t)(u^{(0)}*\rho_{\ell})(x)+(1-\chi(t))(u^{(1)}*\rho_{\ell})(x), (6.2)
p0\displaystyle p_{0} :=0,\displaystyle:=0,
0\displaystyle\mathcal{E}_{0} :=(tu0+div(u0u0)νΔu0).\displaystyle:=\mathcal{R}(\partial_{t}u_{0}+\operatorname{div}(u_{0}\otimes u_{0})-\nu\Delta u_{0}). (6.3)

Then (u0,p0,0)(u_{0},p_{0},\mathcal{E}_{0}) is a smooth solution of (6.1) on 𝕋3×I\mathbb{T}^{3}\times I_{\ast}. Moreover, for every ε>0\varepsilon>0, there exists >0\ell>0 such that

u0(,0)u(0)L2+u0(,1)u(1)L2<ε2.\|u_{0}(\cdot,0)-u^{(0)}\|_{L^{2}}+\|u_{0}(\cdot,1)-u^{(1)}\|_{L^{2}}<\frac{\varepsilon}{2}. (6.4)
Proof.

Spatial convolution preserves both incompressibility and zero mean. Consequently,

𝕋3tu0+div(u0u0)νΔu0𝑑x=0\int_{\mathbb{T}^{3}}\partial_{t}u_{0}+\operatorname{div}(u_{0}\otimes u_{0})-\nu\Delta u_{0}\mathrm{d}x=0

for every tt. Thus 0\mathcal{E}_{0} is well defined and symmetric, and (6.2)–(6.3) give (6.1). Finally, u0(,0)=u(0)ρu_{0}(\cdot,0)=u^{(0)}*\rho_{\ell} and u0(,1)=u(1)ρu_{0}(\cdot,1)=u^{(1)}*\rho_{\ell}, so (6.4) follows by taking \ell sufficiently small. ∎

After \ell and χ\chi have been fixed, all relevant norms of the initial triple are finite. By increasing λ0\lambda_{0}, we may arrange

0LtLx1δ1,u0LtLx2δ012,(xu0,tu0)LtLx4λ0n.\|\mathcal{E}_{0}\|_{L_{t}^{\infty}L_{x}^{1}}\leq\delta_{1},\quad\|u_{0}\|_{L_{t}^{\infty}L_{x}^{2}}\leq\delta_{0}^{\frac{1}{2}},\quad\|(\nabla_{x}u_{0},\partial_{t}u_{0})\|_{L_{t}^{\infty}L_{x}^{4}}\leq\lambda_{0}^{n}.

Thus (u0,p0,0)(u_{0},p_{0},\mathcal{E}_{0}) satisfies the induction hypotheses at level q=0q=0.

We use the following compactness statement.

Proposition 6.2 (Compactness and convergence).

Let (uq,pq,q)q0(u_{q},p_{q},\mathcal{E}_{q})_{q\geq 0} be a sequence of admissible solutions of (4.2), with every uqu_{q} divergence free and of zero mean. Suppose that, for some α0,ϑ>0\alpha_{0},\vartheta>0,

qLtLx1\displaystyle\|\mathcal{E}_{q}\|_{L_{t}^{\infty}L_{x}^{1}} δq+1,\displaystyle\leq\delta_{q+1}, (6.5)
uq+1uqCtLx2\displaystyle\|u_{q+1}-u_{q}\|_{C_{t}L_{x}^{2}} Cδq+11/2,\displaystyle\leq C\delta_{q+1}^{1/2}, (6.6)
uq+1Ctα0Lxp¯\displaystyle\|\nabla u_{q+1}\|_{C_{t}^{\alpha_{0}}L_{x}^{\bar{p}}} uqCtα0Lxp¯+Cδq+1ϑ,\displaystyle\leq\|\nabla u_{q}\|_{C_{t}^{\alpha_{0}}L_{x}^{\bar{p}}}+C\delta_{q+1}^{\vartheta}, (6.7)
uq+1(,j)uq(,j)L2\displaystyle\|u_{q+1}(\cdot,j)-u_{q}(\cdot,j)\|_{L^{2}} Cλq1/5,j=0,1,\displaystyle\leq C\lambda_{q}^{-1/5},\qquad j=0,1, (6.8)

where λq+1=λqσ\lambda_{q+1}=\lambda_{q}^{\sigma} with σ>1\sigma>1 and δq=λ12γλqγ\delta_{q}=\lambda_{1}^{2\gamma}\lambda_{q}^{-\gamma} with γ>0\gamma>0. Then there exists

uC([0,1],Lσ2(𝕋3))withuCα0([0,1],Lp¯(𝕋3))u\in C([0,1];L^{2}_{\sigma}(\mathbb{T}^{3}))\quad\text{with}\quad\nabla u\in{C^{\alpha_{0}}}([0,1];L^{\bar{p}}(\mathbb{T}^{3}))

such that uquu_{q}\to u strongly in CtLx2C_{t}L_{x}^{2}. The field uu is a weak solution of the Navier–Stokes equation in the sense that

01𝕋3[utφ+(uu):φ+νuΔφ]dxdt+𝕋3u(x,0)φ(x,0)dx=0\displaystyle\int_{0}^{1}\!\!\int_{\mathbb{T}^{3}}\left[u\cdot\partial_{t}\varphi+(u\otimes u):\nabla\varphi+\nu u\cdot\Delta\varphi\right]\mathrm{d}x\mathrm{d}t+\int_{\mathbb{T}^{3}}u(x,0)\cdot\varphi(x,0)\mathrm{d}x=0 (6.9)

for every divergence-free φCc(𝕋3×[0,1),3)\varphi\in C_{c}^{\infty}(\mathbb{T}^{3}\times[0,1);\mathbb{R}^{3}). If, in addition, (6.4) holds and Cq=0λq1/5<ε/2C\sum_{q=0}^{\infty}\lambda_{q}^{-1/5}<\varepsilon/2, then

u(,j)u(j)L2<ε,j=0,1.\|u(\cdot,j)-u^{(j)}\|_{L^{2}}<\varepsilon,\qquad j=0,1.
Proof.

Since λq=λ0σq\lambda_{q}=\lambda_{0}^{\sigma^{q}}, the three series

q=0δq+11/2,q=0δq+1ϑ,q=0λq1/5\sum_{q=0}^{\infty}\delta_{q+1}^{1/2},\qquad\sum_{q=0}^{\infty}\delta_{q+1}^{\vartheta},\qquad\sum_{q=0}^{\infty}\lambda_{q}^{-1/5} (6.10)

converge. It follows from (6.6) that (uq)q(u_{q})_{q} is Cauchy in C([0,1],L2)C([0,1];L^{2}), so

uqustrongly in C([0,1],L2)u_{q}\longrightarrow u\qquad\text{strongly in }C([0,1];L^{2}) (6.11)

for some uu in that space. Divergence and spatial mean pass to the strong L2L^{2} limit, hence u(t)Lσ2u(t)\in L^{2}_{\sigma} for every tt.

Iterating (6.7) and using (6.10) gives

supq0uqCtα0Lxp¯u0Ctα0Lxp¯+Cq=0δq+1ϑ=:M<.\sup_{q\geq 0}\|\nabla u_{q}\|_{C_{t}^{\alpha_{0}}L_{x}^{\bar{p}}}\leq\|\nabla u_{0}\|_{C_{t}^{\alpha_{0}}L_{x}^{\bar{p}}}+C\sum_{q=0}^{\infty}\delta_{q+1}^{\vartheta}=:M<\infty. (6.12)

Fix t[0,1]t\in[0,1]. Since p¯>1\bar{p}>1, Lp¯L^{\bar{p}} is reflexive, and (uq(t))q(\nabla u_{q}(t))_{q} is weakly precompact in Lp¯L^{\bar{p}}. The strong L2L^{2} convergence implies convergence in distributions, so every weakly convergent subsequence of uq(t)\nabla u_{q}(t) has the unique limit u(t)\nabla u(t). Hence the full sequence converges weakly, and

u(t)W1,p¯(𝕋3),uq(t)u(t)weakly in Lp¯.u(t)\in W^{1,\bar{p}}(\mathbb{T}^{3}),\qquad\nabla u_{q}(t)\rightharpoonup\nabla u(t)\quad\text{weakly in }L^{\bar{p}}.

For s,t[0,1]s,t\in[0,1], weak lower semicontinuity and (6.12) yield

u(t)u(s)Lp¯\displaystyle\|\nabla u(t)-\nabla u(s)\|_{L^{\bar{p}}} lim infquq(t)uq(s)Lp¯\displaystyle\leq\liminf_{q\to\infty}\|\nabla u_{q}(t)-\nabla u_{q}(s)\|_{L^{\bar{p}}}
M|ts|α0.\displaystyle\leq M|t-s|^{\alpha_{0}}.

Thus uCtα0Lxp¯\nabla u\in C_{t}^{\alpha_{0}}L_{x}^{\bar{p}}.

It remains to pass to the equation. Testing the qqth Reynolds system against a divergence-free φ\varphi gives

01𝕋3[uqtφ+(uquq):φ+νuqΔφ]dxdt+𝕋3uq(x,0)φ(x,0)dx\displaystyle\int_{0}^{1}\!\!\int_{\mathbb{T}^{3}}\left[u_{q}\cdot\partial_{t}\varphi+(u_{q}\otimes u_{q}):\nabla\varphi+\nu u_{q}\cdot\Delta\varphi\right]\mathrm{d}x\mathrm{d}t+\int_{\mathbb{T}^{3}}u_{q}(x,0)\cdot\varphi(x,0)\mathrm{d}x
=01𝕋3q:φ𝑑x𝑑t.\displaystyle\hskip 99.58464pt=\int_{0}^{1}\!\!\int_{\mathbb{T}^{3}}\mathcal{E}_{q}:\nabla\varphi\mathrm{d}x\mathrm{d}t. (6.13)

The right-hand side tends to zero by (6.5). Moreover, (6.11) and the uniform L2L^{2} bound imply

uququuCtLx1\displaystyle\|u_{q}\otimes u_{q}-u\otimes u\|_{C_{t}L_{x}^{1}} (uqCtLx2+uCtLx2)uquCtLx20.\displaystyle\leq\bigl(\|u_{q}\|_{C_{t}L_{x}^{2}}+\|u\|_{C_{t}L_{x}^{2}}\bigr)\|u_{q}-u\|_{C_{t}L_{x}^{2}}\longrightarrow 0.

All the remaining terms in (6) pass to the limit directly by (6.11), including the initial trace. We obtain (6.9). A distributional pressure may then be recovered from the periodic de Rham theorem.

Finally, (6.8) and (6.4) give

u(,j)u(j)L2u(j)u0(,j)L2+u(,j)u0(,j)L2<ε2+Cq=0λq1/5<ε,j=0,1.\|u(\cdot,j)-u^{(j)}\|_{L^{2}}\leq\|u^{(j)}-u_{0}(\cdot,j)\|_{L^{2}}+\|u(\cdot,j)-u_{0}(\cdot,j)\|_{L^{2}}<\frac{\varepsilon}{2}+C\sum_{q=0}^{\infty}\lambda_{q}^{-1/5}<\varepsilon,\qquad j=0,1.

We now complete the proof of Theorem 1.1. Choose \ell by Proposition 6.1, and then choose λ0\lambda_{0} sufficiently large that the initial triple satisfies the induction hypotheses and Cqλq1/5<ε/2C\sum_{q}\lambda_{q}^{-1/5}<\varepsilon/2. Repeated application of Proposition 4.1 gives a sequence satisfying the assumptions of Proposition 6.2. Its limit has the required regularity, solves (1.1) in the sense of (1.2), and satisfies the two endpoint estimates.

6.1 Time locality and proof of Theorem 1.2

The endpoint-density statement alone does not imply exact nonuniqueness. The extra ingredient is that one iteration step only uses the Reynolds flow in a short neighborhood of the current time cell. We record this feature in the form needed below. At stage qq, write

lq:=c0λq+1n/σγl_{q}:=c_{0}\lambda_{q+1}^{-n/\sigma-\gamma} (6.14)

for the space–time mollification scale used in Section 4.

Lemma 6.3 (Time locality of the iteration).

Suppose that two Reynolds triples satisfying the hypotheses of Proposition 4.1, with the same parameters, agree on 𝕋3×(I(,Tq])\mathbb{T}^{3}\times(I_{\ast}\cap(-\infty,T_{q}]). After fixing the same normalization for the pressures, the two applications of Proposition 4.1 may be coupled so that the resulting triples agree on

𝕋3×(I(,Tqlqτq+1]),\mathbb{T}^{3}\times\bigl(I_{\ast}\cap(-\infty,T_{q}-l_{q}-\tau_{q+1}]\bigr),

provided Tq>lq+τq+1T_{q}>l_{q}+\tau_{q+1}.

Proof.

Since the two input triples agree on I(,Tq]I_{\ast}\cap(-\infty,T_{q}], their mollifications, and hence the coefficients aia_{i}, agree on I(,Tqlq]I_{\ast}\cap(-\infty,T_{q}-l_{q}]. Every complete time cell contained in this interval therefore has the same frozen coefficients aika_{i}^{k} in the two constructions. On such a cell we choose the same admissible initial points for the trajectories. The amplitudes, radii, trajectories, moving Hill blocks, and auxiliary sources then agree on that cell.

The temporal corrector (4.44) is defined by integration only over the current cell. The Leray projection, the symmetric inverse-divergence operator, and all other operators used to define uq+1u_{q+1}, pq+1p_{q+1}, and q+1\mathcal{E}_{q+1} act only in space. Consequently, the two output triples agree on the union of the complete cells contained in I(,Tqlq]I_{\ast}\cap(-\infty,T_{q}-l_{q}]. In particular, they agree on [0,Tqlqτq+1][0,T_{q}-l_{q}-\tau_{q+1}], and the same left-time convention is preserved for the next stage. This proves the claim. ∎

Proof of Theorem 1.2.

Fix an arbitrary vLσ2(𝕋3)v\in L^{2}_{\sigma}(\mathbb{T}^{3}) and ε>0\varepsilon>0. Choose wLσ2(𝕋3)w\in L^{2}_{\sigma}(\mathbb{T}^{3}) with wL2=1\|w\|_{L^{2}}=1, set

w(1):=0,w(2):=w,ε:=min{ε/2,1/8},w^{(1)}:=0,\qquad w^{(2)}:=w,\qquad\varepsilon_{*}:=\min\{\varepsilon/2,1/8\},

and choose one spatial mollification scale >0\ell>0, common to both constructions, such that

vρvL2+j=12w(j)ρw(j)L2<ε2.\|v*\rho_{\ell}-v\|_{L^{2}}+\sum_{j=1}^{2}\|w^{(j)}*\rho_{\ell}-w^{(j)}\|_{L^{2}}<\frac{\varepsilon_{*}}{2}.

For j=1,2j=1,2, apply Proposition 6.1 with endpoint targets (v,w(j))(v,w^{(j)}), using this common scale and the same cutoff χ\chi. Denote the resulting initial Reynolds triples by (u0(j),p0(j),0(j))(u_{0}^{(j)},p_{0}^{(j)},\mathcal{E}_{0}^{(j)}). Since χ1\chi\equiv 1 on I(,1/4]I_{\ast}\cap(-\infty,1/4], the two triples agree on 𝕋3×(I(,1/4])\mathbb{T}^{3}\times(I_{\ast}\cap(-\infty,1/4]).

Choose one λ0\lambda_{0}, common to both constructions, sufficiently large that both initial triples satisfy the induction hypotheses,

Cq=0λq1/5<ε2,q=0(lq+τq+1)<18.C\sum_{q=0}^{\infty}\lambda_{q}^{-1/5}<\frac{\varepsilon_{*}}{2},\qquad\sum_{q=0}^{\infty}(l_{q}+\tau_{q+1})<\frac{1}{8}.

The second requirement is possible because lql_{q} is given by (6.14), τq+1=λq+1η\tau_{q+1}=\lambda_{q+1}^{-\eta}, and λq=λ0σq\lambda_{q}=\lambda_{0}^{\sigma^{q}}. Apply Proposition 4.1 to the two triples with identical choices on every time cell on which they agree. Iterating Lemma 6.3, the level-qq triples agree on

𝕋3×(I(,Tq]),Tq:=14m=0q1(lm+τm+1)18.\mathbb{T}^{3}\times\bigl(I_{\ast}\cap(-\infty,T_{q}]\bigr),\qquad T_{q}:=\frac{1}{4}-\sum_{m=0}^{q-1}(l_{m}+\tau_{m+1})\geq\frac{1}{8}.

Proposition 6.2 now gives two limiting weak solutions u(1),u(2)𝒮p¯u^{(1)},u^{(2)}\in\mathcal{S}_{\bar{p}}. Their equality on the intervals above and their convergence in CtLx2C_{t}L_{x}^{2} imply

u(1)(,t)=u(2)(,t)for 0t18.u^{(1)}(\cdot,t)=u^{(2)}(\cdot,t)\quad\text{for }0\leq t\leq\frac{1}{8}.

In particular, they have a common initial trace, denoted by v~\widetilde{v}, and the endpoint estimate in Proposition 6.2 gives

v~vL2<εε.\|\widetilde{v}-v\|_{L^{2}}<\varepsilon_{*}\leq\varepsilon. (6.15)

At the other endpoint,

u(j)(,1)w(j)L2<ε,j=1,2.\|u^{(j)}(\cdot,1)-w^{(j)}\|_{L^{2}}<\varepsilon_{*},\qquad j=1,2.

Therefore,

u(1)(,1)u(2)(,1)L2\displaystyle\|u^{(1)}(\cdot,1)-u^{(2)}(\cdot,1)\|_{L^{2}} w(1)w(2)L22ε\displaystyle\geq\|w^{(1)}-w^{(2)}\|_{L^{2}}-2\varepsilon_{*}
114>0,\displaystyle\geq 1-\frac{1}{4}>0,

so the two solutions are distinct.

Let 𝒟\mathcal{D} be the set of all initial data in Lσ2(𝕋3)L^{2}_{\sigma}(\mathbb{T}^{3}) admitting two such distinct solutions. Since vv and ε\varepsilon were arbitrary, (6.15) shows that 𝒟\mathcal{D} is dense in Lσ2(𝕋3)L^{2}_{\sigma}(\mathbb{T}^{3}). This proves the theorem. ∎

7 Limitations and possible modifications

We record the limits of the present single-core construction under the condition uCtLxp¯\nabla u\in C_{t}L_{x}^{\bar{p}}. These calculations are not impossibility results for other Hill-vortex schemes.

7.1 Can the present method improve the exponent?

The principal obstruction is already visible in (5.3). If

ϑ(p):=532p,\vartheta(p):=\frac{5}{3}-\frac{2}{p},

then the formal principal-gradient estimate would require

ϑ(p¯)<γ2(μ+γ).\vartheta(\bar{p})<\frac{\gamma}{2(\mu+\gamma)}.

For the parameters used in the construction above, γ=103\gamma=10^{-3} and μ=6+2γ=6.002\mu=6+2\gamma=6.002, this gives

p¯<pmax:=253γ2(μ+γ)=24012200091.20005997.\bar{p}<p_{\max}:=\frac{2}{\frac{5}{3}-\frac{\gamma}{2(\mu+\gamma)}}=\frac{24012}{20009}\approx 1.20005997. (7.1)

Thus p¯=1.20005=6/5+5×105\bar{p}=1.20005=6/5+5\times 10^{-5} is already close to the ceiling imposed by the principal-gradient estimate for these parameters.

This value is not claimed to be optimal. However, γ\gamma and μ\mu have competing roles: increasing γ\gamma improves amplitude decay, whereas decreasing μ\mu enlarges the cores. The orbit-spacing condition

1αμ+3α(nσ+γ)<01-\alpha\mu+3\alpha\left(\frac{n}{\sigma}+\gamma\right)<0

keeps μ\mu relatively large, while the stress estimates restrict γ\gamma. Reoptimization may improve the numerical margin but does not provide a route toward p=3/2p=3/2; a larger gain requires a structural change in the construction.

7.2 Why temporal concentration does not improve the present theorem

Temporal concentration, as used in related convex-integration constructions such as [31, 32], gives estimates in time-integrated spaces. Concentrating a stress of size δ\delta on a set of relative measure ρ\rho changes the perturbation amplitude to δ1/2ρ1/2\delta^{1/2}\rho^{-1/2}. Since here R=raR=ra with aδ/ρa\sim\delta/\rho, one obtains

VikLtsLxpρ1s12+ϑ(p)δ12ϑ(p)rϑ(p).\|\nabla V_{i}^{k}\|_{L_{t}^{s}L_{x}^{p}}\lesssim\rho^{\frac{1}{s}-\frac{1}{2}+\vartheta(p)}\delta^{\frac{1}{2}-\vartheta(p)}r^{-\vartheta(p)}.

For pp slightly above 6/56/5, the factor at s=s=\infty is ρ1/2+ϑ(p)\rho^{-1/2+\vartheta(p)}, which diverges as ρ0\rho\downarrow 0. Temporal cutoffs also worsen the transport and corrector errors. Hence this device does not improve the present uniform-in-time estimate, although it may be useful for a theorem with finite time integrability.

7.3 Anisotropic localization

This direction is motivated by intermittent Beltrami, Mikado, and pipe constructions; see [42, 26, 28, 39, 81, 24, 53]. These schemes use anisotropic spatial concentration. The solutions in [26] belong to Ct(HxβWx1,1+β)C_{t}(H_{x}^{\beta}\cap W_{x}^{1,1+\beta}) for some β>0\beta>0, and hence to CtLx2+aC_{t}L_{x}^{2+a} for some unspecified a>0a>0. The checkerboard localization of Novack and Vicol [85] gives a related Euler example. This motivated the target

Ct(Wx1,pLx2+a),p>65,C_{t}\bigl(W_{x}^{1,p}\cap L_{x}^{2+a}\bigr),\qquad p>\frac{6}{5},

with a larger velocity-integrability gain. One may test the cutoff

χRa,b(x):=χ(x1Ra,(x2,x3)Rb),0<a,b<23,\chi_{R}^{a,b}(x):=\chi\left(\frac{x_{1}}{R^{a}},\frac{(x_{2},x_{3})}{R^{b}}\right),\qquad 0<a,b<\frac{2}{3},

and set

HRA:=HRR(χRa,bΦ).H_{R}^{A}:=H_{R}-R\nabla(\chi_{R}^{a,b}\Phi).

If HRA=HRH_{R}^{A}=H_{R} on BcR2/3B_{cR^{2/3}}, the unchanged core gives

HRALp(𝕋3)HRLp(BcR2/3)R2p1,HRALp(𝕋3)HRLp(BcR2/3)R2p53.\|H_{R}^{A}\|_{L^{p}(\mathbb{T}^{3})}\geq\|H_{R}\|_{L^{p}(B_{cR^{2/3}})}\gtrsim R^{\frac{2}{p}-1},\qquad\|\nabla H_{R}^{A}\|_{L^{p}(\mathbb{T}^{3})}\geq\|\nabla H_{R}\|_{L^{p}(B_{cR^{2/3}})}\gtrsim R^{\frac{2}{p}-\frac{5}{3}}.

Thus the cutoff does not change the intrinsic Hill-core loss. It could help only through better packing or a smaller divergence-correction error, neither of which follows from the present estimates.

7.4 Several parallel moving cores

Another possibility is to split one directional stress among N=Nq+1N=N_{q+1} disjoint cores moving in parallel. The cancellation normalization would then give an amplitude of order

ηNδq+11/2N1/2\eta_{N}\sim\delta_{q+1}^{1/2}N^{-1/2}

for each core. If the cores have comparable radius RR and disjoint supports, their combined fixed-time gradient satisfies schematically

j=1NVjLpδq+11/2N1p12R2p53.\left\|\sum_{j=1}^{N}\nabla V_{j}\right\|_{L^{p}}\lesssim\delta_{q+1}^{1/2}N^{\frac{1}{p}-\frac{1}{2}}R^{\frac{2}{p}-\frac{5}{3}}.

For p<2p<2, the factor N1/p1/2N^{1/p-1/2} grows with NN. Thus splitting the amplitude does not improve the fixed-time gradient estimate unless the new packing permits sufficiently larger cores. A multicore improvement therefore requires a different packing or averaging mechanism, not only more copies of the same block.

8 Further directions and open problems

We conclude with several questions that lie beyond the present single-core iteration.

Optimal uniform-in-time spatial regularity.

Determine the largest exponent pp for which the endpoint-trace density in (1.3) can hold with uCtLxp\nabla u\in C_{t}L_{x}^{p}. The ceiling in (7.1) concerns only the chosen parameters. Can optimization, localization, or a different averaging mechanism give a fixed gain above 6/56/5? The scale-invariant value is p=3/2p=3/2, for which W1,3/2(𝕋3)L3(𝕋3)W^{1,3/2}(\mathbb{T}^{3})\hookrightarrow L^{3}(\mathbb{T}^{3}), but the present estimates do not approach it.

Energy profiles and admissibility.

Prescribed energy profiles and admissibility criteria have been studied in Euler convex integration; see [41, 38, 65, 23]. Can the construction prescribe E(t)=12u(,t)L22E(t)=\frac{1}{2}\|u(\cdot,t)\|_{L^{2}}^{2} while retaining uCtLxp¯\nabla u\in C_{t}L_{x}^{\bar{p}}, or give flexibility among energy-compatible endpoints in the Leray–Hopf or suitable class? Arbitrary endpoint density is incompatible with nonincreasing energy, and the present estimates give neither Lt2Hx1L_{t}^{2}H_{x}^{1} control nor a local energy inequality.

Coherent vortices beyond the Hill profile.

The Hill energy–gradient scaling gives the threshold 6/56/5. Possible alternatives include Fraenkel’s rings of small cross-section [48], Norbury’s one-parameter family [84] interpolating between thin rings and Hill’s vortex, and the variational constructions of Fraenkel and Berger [49] and Friedman and Turkington [50]. Their aspect ratio provides an additional parameter, although the induced velocity may offset the apparent LpL^{p}-gain. Hill’s vortex is also the unique extreme member of the family [6]. Any replacement must retain exact traveling cancellation, a controllable impulse [91, Ch. 3], localizability, and small viscous and modulation stresses. Whether a vortex-ring profile can meet these requirements and improve the exponent is open.

Numerically assisted search for new building blocks.

Numerical and computer-assisted work on Navier–Stokes nonuniqueness [62, 63] studies candidate self-similar profiles and unstable modes; related tools appear for Euler [30, 102] and in rigorous a posteriori error estimates [11]. For the present method, one would instead seek a traveling or pulsating profile with better energy–gradient scaling and a certified residual small in the required stress norms. Numerical optimization may help identify candidates, but the cited instability mechanisms do not supply the cancellation identities needed here.

Trajectory geometry and nonperiodic domains.

Extending the construction to 3\mathbb{R}^{3} requires a substitute for periodic recurrence and control of spatial decay; bounded domains also require boundary-compatible blocks. For three-dimensional Euler, Enciso, Peñafiel-Tomás, and Peralta-Salas [45] proved that, under explicit compatibility conditions, a smooth local solution on a bounded region can be extended to an admissible CβC^{\beta} weak solution on 3\mathbb{R}^{3}, β<1/3\beta<1/3, with controlled support. Their result does not provide boundary-compatible Hill vortices or treat viscosity. The inner–outer gluing in [3] is another precedent. On the torus, partial transport by the coarse velocity may reduce the linear interaction, but would require averaging along deformed trajectories.

These questions ask whether the gain above 6/56/5 extends beyond the present moving-Hill-vortex construction.

Acknowledgment

Quoc-Hung Nguyen’s research was supported by the CAS Project for Young Scientists in Basic Research (Grant No. YSBR-031) and by the National Natural Science Foundation of China under Grant Nos. 1251101538 and 12595282. He is grateful to Elia Bruè for suggesting that he consider this problem.

AI use disclosure

This paper was written by the authors and was not generated by artificial intelligence. OpenAI’s ChatGPT 5.6 was used to assist with language editing, organization, bibliographic checks, troubleshooting, and verification of mathematical calculations. It was not used as an independent source of mathematical results. All mathematical ideas, arguments, proofs, and conclusions are those of the authors, who reviewed the AI-assisted revisions and take full responsibility for the contents of the paper.

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